-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VlvHoeNnxe0hIXmvsPwrJcDcvjkgpn5L84LTKo20xAMFBSdIqubwLwl1gDW1aXmg 5DQLyupxMP74XacQaIgTaQ== /in/edgar/work/0000950124-00-005990/0000950124-00-005990.txt : 20001011 0000950124-00-005990.hdr.sgml : 20001011 ACCESSION NUMBER: 0000950124-00-005990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDAMICUS INC CENTRAL INDEX KEY: 0000833140 STANDARD INDUSTRIAL CLASSIFICATION: [3841 ] IRS NUMBER: 411533300 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-19467 FILM NUMBER: 737842 BUSINESS ADDRESS: STREET 1: 15301 HGHWY 55 W CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 6125592613 COMPANY DATA: COMPANY CONFORMED NAME: PYRAMID TRADING LTD PARTNERSHIP /IL CENTRAL INDEX KEY: 0001107219 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OWNER IRS NUMBER: 363723624 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 440 SO LASALLE ST SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60605 BUSINESS PHONE: 3123624000 MAIL ADDRESS: STREET 1: 440 SO LASALLE ST SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60605 4 1 c57862e4.txt FORM 4 1 - ------ FORM 4 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION [ ] Check box if no longer WASHINGTON, DC 20549 subject to Section 16. Form 4 or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person(1)|2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person | | to Issuer (Check all applicable) Pyramid Trading Limited Partnership | Medamicus, Inc. (NASDAQ small cap: MEDM) | Director X 10% Owner - -------------------------------------------------------------------------------------------| ----- ----- (Last) (First) (Middle) |3. IRS Identification | 4. Statement for | Officer (give title below) | Number of | Month/Year | ----- | Reporting Person, | | Other (specify below) 440 LaSalle Street | if an Entity | | ----- | (Voluntary) | September/2000 | - -----------------------------------------| |-------------------------|---------------------------------------- (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | Date of Original | (Check applicable line) | 36-3723624 | (Month/Year) | Form Filed by One Reporting Person Chicago IL 60605 | | | -- - -----------------------------------------|-------------------------------------------------| X Form Filed by More than One (City) (State) (Zip) | | -- Reporting Person | | - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of|6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially| Form: | Indirect | | | | Owned at End| Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4)|(Instr. 4) - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- SEE APPENDIX A(1) | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- SEE APPENDIX B(2) | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- SEE APPENDIX C(3) | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- SEE APPENDIX D(4) | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- SEE APPENDIX E(5) | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- | | | | | | | | | - --------------------------------------|--------------|-------|-------|--------|------|----------|-------------|--------- |--------- | | | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------
2
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of |6. Date Exer- |7. Title and Amount |8. Price Security | sion or | action | action | Derivative | cisable and | of Underlying | of (Instr. 3) | Exercise | Date | Code | Securities Ac- | Expiration | Securities | Deriv- | Price of | (Month/ | (Instr. 8)| quired (A) or | Date | (Instr. 3 and 4) | ative | Deriv- | Day/ | | Disposed of (D)| (Month/Day/ | | Secur- | ative | Year) | | (Instr. 3, 4, | Year) | | ity | Security | | | and 5) | | | (Instr. 5) | | | | |-------------------------------------| | | | | |Date |Expira- | | Amount or | | | |-------------------------------|Exer- |tion | Title | Number of | | | | Code |V | (A) |(D) |cisable|Date | | Shares | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ 9. Number of | 10. Ownership | 11. Nature of Derivative | Form of | Indirect Securities | Derivative | Beneficial Beneficially | Security: | Ownership Owned at End | Direct (D) | (Instr. 4) of Month | or Indirect (I) | (Instr. 4) | (Instr. 4) | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - ------------------|------------------------|------------------------------ | | - -------------------------------------------------------------------------- Explanation of Responses: (1) Appendix A contains information with respect to Pyramid Trading Limited Partnership (2) Appendix B contains information with respect to Oakmont Investments, LLC, general partner of Pyramid Trading Limited Partnership (3) Appendix C contains information with respect to Daniel Asher, manager of Oakmont Investments, LLC (4) Appendix D contains information with respect to Gary Kohler (5) Appendix E contains information with respect to Andrew Redleaf **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. /s/ Daniel Asher 10/09/00 -------------------------------- -------- Pyramid Trading Limited Partnership Date By Daniel Asher, manager of Oakmont Investments, LLC, the general partner of Pyramid Trading Limited Partnership Page 2
