-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DovH3B+441fxxA9jFDE/vWbRVlft/j98veVADE5kY9UTvU2CIdbfX5M1nuYvTxMa IMpnL3we4hJh41nW5E86gg== 0000950124-96-002437.txt : 19960604 0000950124-96-002437.hdr.sgml : 19960604 ACCESSION NUMBER: 0000950124-96-002437 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960603 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNSHINE MINING & REFINING CO CENTRAL INDEX KEY: 0000833376 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 752231378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41271 FILM NUMBER: 96576227 BUSINESS ADDRESS: STREET 1: 877 WEST MAIN STREET STREET 2: SUITE 600 CITY: BOISES STATE: ID ZIP: 83702 BUSINESS PHONE: 2083450660 MAIL ADDRESS: STREET 1: 877 W MAIN STREET SUITE 600 CITY: BOISE STATE: ID ZIP: 83702 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE MINING CO /DE DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SUNSHINE HOLDINGS INC DATE OF NAME CHANGE: 19880915 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GRACE HOLDINGS LP CENTRAL INDEX KEY: 0000935676 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1560 SHERMAN AVE SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 8477331230 MAIL ADDRESS: STREET 1: 1560 SHERMAN AVE SUITE 900 CITY: EVANSTON STATE: IL ZIP: 60201 SC 13D/A 1 SCHEDULE 13D-AMEND #2 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB APPROVAL OMB Number: 3235-0145 SCHEDULE 13D Expires: October 31, 1997 Estimated average burden hours per response...14.90 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* SUNSHINE MINING AND REFINING COMPANY - -------------------------------------------------------------------------------- (Name of Issuer) PREFERRED STOCK, $11.94 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 867833204 --------------------------------------------------------- (CUSIP Number) DAVID J. ALLEN, ESQUIRE, 28W100 ST. CHARLES ROAD, WEST CHICAGO, ILLINOIS (708) 231-2625 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) MAY 22, 1996 --------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP No. 867833204 Page 2 of 8 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GRACE HOLDINGS, L.P. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / 6 CITIZENSHIP OR PLACE OF ORGANIZATION ILLINOIS 7 SOLE VOTING POWER NONE NUMBER OF SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH NONE 10 SHARED DISPOSITIVE POWER 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON NONE 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% 14 TYPE OF REPORTING PERSON* PN *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 Page 3 of 8 Pages Item 1. Security and Issuer This statement relates to the Preferred Stock, par value $11.94 per shares (the "Preferred Stock"), issued by Sunshine Mining Company, a Delaware corporation (the "Company"), whose principal executive offices are located at 877 West Main Street, Suite 600, Boise, Idaho 83702. Item 2. Identity and Background (a) The statement is filed by Grace Holdings L.P., an Illinois limited partnership ("Grace"). Bun Partners, Inc. ("Bun") and Spurgeon Corporation ("Spurgeon") are the general partners of Grace. (b) The business address of Grace and Bun is 1560 Sherman Avenue, Suite 900, Evanston, Illinois 60201. The business address of Spurgeon is 28W100 St. Charles Road, West Chicago, Illinois 60185. (c) The principal business of Grace is to purchase, sell, invest and trade in securities. The principal business of Spurgeon is that of being a general partner of Grace. The principal business of Bun is that of being general partner of Grace. The names, business addresses, and present principal occupation or employment of each director and executive officer of Spurgeon and Bun are set forth in Schedule A hereto. (d) None of the persons referred to in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). 4 Page 4 of 8 Pages (e) None of the persons referred to in this Item 2 has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Grace is an Illinois limited partnership and Spurgeon and Bun are Illinois corporations. Item 3. Source of Amount of Funds The Preferred Stock originally owned by Grace was transferred form Grace Brothers, Ltd. (a limited partner of Grace) and is kept in Grace's margin account at Lehman Brothers, Inc., which account may from time to time have debit balances. Interest charges on the margin debt are based on the fed funds rate plus a specified margin. Item 4. Purpose of Transaction This 13(d) filing amendment is being made because Grace is no longer a holder of in excess of 5% of the Preferred Stock of the Company. On May 22, 1996, a merger became effective, whereby the Preferred Stock was exchanged for common shares and warrants of a successor corporation to the Company. As a result of this merger, the Preferred Stock is no longer outstanding. 5 Page 5 of 8 Pages Item 5. Interest in Securities of the Issuer. (a) As of the date of this filing, Grace no longer is a holder of the Preferred Stock. (b) Not applicable. (c) Not applicable. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not applicable. Item 7. Items to be filed as Exhibits. A. Directors and Executive Officers of Spurgeon Corporation and Bun Partners, Inc. 6 Page 6 of 8 Pages SIGNATURE Grace Holdings, L.P., after reasonable inquiry and to the best of their knowledge and belief, certify that the information set forth in this statement is true, complete and correct. Grace Holdings L.P. By: BRADFORD T. WHITMORE ----------------------------- Bradford T. Whitmore President Bun Partners, Inc. Its: General Partner Dated May 27, 1996 7 Page 7 of 8 Pages EXHIBIT A Directors and Executive Officers of Spurgeon Corporation Principal Position With Spurgeon, Name & Business Address Occupation - ----------------------- ---------- Robert D. Van Kampen Sole shareholder 926 Robbins Road, Ste. 180 Director and President of Grand Haven, MI 49417 Spurgeon. General Partner, Van Kampen Asset Management. David J. Allen Vice President and 28W100 St. Charles Road Secretary of Spurgeon. West Chicago, IL 60185 General Partner and Counsel of Van Kampen Asset Management. Jerry A. Trannel Treasurer of Spurgeon. 28W100 St. Charles Road Controller of Grace Grand Haven, MI 49417 Holdings, LP Controller Van Kampen Asset Management. - ----------------------------------- * All are United States Citizens The business address of Van Kampen Asset Management is 28W100 St. Charles Road, West Chicago, IL 60185. The principal business of Van Kampen Asset Management is investment and asset management. 8 Page 8 of 8 Pages Directors and Executive Officers of Bun Partners, Inc.* Principal Position with Bun Partners, Inc., Name & Address Occupation. - -------------- ----------- Bradford T. Whitmore Sole shareholder, Director 1560 Sherman Avenue, Ste. 900 and President of Bun Evanston, IL 60201 Partners, Inc. General Partner, Grace Brothers, Ltd. Mary Ann Whitmore Secretary and Treasurer of 1560 Sherman Avenue, Ste. 900 Bun Partner, Inc. Evanston, IL 60201 - ------------------------------------ * All are United States Citizens -----END PRIVACY-ENHANCED MESSAGE-----