0001225208-13-008796.txt : 20130401 0001225208-13-008796.hdr.sgml : 20130401 20130401163915 ACCESSION NUMBER: 0001225208-13-008796 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130328 FILED AS OF DATE: 20130401 DATE AS OF CHANGE: 20130401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BREEN EDWARD D CENTRAL INDEX KEY: 0001223619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 13731661 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL (US) INC STREET 2: 9 WEST 57TH ST 43RD FL. CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL LTD CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL MANAGEMENT CO STREET 2: 9 ROSZEL ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 FORMER COMPANY: FORMER CONFORMED NAME: ADT LIMITED DATE OF NAME CHANGE: 19930601 4 1 doc4.xml X0306 4 2013-03-28 0000833444 TYCO INTERNATIONAL LTD TYC 0001223619 BREEN EDWARD D 9 ROSZEL ROAD PRINCETON NJ 08540 1 Common Shares 2013-03-28 4 M 0 1002052.0000 0.0000 A 1357934.0000 D Common Shares 2013-03-28 4 M 0 241446.0000 0.0000 A 1599380.0000 D Common Shares 2013-03-28 4 M 0 69334.0000 0.0000 A 1668714.0000 D Common Shares 2013-03-28 4 F 0 578967.0000 31.5825 D 1089747.0000 D Common Shares 92000.0000 I 2012 GRAT - 6 Deferred Stock Units (Call Equivalent) 2013-03-28 4 M 0 1002052.0000 0.0000 D Common Shares 1002052.0000 0.0000 D Performance Share Units 2013-03-28 4 M 0 107100.0000 0.0000 D Common Shares 107100.0000 127300.0000 D Performance Share Units 2013-03-28 4 M 0 127300.0000 0.0000 D Common Shares 127300.0000 0.0000 D Represents gross number of shares awarded upon payout on March 28, 2013 of performance share units granted in 2010. These performance share units were initially reported on a voluntary basis as a derivative at target amount of 127,300 units. Represents gross number of shares awarded upon payout on March 28, 2013 of performance share units granted in 2011. These performance share units were initially reported on a voluntary basis as a derivative at target amount of 107,100 units. Conversion is 1-for-1. Deferred Stock Units, granted in July 2002, plus accrued dividend equivalent units converted to common shares on March 28, 2013. Upon vesting, the reporting person receives a distribution of common shares based on whether performance targets are achieved. For all performance share units outstanding at the time, performance was determined as of June 29, 2012 in advance of Tyco's spin-offs of its ADT residential security business and flow control business. Amounts presented reflect the number of shares (adjusted for performance results) that were delivered upon vesting on March 28, 2013. These performance share units granted in 2011 vested on March 28, 2013. These performance share units granted in 2010 vested on March 28, 2013. Kevin J. Coen, attorney-in-fact 2013-04-01