0001127602-17-034401.txt : 20171211
0001127602-17-034401.hdr.sgml : 20171211
20171211172946
ACCESSION NUMBER: 0001127602-17-034401
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171207
FILED AS OF DATE: 20171211
DATE AS OF CHANGE: 20171211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nevill Trent M
CENTRAL INDEX KEY: 0001670418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 171250396
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Controls International plc
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ALBERT QUAY
STREET 2: ALBERT QUAY
CITY: CORK
STATE: L2
ZIP: 00000
BUSINESS PHONE: 609-720-4200
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
STREET 2: P.O. BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL plc
DATE OF NAME CHANGE: 20141117
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD
DATE OF NAME CHANGE: 20100408
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-12-07
0000833444
Johnson Controls International plc
JCI
0001670418
Nevill Trent M
5757 N. GREEN BAY AVENUE
MILWAUKEE
WI
53209
1
VP & President, Asia Pacific
Ordinary Shares
2017-12-07
4
A
0
2635
0
A
57027
D
Ordinary Shares
7926
I
By 401k Plan Trustee
Restricted Share Units
0
2017-12-07
4
A
0
7904
0
A
Ordinary Shares
7904
23375
D
Employee Stock Option (Right to Buy)
37.36
2017-12-07
4
A
0
55851
0
A
2019-12-07
2027-12-07
Ordinary Shares
55851
55851
D
Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
Each restricted share unit is the economic equivalent of one ordinary share of JCI.
The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting.
Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.
Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.
/s/ Matthew R. A. Heiman, attorney-in-fact
2017-12-11