-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qp5EDU9R89gPexCQ7FJKWZrcwlSqilKQeE1pcsUBZhPoubcgRd5Hp31tq88imzsh 7yOr0Eq3J54J5TjTHsFbjw== 0000950130-01-001765.txt : 20010412 0000950130-01-001765.hdr.sgml : 20010412 ACCESSION NUMBER: 0000950130-01-001765 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010411 GROUP MEMBERS: TGN HOLDINGS LTD. GROUP MEMBERS: TYCO DELTA LIMITED GROUP MEMBERS: TYCO INTERNATIONAL LTD /BER/ GROUP MEMBERS: TYCO OMEGA LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TYCOM LTD CENTRAL INDEX KEY: 0001108511 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-61405 FILM NUMBER: 1600371 BUSINESS ADDRESS: STREET 1: ZURICH CENTER SECOND FL STE 201 STREET 2: 90 PITTS BAY ROAD PEMBROKE BERMUDA CITY: PEMBRAKE MAIL ADDRESS: STREET 1: ZURAICH CENTER SECOND FL STE 201 STREET 2: 90 PITTS BAY RD PEMBROKE BERMUDA CITY: PEMBRAKE FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TYCO INTERNATIONAL LTD /BER/ CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 90 PITTS BAY ROAD STREET 2: THE ZURICH CENTRE SECOND FLOOR CITY: PEMROKE HM 08 BERMU STATE: D0 BUSINESS PHONE: 4412928674 MAIL ADDRESS: STREET 1: C/O TYCO INTERNATIONAL (US) INC STREET 2: ONE TYCO PARK CITY: EXETER STATE: NH ZIP: 03833 FORMER COMPANY: FORMER CONFORMED NAME: ADT LIMITED DATE OF NAME CHANGE: 19930601 SC 13G 1 0001.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. _____________)* Under the Securities Exchange Act of 1934 TyCom Ltd. ---------- (Name of Issuer) Common Shares, Par Value $0.25 Per Share ----------------------------------------- (Title of Class of Securities) G9144B 10 6 ---------------- (CUSIP Number) Mark H. Swartz Executive Vice President Tyco International Ltd. The Zurich Centre, Second Floor 90 Pitts Bay Road Pembroke HM 08, Bermuda (441) 292-8674 With copies to:
Meredith B. Cross, Esq. Fati Sadeghi, Esq. Wilmer, Cutler & Pickering Senior Corporate Counsel 2445 M Street, N.W. Tyco International (US) Inc. Washington, D.C. 20037 One Tyco Park (202) 663-6000 Exeter, NH 03833 (603) 778-9700
-------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 2000 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G
CUSIP No. G9144B 10 6 Page 2 of 8 Pages - --------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS Tyco International Ltd. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Not applicable - --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - --------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 450,000,000 ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 450,000,000 - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 450,000,000 - --------------------------------------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 87.18% - --------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ---------------------------------------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. G9144B 10 6 Page 3 of 8 Pages - --------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS Tyco Delta Limited I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Not applicable - --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - --------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 450,000,000 ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 450,000,000 - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 450,000,000 - --------------------------------------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 87.18% - --------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ---------------------------------------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. G9144B 10 6 Page 4 of 8 Pages - --------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS Tyco Omega Limited I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Not applicable - --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - --------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 450,000,000 ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 450,000,000 - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 450,000,000 - --------------------------------------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 87.18% - --------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ---------------------------------------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. G9144B 10 6 Page 5 of 8 Pages - --------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS TGN Holdings, Ltd. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Not applicable - --------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [X] - --------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - --------------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER 450,000,000 ------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 ------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 450,000,000 - --------------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 450,000,000 - --------------------------------------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - --------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 87.18% - --------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO - ---------------------------------------------------------------------------------------------------------------
