0001127602-19-034605.txt : 20191209 0001127602-19-034605.hdr.sgml : 20191209 20191209185658 ACCESSION NUMBER: 0001127602-19-034605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donofrio John CENTRAL INDEX KEY: 0001330156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 191276296 MAIL ADDRESS: STREET 1: ONE VILLAGE CENTER ROAD CITY: VAN BUREN TOWNSHIP STATE: MI ZIP: 48111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 414-524-1200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-12-05 0000833444 Johnson Controls International plc JCI 0001330156 Donofrio John 5757 N GREEN BAY AVENUE MILWAUKEE WI 53209 1 Exec VP & General Counsel Ordinary Shares 2019-12-05 4 A 0 13173 0 A 105013.741 D Ordinary Shares 2019-12-06 4 F 0 2411 42.09 D 102602.741 D Ordinary Shares 2019-12-07 4 F 0 13315 42.09 D 89287.741 D Employee Stock Option (Right to Buy) 41.75 2019-12-05 4 A 0 75445 0 A 2021-12-05 2029-12-05 Ordinary Shares 75445 75445 D Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. Each restricted share unit is the economic equivalent of one ordinary share of JCI. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant. /s/ Michael R. Peterson, attorney-in-fact 2019-12-09