0001225208-11-023346.txt : 20111014
0001225208-11-023346.hdr.sgml : 20111014
20111014165314
ACCESSION NUMBER: 0001225208-11-023346
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111012
FILED AS OF DATE: 20111014
DATE AS OF CHANGE: 20111014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIEGEL LAURIE
CENTRAL INDEX KEY: 0001223626
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 111142292
MAIL ADDRESS:
STREET 1: C/O TYCO INTERNATIONAL (US) INC
STREET 2: 9 WEST 57TH ST 43RD FL.
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TYCO INTERNATIONAL LTD
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 0925
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 609-720-4200
MAIL ADDRESS:
STREET 1: C/O TYCO INTERNATIONAL MANAGEMENT CO
STREET 2: 9 ROSZEL ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
FORMER COMPANY:
FORMER CONFORMED NAME: ADT LIMITED
DATE OF NAME CHANGE: 19930601
4
1
doc4.xml
X0304
4
2011-10-12
0000833444
TYCO INTERNATIONAL LTD
TYC
0001223626
SIEGEL LAURIE
9 ROSZEL ROAD
PRINCETON
NJ
08540
1
SVP, Human Resources
Common Shares
2011-10-12
4
M
0
37152.0000
0.0000
A
72227.0000
D
Common Shares
2011-10-12
4
A
0
5800.0000
0.0000
A
78027.0000
D
Common Shares
2011-10-12
4
F
0
819.0000
44.3250
D
77208.0000
D
Common Shares
2011-10-13
4
F
0
17221.0000
43.8350
D
59987.0000
D
Performance Share Units
2011-10-12
5
A
0
11700.0000
0.0000
A
Common Shares
11700.0000
45121.0000
D
Performance Share Units
2011-10-12
4
M
0
25800.0000
0.0000
D
Common Shares
25800.0000
33421.0000
D
Stock Option (Right to Buy)
44.3200
2011-10-12
4
A
0
43400.0000
0.0000
A
2021-10-11
Common Shares
43400.0000
43400.0000
D
Represents gross number of shares awarded upon payout of performance share units granted in 2008. 37,152 shares were delivered based on performance results. These performance share units were voluntarily reported as a derivative security at target amount of 25,800 units. Payout reflects performance achieved based on Tyco's total shareholder return relative to the S&P 500 Industrials Index over the performance period.
Reflects grant of restricted stock units that, subject to acceleration upon certain events, vest in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Restricted stock units accrue dividend equivalent units.
Upon vesting, the reporting person will receive a distribution of common shares based on the performance target. Amount presented represents target number of shares that may be distributed. The maximum number that may be distributed is equal to two times target amount.
These performance share units vest, to the extent the performance targets are obtained, on 9/26/2014.
Includes performance share units previously reported voluntarily with different vesting terms. Amount presented represents target number of shares that may be distributed. The maximum number that may be distributed is equal to two times target amount.
Reflects vesting of performance share units on 10/12/2011. These performance share units were voluntarily reported as a derivative unit at target amount of 25,800 units. Payout reflects performance achieved based on Tyco's total shareholder return relative to the S&P 500 Industrials Index over the performance period.
Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.
John S. Jenkins, attorney-in-fact
2011-10-14