(Print or Type Responses) 3 APPENDIX A - ----------------------------------------------------------------------------------------------------------------------------- 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A) | 5. Amount of |6.Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially | Form: | Indirect | | | | Owned at End | Direct | Bene- | |---------------|--------------------------- | of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4) |(Instr. 4) - ---------------------------|--------------|-------|-------|--------|------|------------|-------------- |-----------|----------- Common Stock | 6/9/00 | P | | 1,700 | A |$2.00/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 6/12/00 | P | | 1,500 | A |$2.00/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 6/19/00 | P | | 200 | A |$2.00/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 6/20/00 | P | | 700 | A |$2.00/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 6/21/00 | P | | 300 | A |$2.00/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 6/21/00 | P | | 2,700 | A |$2.125/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 6/21/00 | P | | 500 | A |$2.125/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 7/31/00 | P | | 1,000 | A |$2.5625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/03/00 | P | | 1,100 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/04/00 | P | | 1,300 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/10/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/11/00 | P | | 2,100 | A |$2.6875/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/16/00 | P | | 3,000 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/16/00 | P | | 2,100 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/17/00 | P | | 2,500 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/18/00 | P | | 600 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 8/21/00 | P | | 1,600 | A |$2.625/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 8/28/00 | P | | 500 | A |$3.00/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 9/05/00 | P | | 2,500 | A |$3.125/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 9/06/00 | P | | 2,000 | A |$3.125/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 9/07/00 | P | | 2,000 | A |$3.125/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 9/11/00 | P | | 1,200 | A |$3.125/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------ Common Stock | 9/21/00 | P | | 5,000 | A |$3.30/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|----------- Common Stock | 9/21/00 | P | | 2,500 | A |$3.175/sh |445,905 shares |*See Below |*See Below - ---------------------------|--------------|-------|-------|--------|------|------------|---------------|-----------|------------
* At the end of September, 2000, Pyramid Trading Limited Partnership directly owned 285,692 shares and indirectly beneficially owned (i) 80,500 shares directly owned by Gary Kohler and (ii) 79,713 shares directly owned by Andrew Redleaf. 4 APPENDIX B - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of |6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially | Form: | Indirect | | | | Owned at End | Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4) |(Instr. 4) - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/9/00 | P | | 1,700 | A | $2.00/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/12/00 | P | | 1,500 | A | $2.00/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/19/00 | P | | 200 | A | $2.00/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/20/00 | P | | 700 | A | $2.00/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 300 | A | $2.00/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 2,700 | A | $2.125/sh| 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 500 | A | $2.125/sh| 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 7/31/00 | P | | 1,000 | A |$2.5625/sh| 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/03/00 | P | | 1,100 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/04/00 | P | | 1,300 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/10/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 2,100 | A |$2.6875/sh| 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/16/00 | P | | 3,000 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/16/00 | P | | 2,100 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/17/00 | P | | 2,500 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/18/00 | P | | 600 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/21/00 | P | | 1,600 | A |$2.625/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/28/00 | P | | 500 | A |$3.00/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/05/00 | P | | 2,500 | A |$3.125/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/06/00 | P | | 2,000 | A |$3.125/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/07/00 | P | | 2,000 | A |$3.125/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/11/00 | P | | 1,200 | A |$3.125/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/21/00 | P | | 5,000 | A |$3.30/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/21/00 | P | | 2,500 | A |$3.175/sh | 445,905 shares | I | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|-------------
