0001127602-23-001670.txt : 20230118 0001127602-23-001670.hdr.sgml : 20230118 20230118171933 ACCESSION NUMBER: 0001127602-23-001670 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221207 FILED AS OF DATE: 20230118 DATE AS OF CHANGE: 20230118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brannemo Tomas CENTRAL INDEX KEY: 0001607927 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 23535191 MAIL ADDRESS: STREET 1: JOHNSON CONTROLS STREET 2: 5757 N. GREEN BAY AVENUE CITY: GLENDALE STATE: WI ZIP: 53209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2022-12-07 2022-12-09 0000833444 Johnson Controls International plc JCI 0001607927 Brannemo Tomas 5757 N GREEN BAY AVE MILWAUKEE WI 53209 1 VP & President, BTS EMEALA Ordinary Shares 2022-12-07 4 A 0 16136.85 66.39 A 40392.45 D Ordinary Shares 2022-12-07 4 F 0 933 66.39 D 39459.45 D Ordinary Shares 2022-12-08 4 F 0 106 66.77 D 39353.45 D Ordinary Shares 2022-12-08 4 A 0 6365 0 A 45718.45 D Employee Stock Option (Right to Buy) 66.77 2022-12-08 4 A 0 23338 0 A 2024-12-08 2032-12-08 Ordinary Shares 23338 23338 D This amendment is being filed to report transactions that were inadvertently omitted from the Form 4 filed on December 9, 2022 related to the vesting of PSUs and related tax withholdings. Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date. /s/ Leanne Michels, attorney-in-fact 2023-01-18