-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBBE+Bs1LPCZOurF657IffCfdKOcUFbDzZv2UaQ9TaINhh17qIFebdnPRdnvmZRN YmWC2CqpO/dMQhsZzFp2BQ== 0000950130-01-503699.txt : 20010813 0000950130-01-503699.hdr.sgml : 20010813 ACCESSION NUMBER: 0000950130-01-503699 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] STATE OF INCORPORATION: D0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-51548 FILM NUMBER: 1703100 BUSINESS ADDRESS: STREET 1: 90 PITTS BAY ROAD STREET 2: THE ZURICH CENTRE SECOND FLOOR CITY: PEMROKE HM 08 BERMU STATE: D0 BUSINESS PHONE: 4412928674 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL (US) INC STREET 2: ONE TYCO PARK CITY: EXETER STATE: NH ZIP: 03833 FORMER COMPANY: FORMER CONFORMED NAME: ADT LIMITED DATE OF NAME CHANGE: 19930601 424B3 1 d424b3.txt PRO SUPP NO. 13 Filed pursuant to Rule 424(b)(3) File Number 333-51548 PROSPECTUS SUPPLEMENT NO. 13 $4,657,500,000 TYCO INTERNATIONAL LTD. Liquid Yield Option(TM) Notes Due 2020 (Zero Coupon -- Senior) and Common Shares Issuable Upon Conversion and/or Purchase of the LYONs This prospectus supplement supplements the prospectus dated December 18, 2000 of Tyco International Ltd., as supplemented December 21, 2000, January 5, 2001, January 12, 2001, January 25, 2001, February 9, 2001, February 26, 2001, March 9, 2001, March 30, 2001, April 20, 2001, June 4, 2001, June 26, 2001 and July 13, 2001, relating to the sale by certain of our securityholders (including their pledgees, donees, assignees, transferees, successors and others who later hold any of our securityholders' interests) of up to $4,657,500,000 aggregate principal amount at maturity of LYONs and the common shares issuable upon conversion, and/or purchase by us, of the LYONs. You should read this prospectus supplement in conjunction with the prospectus, and this prospectus supplement is qualified by reference to the prospectus, except to the extent that the information in this prospectus supplement supersedes the information contained in the prospectus. Capitalized terms used in this prospectus supplement and not otherwise defined herein have the meanings specified in the prospectus. The table of selling Securityholders contained in the prospectus is hereby amended to add the entities who are named below as selling securityholders.
Aggregate Principal Amount at Maturity of Number of LYONs Percentage of Common Shares Percentage of That May LYONs That May be Common Shares Name be Sold Outstanding Sold(1) Outstanding(2) ---- ----------- ------------- ------------- -------------- Norwich Union Investment Management $4,500,000 * 46,356 *
Additionally, the following represents updated information regarding the selling securityholders listed in the Selling Securityholder table in the prospectus:
Aggregate Principal Amount at Maturity of Number of LYONs Percentage of Common Shares Percentage of That May LYONs That May be Common Shares Name be Sold Outstanding Sold(1) Outstanding(2) ---- ------------ ------------- ------------- -------------- McMahan Securities Co. L.P........ $ 1,009,000 * 10,394 * Merrill Lynch, Pierce, Fenner and Smith, Inc.(3)................... 160,980,000 3.5% 1,658,113 * All other holders of LYONs or future transferees, pledgees, donees, assignees or successors of any such holders (4)(5)....... $ 41,061,958 * 422,995 *
- -------- * Less than one percent (1%). (1)Assumes conversion of all of the holder's LYONs at a conversion rate of 10.3014 common shares per $1,000 principal amount at maturity of the LYONs. This conversion rate is subject to adjustment, however, as described under "Description of the LYONs--Conversion Rights--Conversion Rate and Delivery of Common Shares." As a result, the number of common shares issuable upon conversion of the LYONs may increase or decrease in the future. Does not include common shares that may be issued by us upon purchase of LYONs by us at the option of the holder. (2)Calculated based on Rule 13d-3(d)(i) of the Exchange Act, using 1,935,521,933 Tyco common shares outstanding as of July 5, 2001. In calculating this amount for each holder, we treated as outstanding the number of common shares issuable upon conversion of all of that holder's LYONs, but we did not assume conversion of any other holder's LYONs. Does not include common shares that may be issued by us upon purchase of LYONs by us at the option of the holder. (3)Merrill Lynch, Pierce, Fenner & Smith Incorporated and Tyco International Ltd. and its affiliates have, within the past three years, engaged in, and may in the future engage in, investment banking and other commercial dealings, and Merrill Lynch acted as the initial purchaser in the private placement in which the LYONs were originally issued. Merrill Lynch has received customary fees and commissions for these transactions. (5)Assumes that any other holders of LYONs, or any future pledgees, donees, assignees, transferees or successors of or from any such other holders of LYONs, do not beneficially own any common shares other than the common shares issuable upon conversion of the LYONs at the initial conversion rate. INVESTING IN THE LYONS INVOLVES RISKS THAT ARE DESCRIBED IN THE "RIS"/ RELATING TO THE LYONS Neither the Securities and Exchange Commission, any state securities commission nor any other regulatory body has approved or disapproved of these securities or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense. - -------- (TM)Trademark of Merrill Lynch & Co., Inc. The date of this prospectus supplement is August 10, 2001.
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