0001127602-16-064655.txt : 20161011
0001127602-16-064655.hdr.sgml : 20161011
20161011182746
ACCESSION NUMBER: 0001127602-16-064655
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161007
FILED AS OF DATE: 20161011
DATE AS OF CHANGE: 20161011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Controls International plc
CENTRAL INDEX KEY: 0000833444
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE ALBERT QUAY
STREET 2: ALBERT QUAY
CITY: CORK
STATE: L2
ZIP: 00000
BUSINESS PHONE: 609-720-4200
MAIL ADDRESS:
STREET 1: 5757 N. GREEN BAY AVENUE
STREET 2: P.O. BOX 591
CITY: MILWAUKEE
STATE: WI
ZIP: 53201
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL plc
DATE OF NAME CHANGE: 20141117
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD
DATE OF NAME CHANGE: 20100408
FORMER COMPANY:
FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/
DATE OF NAME CHANGE: 19970715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davis Simon
CENTRAL INDEX KEY: 0001609398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13836
FILM NUMBER: 161932107
MAIL ADDRESS:
STREET 1: 5757 N GREEN BAY AVE
CITY: MILWAUKEE
STATE: WI
ZIP: 53209
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-10-07
0000833444
Johnson Controls International plc
JCI
0001609398
Davis Simon
5757 N. GREEN BAY AVENUE
MILWAUKEE
WI
53209
1
VP & Chief Human Resources Ofc
Ordinary Shares
2016-10-07
4
A
0
3201
0
A
56948.24
D
Ordinary Shares
479.548
I
By 401k Plan Trustee
Phantom Stock Units - Restricted Stock Plan
0
2016-10-07
4
A
0
3202
0
A
Ordinary Shares
3202
40785.51
D
Employee Stock Option (Right to Buy)
45.29
2016-10-07
4
A
0
32258
0
A
2018-10-07
2026-10-07
Ordinary Shares
32258
32258
D
Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.
The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc.
Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.
/s/ Kevin J. Coen, attorney-in-fact
2016-10-11