0001127602-16-062424.txt : 20160912 0001127602-16-062424.hdr.sgml : 20160912 20160912181958 ACCESSION NUMBER: 0001127602-16-062424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160908 FILED AS OF DATE: 20160912 DATE AS OF CHANGE: 20160912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Controls International plc CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ALBERT QUAY STREET 2: ALBERT QUAY CITY: CORK STATE: L2 ZIP: 00000 BUSINESS PHONE: 609-720-4200 MAIL ADDRESS: STREET 1: 5757 N. GREEN BAY AVENUE STREET 2: P.O. BOX 591 CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL plc DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD DATE OF NAME CHANGE: 20100408 FORMER COMPANY: FORMER CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ DATE OF NAME CHANGE: 19970715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Simon CENTRAL INDEX KEY: 0001609398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 161881742 MAIL ADDRESS: STREET 1: 5757 N GREEN BAY AVE CITY: MILWAUKEE STATE: WI ZIP: 53209 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-09-08 0000833444 Johnson Controls International plc JCI 0001609398 Davis Simon 5757 N. GREEN BAY AVENUE MILWAUKEE WI 53209 1 VP & Chief Human Resources Ofc Ordinary Shares 2016-09-08 4 A 0 6528 0 A 37920.82 D Ordinary Shares 2016-09-08 4 A 0 15670 0 A 53590.82 D Ordinary Shares 418 I By 401k Plan Trustee Phantom Stock Units - Restricted Stock Plan 0 2016-09-08 4 A 0 6529 0 A Ordinary Shares 6529 21912.51 D Phantom Stock Units - Restricted Stock Plan 0 2016-09-08 4 A 0 15671 0 A Ordinary Shares 15671 37583.51 D Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting. The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc. Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. /s/ Kevin J. Coen, attorney-in-fact 2016-09-12