0001127602-16-068144.txt : 20161122
0001127602-16-068144.hdr.sgml : 20161122
20161122163837
ACCESSION NUMBER: 0001127602-16-068144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Controls International plc
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ALBERT QUAY
STREET 2: ALBERT QUAY
CITY: CORK
STATE: L2
ZIP: 00000
BUSINESS PHONE: 609-720-4200
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
STREET 2: P.O. BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL plc
DATE OF NAME CHANGE: 20141117
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD
DATE OF NAME CHANGE: 20100408
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Simon
CENTRAL INDEX KEY: 0001609398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 162013620
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53209
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-18
0000833444
Johnson Controls International plc
JCI
0001609398
Davis Simon
5757 N. GREEN BAY AVENUE
MILWAUKEE
WI
53209
1
VP & Chief Human Resources Ofc
Ordinary Shares
2016-11-18
4
A
0
6588.97
0
A
68273.69
D
Ordinary Shares
2016-11-21
4
F
0
1229
44.71
D
67044.69
D
Ordinary Shares
477.89
I
By 401k Plan Trustee
Phantom Stock Units - Restricted Stock Plan
0
2016-11-18
4
A
0
19764.8
0
A
Ordinary Shares
19764.8
64479.7
D
Reflects the number of ordinary shares underlying previously unreported performance share units that were converted into time-based restricted share units based on performance results through the end of fiscal year 2016, and as approved by the Compensation Committee on November 18, 2016. The resulting time-based restricted share units remain subject to certain forfeiture and accelerated vesting provisions.
The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
/s/ Kevin J. Coen, attorney-in-fact
2016-11-22