0001127602-18-024495.txt : 20180802 0001127602-18-024495.hdr.sgml : 20180802 20180802173636 ACCESSION NUMBER: 0001127602-18-024495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oliver George CENTRAL INDEX KEY: 0001403297 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 18989715 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-08-01 0000833444 Johnson Controls International plc JCI 0001403297 Oliver George 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 Chairman & CEO Ordinary Shares 2018-08-01 4 M 0 24468 21.22 A 771510 D Ordinary Shares 2018-08-01 4 M 0 54235 13.84 A 825745 D Ordinary Shares 2018-08-01 4 D 0 54811 37.8642 D 770934 D Employee Stock Option (Right to Buy) 21.22 2018-08-01 4 M 0 24468 0 D 2011-08-18 2018-08-17 Ordinary Shares 24468 0 D Employee Stock Option (Right to Buy) 13.84 2018-08-01 4 M 0 54235 0 D 2009-10-07 2018-10-06 Ordinary Shares 54235 108472 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.31 to $38.15 inclusive, pursuant to a previously disclosed Rule 10b5-1 Trading Plan. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. /s/ Michael R. Peterson, attorney-in-fact 2018-08-02