-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WGsMd9npX/zPHPz54U6QkNQTwrHrlNOBaDe00CpWYB5RDrtysW2UYKRj9su47gTK 3q1P+gSS0lnNf9tFW7z/FA== 0000891836-96-000261.txt : 19961008 0000891836-96-000261.hdr.sgml : 19961008 ACCESSION NUMBER: 0000891836-96-000261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961007 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADT LIMITED CENTRAL INDEX KEY: 0000833444 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13836 FILM NUMBER: 96639736 BUSINESS ADDRESS: STREET 1: CEDAR HOUSE 41 CEDAR AVE CITY: HAMILTON HM 12 BERMU STATE: D0 BUSINESS PHONE: 8092952244 MAIL ADDRESS: STREET 1: 2255 GLADES RD STE 421A CITY: BOCA RATON STATE: FL ZIP: 334310835 COMPANY DATA: COMPANY CONFORMED NAME: WESTAR CAPITAL INC CENTRAL INDEX KEY: 0001010312 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1021 MAIN STREET STREET 2: SUITE 1270 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 9135756329 MAIL ADDRESS: STREET 1: 1021 MAIN STREET STREET 2: SUITE 1270 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 FORM 4 FORM 4 U.S SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer OMB APPROVAL subject to Section 16. Form 4 OMB Number 3235-0287 or Form 5 obligations may Expires: April 30, 1997 continue. See Instruction 1(b). Estimated average burden hours per response...0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Westar Capital, Inc. (Last) (First) (Middle) 818 Kansas Avenue (Street) Topeka Kansas 66612 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol ADT Limited (ADT) 3. IRS or Social Security Number of Reporting Person (Voluntary) 48-1092416 4. Statement for Month/Year 9/96 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) ____ Director __X_ 10% Owner ____ Officer (give title below) ____ Other (specify below) ___________________________________________________________ FORM 4 (continued) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
6. Owner- 7. Nature 3. Trans- 5. Amount of ship Form: of Indirect 2. Trans- action 4. Securities Acquired Securities Bene- Direct Bene- action Code (A) or Disposed of (D) ficially Owned (D) or ficial Date (Instr. 8) (Instr. 3, 4 and 5) at End of Indirect Owner- 1. Title of Security (Month/Day/ (A) or Month (I) ship (Instr. 3) Year) Code V Amount (D) Price (Instr. 3 and 4) (Instr. 4) (Instr. 4) Common Shares owned as of September 30, 1996 33,971,296 D Common Shares owned as of the date of this filing 33,971,296 D Individual September purchases not reported in Form 4 filing on September 10, 1996 were as follows: Common Shares 9/30/96 P 128,500 A 18.75 D Common Shares 9/30/96 P 152,000 A 18.625 D Common Shares 9/30/96 P 170,000 A 18.875 D Common Shares 9/30/96 P 749,500 A 19.00 D Common Shares 9/30/96 P 2,000 A 18.25 D Common Shares 9/30/96 P 98,000 A 18.375 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses) SEC 1474 (3/91) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Conversion or 3. Transaction Date 4. Transaction 5. Number of Derivative 6. Date Exercisable Derivative Exercise Price Code Securities Acquired and Expiration Date Security of Derivative (Month/Day/Year) (A) or Disposed of (D) (Instr. 3) Security (Instr. 8) (Instr. 3, 4, and 5) (Month/Day/Year) Code V (A) (D) Date Exer- Expiration cisable Date 7. Title and Amount of 8. Price of 9. Number of Derivative 10. Ownership 11. Nature of Indirect Underlying Securities Derivative Securities Bene- Form of Beneficial Ownership Security ficially Owned Derivative (Instr. 4) (Instr. 3 and 4) at End of Month Security: (Instr. 5) Direct (D) (Instr. 4) or In- direct (I) (Instr. 4) Title Amount or Number of Shares
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Copy to: /s/ Marilyn Dalton October 4, 1996 Marilyn Dalton Date Secretary and Treasurer **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC 1474 (3/91)
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