0001127602-16-065294.txt : 20161026 0001127602-16-065294.hdr.sgml : 20161026 20161026170053 ACCESSION NUMBER: 0001127602-16-065294 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161007 FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Simon CENTRAL INDEX KEY: 0001609398 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 161953193 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVE CITY: MILWAUKEE STATE: WI ZIP: 53209 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2016-10-07 2016-10-11 0000833444 Johnson Controls International plc JCI 0001609398 Davis Simon 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 VP & Chief Human Resources Ofc Ordinary Shares 2016-10-07 4 A 0 3621 0 A 57368.24 D Employee Stock Option (Right to Buy) 45.29 2016-10-07 4 A 0 36484 0 A 2018-10-07 2026-10-07 Ordinary Shares 36484 36484 D Phantom Stock Units - Restricted Stock Plan 0 2016-10-07 4 A 0 3621 0 A Ordinary Shares 3621 41204.51 D This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 3,201 ordinary shares underlying restricted share unitsgranted on October 7, 2016 and the acquisition of 3,202 phantom stock units also on October 7, 2016. This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 32,258 employee stock options granted on October 7, 2016. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary. Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. /s/ Kevin J. Coen, attorney-in-fact 2016-10-25