0001127602-16-068144.txt : 20161122 0001127602-16-068144.hdr.sgml : 20161122 20161122163837 ACCESSION NUMBER: 0001127602-16-068144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Simon CENTRAL INDEX KEY: 0001609398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 162013620 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVE CITY: MILWAUKEE STATE: WI ZIP: 53209 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-18 0000833444 Johnson Controls International plc JCI 0001609398 Davis Simon 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 VP & Chief Human Resources Ofc Ordinary Shares 2016-11-18 4 A 0 6588.97 0 A 68273.69 D Ordinary Shares 2016-11-21 4 F 0 1229 44.71 D 67044.69 D Ordinary Shares 477.89 I By 401k Plan Trustee Phantom Stock Units - Restricted Stock Plan 0 2016-11-18 4 A 0 19764.8 0 A Ordinary Shares 19764.8 64479.7 D Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions. The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. /s/ Kevin J. Coen, attorney-in-fact 2016-11-22