SCHEDULE 13G Item 1. (a) Name of Issuer: TyCom Ltd. (b) Address of Issuer's Principal Executive Offices: The Zurich Centre, Second Floor, Suite 201, 90 Pitts Bay Road, Pembroke, HM 08, Bermuda Item 2. (a) Names of Persons Filing: Tyco International Ltd. Tyco Delta Limited Tyco Omega Limited TGN Holdings, Ltd. (b) Address of Principal Business Office: Tyco International Ltd. The Zurich Centre, Second Floor 90 Pitts Bay Road Pembroke HM 08, Bermuda Tyco Delta Limited The Zurich Centre, Second Floor 90 Pitts Bay Road Pembroke HM 08, Bermuda Tyco Omega Limited The Zurich Centre, Second Floor 90 Pitts Bay Road Pembroke HM 08, Bermuda TGN Holdings, Ltd. The Zurich Centre, Second Floor 90 Pitts Bay Road Pembroke HM 08, Bermuda (c) Citizenship: Tyco International Ltd. - Bermuda Tyco Delta Limited - Bermuda Tyco Omega Limited - Bermuda TGN Holdings, Ltd. - Bermuda (d) Title of Class of Securities: Common Shares, par value $0.25 per share ("Common Shares") (e) CUSIP Number: G9144B 10 6 -6- Item 3. If this statement is filed pursuant to (S)(S)240.13d-l(b) or 240.13d- 2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(l 9) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ ] An investment adviser in accordance with (S)240.13d-l(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with (S) 240.13d-1 (b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with (S)240.13d-l(b)(1)(ii)(J). Item 4. Ownership (a) Amount beneficially owned: 450,000,000 (b) Percent of class: 87.18% (c) Tyco International Ltd., Tyco Delta Limited, Tyco Omega Limited and TGN Holdings, Ltd. have shared voting and dispositive power as to 450,000,000 shares, representing 87.18% of TyCom's outstanding Common Shares. The total number of shares outstanding is 516,179,600, the number of shares outstanding as of March 27, 2001. None of Tyco International Ltd., Tyco Delta Limited, Tyco Omega Limited and TGN Holdings, Ltd. has sole voting or dispositive power. Tyco Delta Limited is a direct wholly-owned subsidiary of Tyco International Ltd. Tyco Omega Limited is an indirect wholly-owned subsidiary of Tyco International Ltd. and a direct wholly-owned subsidiary of Tyco Delta Limited. TGN Holdings, Ltd. is an indirect wholly-owned subsidiary of Tyco International Ltd. and Tyco Delta Limited and a direct wholly- owned subsidiary of Tyco Omega Limited. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group See Exhibit 99.1 to this filing. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certifications Not applicable. -7- SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. TYCO INTERNATIONAL LTD. /s/ Mark H. Swartz By: __________________ Date: April 11, 2001 Name: Mark H. Swartz Title: Executive Vice President and Chief Financial Officer TYCO DELTA LIMITED /s/ Byron S. Kalogerou Date: April 11, 2001 By: ______________________ Name: Byron S. Kalogerou Title: President and Assistant Secretary TYCO OMEGA LIMITED /s/ Byron S. Kalogerou Date: April 11, 2001 By: ______________________ Name: Byron S. Kalogerou Title: President and Assistant Secretary TGN HOLDINGS, LTD. /s/ Byron S. Kalogerou Date: April 11, 2001 By: ______________________ Name: Byron S. Kalogerou Title: President and Assistant Secretary -8- EXHIBIT INDEX Exhibit No. Description 99.1 Item 8 Exhibit 99.2 Agreement of Joint Filing E-1 EX-99.1 2 0002.txt ITEM 8 EXHIBIT Exhibit 99.1 Item 8 Exhibit Tyco International Ltd. Tyco Delta Limited Tyco Omega Limited TGN Holdings, Ltd. EX-99.2 3 0003.txt AGREEMENT OF JOINT FILING Exhibit 99.2 Agreement of Joint Filing Pursuant to 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, the undersigned persons hereby agree to file with the Securities and Exchange Commission the Statement on Schedule 13G (the "Statement") to which this Agreement is attached as an exhibit, and agree that such Statement, as so filed, is filed on behalf of each of them. IN WITNESS WHEREOF, the undersigned have executed this Agreement. TYCO INTERNATIONAL LTD. /s/ Mark H. Swartz By: ___________________________ Name: Mark H. Swartz Title: Executive Vice President and Chief Financial Officer TYCO DELTA LIMITED /s/ Byron S. Kalogerou By: ____________________________ Name: Byron S. Kalogerou Title: President and Assistant Secretary TYCO OMEGA LIMITED /s/ Byron S. Kalogerou By: ____________________________ Name: Byron S. Kalogerou Title: President and Assistant Secretary TGN HOLDINGS, LTD. /s/ Byron S. Kalogerou By: ____________________________ Name: Byron S. Kalogerou Title: President and Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----