-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CB0RhjG3hfT8pqLbbyGtb4FELJtQZNNom23Gm0qieDAmJeeuArhEGLY3HMgRyuVV 5eXuflDlFuac7VMQ0lLEEw== 0001104659-07-052243.txt : 20070703 0001104659-07-052243.hdr.sgml : 20070703 20070703194630 ACCESSION NUMBER: 0001104659-07-052243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 90 PITTS BAY ROAD STREET 2: THE ZURICH CENTRE SECOND FLOOR CITY: PEMROKE HM 08 BERMU STATE: D0 BUSINESS PHONE: 4412928674 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL (US) INC STREET 2: ONE TYCO PARK CITY: EXETER STATE: NH ZIP: 03833 FORMER COMPANY: FORMER CONFORMED NAME: ADT LIMITED DATE OF NAME CHANGE: 19930601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COUGHLIN CHRISTOPHER J CENTRAL INDEX KEY: 0001110750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 07962961 BUSINESS ADDRESS: STREET 1: 100 ROUTE 206 NORTH CITY: PEAPACK STATE: NJ ZIP: 07977 BUSINESS PHONE: 3146944492 4 1 a4.xml 4 X0202 4 2007-06-29 0 0000833444 TYCO INTERNATIONAL LTD /BER/ TYC 0001110750 COUGHLIN CHRISTOPHER J 9 ROSZEL ROAD PRINCETON NJ 08540 0 1 0 0 Exec. VP and CFO Common Shares 45000 D Restricted Stock Units 2007-06-29 4 A 0 76129 0 A Common Shares 76129 76129 D Stock Option (Right to Buy) 56.60 2007-06-29 4 A 0 24874 0 A 2015-03-07 Common Shares 24874 24874 D Stock Option (Right to Buy) 56.87 2007-06-29 4 A 0 62187 0 A 2015-03-10 Common Shares 62187 62187 D Stock Option (Right to Buy) 48.14 2007-06-29 4 A 0 188841 0 A 2016-11-20 Common Shares 188841 188841 D Stock Option (Right to Buy) 46.07 2007-06-29 4 A 0 62187 0 A 2015-11-22 Common Shares 62187 62187 D Restricted Stock Units 2007-07-02 4 A 0 43200 0 A Common Shares 43200 43200 D Performance Share Units 2007-07-02 4 A 0 43200 0 A Common Shares 43200 43200 D Stock Option (Right to Buy) 53.36 2007-07-02 4 A 0 139000 0 A 2017-07-01 Common Shares 139000 139000 D Includes Tyco International Ltd. common shares adjusted to reflect the four-for-one reverse stock split effected on June 29, 2007. Pursuant to the exemption under Rule 16a-9(a) of the Securities Exchange Act of 1934, this transaction is not required to be reported. Conversion is 1-for-1. Consists of previously granted restricted stock units and performance share units adjusted pursuant to the terms of the original grant agreement to reflect the separation and distribution of Tyco Electronics Ltd. and Covidien Ltd. by and from Tyco International Ltd. on June 29, 2007. Restricted stock units generally vest in equal installments on the 2nd, 3rd and 4th anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting. Former performance share units converted into restricted stock units upon the separation and will vest on the third anniversary of the original grant date, without regard to the attainment of performance metrics. Consists of previously granted stock options adjusted pursuant to the terms of the original grant agreement to reflect the separation and distribution of Tyco Electronics Ltd. and Covidien Ltd. by and from Tyco International Ltd. on June 29, 2007. The stock options vest and are exercisable on the schedule set forth in the original grant agreement. Restricted stock units vest in equal installments on the 2nd, 3rd and 4th anniversary of the grant date, receive dividend equivalent stock units and convert to common shares upon vesting. These performance share units will vest on the third anniversary of the grant date, at which time the Reporting Person will receive a distribution of common shares based on the performance targets approved by a committee of independent directors at the time of grant. Subject to acceleration upon certain events, these options are exercisable in equal installments over a four year period commencing on the first anniversary of the grant date. John S. Jenkins, by power of attorney 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----