0001127602-16-065288.txt : 20161026
0001127602-16-065288.hdr.sgml : 20161026
20161026165313
ACCESSION NUMBER: 0001127602-16-065288
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161007
FILED AS OF DATE: 20161026
DATE AS OF CHANGE: 20161026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Controls International plc
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ALBERT QUAY
STREET 2: ALBERT QUAY
CITY: CORK
STATE: L2
ZIP: 00000
BUSINESS PHONE: 609-720-4200
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
STREET 2: P.O. BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL plc
DATE OF NAME CHANGE: 20141117
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD
DATE OF NAME CHANGE: 20100408
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stief Brian J
CENTRAL INDEX KEY: 0001494478
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 161953147
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2016-10-07
2016-10-11
0000833444
Johnson Controls International plc
JCI
0001494478
Stief Brian J
5757 N. GREEN BAY AVENUE
MILWAUKEE
WI
53209
1
Executive VP and CFO
Ordinary Shares
2016-10-07
4
A
0
7405
0
A
64961
D
Employee Stock Option (Right to Buy)
45.29
2016-10-07
4
A
0
74610
0
A
2018-10-07
2026-10-07
Ordinary Shares
74610
74610
D
Phantom Stock Units - Restricted Stock Plan
0
2016-10-07
4
A
0
7405
0
A
Ordinary Shares
7405
123223.72
D
This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 6,182 ordinary shares underlying restricted share units
granted on October 7, 2016 and the acquisition of 6,182 phantom stock units also on October 7, 2016.
This report on Form 4/A amends the original Form 4 filed by the Reporting Person on October 11, 2016 and is being filed to correct the originally reported acquisition of 62,291 employee stock options granted on October 7, 2016.
Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.
Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
/s/ Kevin J. Coen, attorney-in-fact
2016-10-25