0001225208-13-024104.txt : 20131122 0001225208-13-024104.hdr.sgml : 20131122 20131122151509 ACCESSION NUMBER: 0001225208-13-024104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131120 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL LTD CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: VICTOR VON BRUNS-STRASSE 21 CITY: NEUHAUSEN AM RHEINFALL STATE: V8 ZIP: CH-8212 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL MANAGEMENT CO STREET 2: 9 ROSZEL ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 FORMER COMPANY: FORMER CONFORMED NAME: ADT LIMITED DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREEN EDWARD D CENTRAL INDEX KEY: 0001223619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 131238054 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL (US) INC STREET 2: 9 WEST 57TH ST 43RD FL. CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml X0306 4 2013-11-20 0000833444 TYCO INTERNATIONAL LTD TYC 0001223619 BREEN EDWARD D 9 ROSZEL ROAD PRINCETON NJ 08540 1 Common Shares 2013-11-20 4 M 0 49739.0000 31.4034 A 1139537.0000 D Common Shares 2013-11-20 4 M 0 49739.0000 28.2639 A 1189276.0000 D Common Shares 2013-11-20 4 M 0 49739.0000 25.9086 A 1239015.0000 D Common Shares 2013-11-20 4 S 0 130413.0000 37.4783 D 1108602.0000 D Common Shares 92000.0000 I 2012 GRAT - 6 Stock Option (Right to Buy) 31.4034 2013-11-20 4 M 0 49739.0000 0.0000 D 2014-03-25 Common Shares 49739.0000 0.0000 D Stock Option (Right to Buy) 28.2639 2013-11-20 4 M 0 49739.0000 0.0000 D 2014-03-25 Common Shares 49739.0000 0.0000 D Stock Option (Right to Buy) 25.9086 2013-11-20 4 M 0 49739.0000 0.0000 D 2014-03-25 Common Shares 49739.0000 0.0000 D Price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $37.2300 to $37.5900, inclusive. Reporting person will, upon request, supply the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Options became exercisable in equal installments on each of the first, second and third anniversary of the grant date. Kevin J. Coen, attorney-in-fact 2013-11-21