0001127602-17-034403.txt : 20171211 0001127602-17-034403.hdr.sgml : 20171211 20171211173237 ACCESSION NUMBER: 0001127602-17-034403 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171207 FILED AS OF DATE: 20171211 DATE AS OF CHANGE: 20171211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rushing Rodney M CENTRAL INDEX KEY: 0001691203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 171250413 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVE CITY: MILWAUKEE STATE: WI ZIP: 53209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-12-07 0000833444 Johnson Controls International plc JCI 0001691203 Rushing Rodney M 5757 N. GREEN BAY AVE. MILWAUKEE WI 53209 1 Pres. Bldg Solutions, North Am Employee Stock Option (Right to Buy) 37.36 2017-12-07 4 A 0 49964 0 A 2019-12-07 2027-12-07 Ordinary Shares 49964 49964 D Restricted Share Units 2017-12-07 4 A 0 9428 0 A Ordinary Shares 9428 14409 D Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Each restricted share unit is the economic equivalent of one ordinary share of JCI. Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting. Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan. /s/ Matthew R. A. Heiman, attorney-in-fact 2017-12-11