-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P//iuYX7NVGVZy2tzBh1DeQIuVgheeUOJgWTpNudJnyjWWRJxmDqy7VgVvqqf6eg U3ELjo7Q559vvsntkCWITg== 0001179110-04-016458.txt : 20040812 0001179110-04-016458.hdr.sgml : 20040812 20040812182221 ACCESSION NUMBER: 0001179110-04-016458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040812 FILED AS OF DATE: 20040812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIMA LABS INC CENTRAL INDEX KEY: 0000833298 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 411569769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10000 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344-9361 BUSINESS PHONE: 9529478700 MAIL ADDRESS: STREET 1: 10000 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344-9361 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RATOFF STEVEN B CENTRAL INDEX KEY: 0001054941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24424 FILM NUMBER: 04971483 BUSINESS ADDRESS: STREET 1: 5291 N CAMINO SW CITY: TUSCON STATE: AZ ZIP: 85718 BUSINESS PHONE: 5205773549 MAIL ADDRESS: STREET 1: 5291 N CAMINO SW CITY: TUSCON STATE: AZ ZIP: 85718 4 1 edgar.xml FORM 4 - X0202 4 2004-08-12 1 0000833298 CIMA LABS INC CIMA 0001054941 RATOFF STEVEN B 10000 VALLEY VIEW ROAD EDEN PRAIRIE MN 55344 1 1 0 0 Chairman and Interim CEO Common Stock 2004-08-12 4 D 0 6300 34 D 0 D Common Stock Option (right to buy) 4.75 2004-08-12 4 D 0 7500 29.25 D 2005-06-07 Common Stock 7500 0 D Common Stock Option (right to buy) 1.75 2004-08-12 4 D 0 6428 32.25 D 2007-05-14 Common Stock 6428 0 D Common Stock Option (right to buy) 5.75 2004-08-12 4 D 0 7500 28.25 D 2007-05-14 Common Stock 7500 0 D Common Stock Option (right to buy) 1.3 2004-08-12 4 D 0 7680 32.7 D 2008-06-02 Common Stock 7680 0 D Common Stock Option (right to buy) 3.75 2004-08-12 4 D 0 7500 30.25 D 2008-06-03 Common Stock 7500 0 D Common Stock Option (right to buy) 1.083 2004-08-12 4 D 0 9230 32.917 D 2009-06-02 Common Stock 9230 0 D Common Stock Option (right to buy) 3.25 2004-08-12 4 D 0 7500 30.75 D 2009-06-03 Common Stock 7500 0 D Common Stock Option (right to but) 4.96 2004-08-12 4 D 0 2017 29.04 D 2010-06-02 Common Stock 2017 0 D Common Stock Option (right to buy) 27 2004-08-12 4 D 0 7500 7 D 2012-06-18 Common Stock 7500 0 D Common Stock Option (right to buy) 24.15 2004-08-12 4 D 0 35000 9.85 D 2013-04-30 Common Stock 35000 0 D This option, which vested on December 7, 1995, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which has vested in full, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which vested on November 14, 1997, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which has vested in full, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which vested on December 3, 1998, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which has vested in full, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which vested on December 3, 1999, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which has vested in full, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which provided for vesting in four equal annual installments beginning on June 18, 2003, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. This option, which provided for vesting in two equal annual installments beginning on May 1, 2003, was cancelled pursuant to the merger agreement between issuer and Cephalon, Inc. in exchange for a cash payment equal to the difference between the exercise price of the option and $34 per share. /s/ Gordon S. Weber, attorney-in-fact 2004-08-12 -----END PRIVACY-ENHANCED MESSAGE-----