**The securities purchased in the transactions described on this Appendix B were purchased and are owned directly and solely by Pyramid Trading Limited Partnership. Oakmont Investments, LLC, the general of Pyramid Trading Limited Partnership is an indirect beneficial owner of such securities. At the end of September, 2000, Oakmont Investments, LLC, indirectly beneficially owned (i) 285,692 shares directly owned by Pyramid Trading Limited Partnership, (ii) 80,500 shares directly owned by Gary Kohler and (iii) 79,713 shares directly owned by Andrew Redleaf. ADDITIONAL JOINT FILER INFORMATION NAME: Oakmont Investments, LLC ADDRESS: 440 LaSalle Street, Chicago, Illinois 60605 DESIGNATED FILER: Pyramid Trading Limited Partnership ISSUER & TICKER SYMBOL: Medamicus, Inc. (NASDAQ small cap: MEDM) STATEMENT FOR MONTH/YEAR: September of 2000 SIGNATURE: /s/ DANIEL ASHER ---------------------------------------------------------- Oakmont Investments, LLC By Daniel Asher, Manager 5 APPENDIX C - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of |6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially | Form: | Indirect | | | | Owned at End | Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | )|(Instr. 4)|(Instr. 4 - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/9/00 | P | | 1,700 | A | $2.00/sh |445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/12/00 | P | | 1,500 | A | $2.00/sh |445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/19/00 | P | | 200 | A | $2.00/sh |445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/20/00 | P | | 700 | A | $2.00/sh |445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/21/00 | P | | 300 | A | $2.00/sh |445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/21/00 | P | | 2,700 | A | $2.125/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 6/21/00 | P | | 500 | A | $2.125/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 7/31/00 | P | | 1,000 | A |$2.5625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/03/00 | P | | 1,100 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/04/00 | P | | 1,300 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/10/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 2,100 | A | $2.875/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/16/00 | P | | 3,000 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/16/00 | P | | 2,100 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/17/00 | P | | 2,500 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/18/00 | P | | 600 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/21/00 | P | | 1,600 | A | $2.625/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 8/28/00 | P | | 500 | A | $3.00/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 9/05/00 | P | | 2,500 | A | $3.125/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 9/06/00 | P | | 2,000 | A | $3.125/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 9/07/00 | P | | 2,000 | A | $3.125/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 9/11/00 | P | | 1,200 | A | $3.125/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 9/21/00 | P | | 5,000 | A | $3.30/sh|445,905 shares| I |**See below - -----------------------------------|--------------|-------|-------|--------|------|----------|--------------|--------- |----------- Common Stock | 9/21/00 | P | | 2,500 | A | $3.175/sh|445,905 shares| I |**See below - -----------------------------------------------------------------------------------------------------------------------------------
**The securities purchased in the transactions described on this Appendix C were purchased and are owned directly and solely by Pyramid Trading Limited Partnership. Daniel Asher, manager of Oakmont Investments, LLC, the general partner of Pyramid Trading Limited Partnership, is an indirect beneficial owner of such securities. At the end of September, 2000, Daniel Asher indirectly beneficially owned (i) 285,692 shares directly owned by Pyramid Trading Limited Prtnership, (ii) 80,500 shares directly owned by Gary Kohler and (iii) 79,713 shares directly owned by Andrew Redleaf. ADDITIONAL JOINT FILER INFORMATION NAME: Daniel Asher ADDRESS: 440 LaSalle Street, Chicago, Illinois 60605 DESIGNATED FILER: Pyramid Trading Limited Partnership ISSUER & TICKER SYMBOL: Medamicus, Inc. (NASDAQ small cap: MEDM) STATEMENT FOR MONTH/YEAR: September of 2000 SIGNATURE: /s/ DANIEL ASHER --------------------------------- By Daniel Asher 6 APPENDIX D - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of |6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially | Form: | Indirect | | | | Owned at End | Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4) |(Instr. 4) - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/9/00 | P | | 1,700 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/12/00 | P | | 1,500 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/19/00 | P | | 200 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/20/00 | P | | 700 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 300 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 2,700 | A | $2.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 500 | A | $2.