0001225208-16-038900.txt : 20160907 0001225208-16-038900.hdr.sgml : 20160907 20160907090458 ACCESSION NUMBER: 0001225208-16-038900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160902 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL MANAGEMENT LLC STREET 2: 9 ROSZEL ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 FORMER COMPANY: FORMER CONFORMED NAME: ADT LIMITED DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUPTA RAJIV CENTRAL INDEX KEY: 0001068731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 161872379 MAIL ADDRESS: STREET 1: 234 RAVENCLIFF DRIVE CITY: ST DAVIDS STATE: PA ZIP: 19087 4 1 doc4.xml X0306 4 2016-09-02 1 0000833444 TYCO INTERNATIONAL plc JCI 0001068731 GUPTA RAJIV 9 ROSZEL ROAD PRINCETON NJ 08540 1 Common Shares 2016-09-02 4 M 0 15083.0000 0.0000 A 35223.0000 D Deferred Stock Units 2016-09-02 4 M 0 15083.0000 0.0000 D Common Shares 15083.0000 0.0000 D Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger"). DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. Kevin J. Coen, attorney-in-fact 2016-09-06