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 7/31/00 | P | | 1,000 | A |$2.5625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/03/00 | P | | 1,100 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/04/00 | P | | 1,300 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/10/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 2,100 | A |$2.6875/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/16/00 | P | | 3,000 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/16/00 | P | | 2,100 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/17/00 | P | | 2,500 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/18/00 | P | | 600 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/21/00 | P | | 1,600 | A |$2.625/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/28/00 | P | | 500 | A |$3.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/05/00 | P | | 2,500 | A |$3.125/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/06/00 | P | | 2,000 | A |$3.125/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/07/00 | P | | 2,000 | A |$3.125/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/11/00 | P | | 1,200 | A |$3.125/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/21/00 | P | | 5,000 | A |$3.30/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/21/00 | P | | 2,500 | A |$3.175/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|-------------
**The securities purchased in the transactions described on this Appendix D were purchased and are owned directly and solely by Pyramid Trading Limited Partnership. Gary Kohler is an indirect beneficial owner of such securities. At the end of September, 2000, Gary Kohler directly owned 80,500 shares and indirectly beneficially onwed (i) 285,692 shares directly owned by Pyramid Trading Limited Partnership and (ii) 79,713 shares directly owned by Andrew Redleaf. ADDITIONAL JOINT FILER INFORMATION NAME: Gary Kohler ADDRESS: 3033 Excelsior Boulevard, Minneapolis, MN 55416 DESIGNATED FILER: Pyramid Trading Limited Partnership ISSUER & TICKER SYMBOL: Medamicus, Inc. (NASDAQ small cap: MEDM) STATEMENT FOR MONTH/YEAR: September of 2000 SIGNATURE: /s/ GARY KOHLER ---------------------------------------------------------- Gary Kohler 7 APPENDIX E - ---------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of |6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially | Form: | Indirect | | | | Owned at End | Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4) |(Instr. 4) - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/9/00 | P | | 1,700 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/12/00 | P | | 1,500 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/19/00 | P | | 200 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/20/00 | P | | 700 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 300 | A | $2.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 2,700 | A | $2.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 6/21/00 | P | | 500 | A | $2.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 7/31/00 | P | | 1,000 | A |$2.5625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/03/00 | P | | 1,100 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/04/00 | P | | 1,300 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/10/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 2,100 | A |$2.6875/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/11/00 | P | | 1,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/16/00 | P | | 3,000 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/16/00 | P | | 2,100 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/17/00 | P | | 2,500 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/18/00 | P | | 600 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/21/00 | P | | 1,600 | A | $2.625/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 8/28/00 | P | | 500 | A | $3.00/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/05/00 | P | | 2,500 | A | $3.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/06/00 | P | | 2,000 | A | $3.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/07/00 | P | | 2,000 | A | $3.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/11/00 | P | | 1,200 | A | $3.125/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/21/00 | P | | 5,000 | A | $3.30/sh | 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|------------- Common Stock | 9/21/00 | P | | 2,500 | A | $3.175/sh| 445,905 shares | **See Below | **See Below - ---------------------------|--------------|-------|-------|--------|------|----------|----------------|-------------|-------------
**The securities purchased in the transactions described on this Appendix E were purchased and are owned directly and solely by Pyramid Trading Limited Partnership. Andrew Redleaf is an indirect beneficial owner of such securities. At the end of September, 2000 Andrew Redleaf directly owned 79,713 shares and indirectly beneficially owned (i) 285,692 shares directly owned by Pyramid Trading Limited Partnership and (ii) 80,500 shares directly owned by Gary Kohler. ADDITIONAL JOINT FILER INFORMATION NAME: Andrew Redleaf ADDRESS: 3033 Excelsior Boulevard, Minneapolis, MN 55416 DESIGNATED FILER: Pyramid Trading Limited Partnership ISSUER & TICKER SYMBOL: Medamicus, Inc. (NASDAQ small cap: MEDM) STATEMENT FOR MONTH/YEAR: September of 2000 SIGNATURE: /s/ Andrew Redleaf ---------------------------------------------------------- Andrew Redleaf -----END PRIVACY-ENHANCED MESSAGE-----