-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A5FGi2cIzVBb3ES5mTkSBc6m1yvHSmaxUFaa1vlGqufq062r18HApYYbScbCq8RT Z3xopUKKaU1rRyI8VCl+Yg== 0000950124-00-002665.txt : 20000502 0000950124-00-002665.hdr.sgml : 20000502 ACCESSION NUMBER: 0000950124-00-002665 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000501 GROUP MEMBERS: ANDREW RELEAF GROUP MEMBERS: DANIEL ASHER GROUP MEMBERS: KOHLER GARY S GROUP MEMBERS: OAKMONT INVESTMENT, LLC GROUP MEMBERS: PYRAMID TRADING, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDAMICUS INC CENTRAL INDEX KEY: 0000833140 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411533300 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-45959 FILM NUMBER: 616000 BUSINESS ADDRESS: STREET 1: 15301 HGHWY 55 W CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: 6125592613 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOHLER GARY S CENTRAL INDEX KEY: 0001045714 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-253-6027 MAIL ADDRESS: STREET 1: 3033 EXCELSIOR BLVD. STREET 2: SUITE 300 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 SC 13D/A 1 FORM SCHEDULE 13D/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 Medamicus, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 584027-10-6 - -------------------------------------------------------------------------------- (CUSIP Number) Robert T. Montague Robins, Kaplan, Miller & Ciresi 800 LaSalle Avenue, Suite 2800 Minneapolis, MN 55408 612-349-8500 (Name, Address and Telephone Number of Person Authorized to receive Notices and Communications) April 18, 2000 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 Page 1 of ___ Pages CUSIP No. 584027-10-6 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Pyramid Trading Limited Partnership 36-3723624 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ x ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds WC - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares Bene- -------------------------------------------------------------- ficially (8) Shared Voting Power 236,592 shares Owned by -------------------------------------------------------------- Each Report- (9) Sole Dispositive Power 0 shares ing Person -------------------------------------------------------------- With (10) Shared Dispositive Power 236,592 shares - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 236,592 shares - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.7 % - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) BD, PN, IV - -------------------------------------------------------------------------------- 3 Page 1 of ___ Pages CUSIP No. 54027-10-6 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Oakmont Investments, LLC 36-3996171 - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization Illinois - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares Bene- -------------------------------------------------------------- ficially (8) Shared Voting Power 236,592 shares Owned by -------------------------------------------------------------- Each Report- (9) Sole Dispositive Power 0 shares ing Person -------------------------------------------------------------- With (10) Shared Dispositive Power 236,592 shares - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 236,592 shares - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.7 % - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO, IV - -------------------------------------------------------------------------------- 4 Page 1 of ___ Pages CUSIP No. 584027-10-6 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Daniel Asher ###-##-#### - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ x ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds N/A - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power 0 shares Shares Bene- -------------------------------------------------------------- ficially (8) Shared Voting Power 236,592 shares Owned by -------------------------------------------------------------- Each Report- (9) Sole Dispositive Power 0 shares ing Person -------------------------------------------------------------- With (10) Shared Dispositive Power 236,592 shares - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 236,592 shares - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.7 % - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 5 Page 1 of ___ Pages CUSIP No. 584027-10-6 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Gary Kohler ###-##-#### - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ x ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power 80,500 shares Shares Bene- -------------------------------------------------------------- ficially (8) Shared Voting Power 0 shares Owned by -------------------------------------------------------------- Each Report- (9) Sole Dispositive Power 80,500 shares ing Person -------------------------------------------------------------- With (10) Shared Dispositive Power 0 shares - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 80,500 shares - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 2.0 % - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 6 Page 1 of ___ Pages CUSIP No. 584027-10-6 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Andrew Redleaf ###-##-#### - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ x ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds PF - -------------------------------------------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of (7) Sole Voting Power 79,713 shares Shares Bene- -------------------------------------------------------------- ficially (8) Shared Voting Power 0 shares Owned by -------------------------------------------------------------- Each Report- (9) Sole Dispositive Power 79,713 shares ing Person -------------------------------------------------------------- With (10) Shared Dispositive Power 0 shares - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 79,713 shares - -------------------------------------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.9 % - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- 7 Page 2 of ___ pages This Amendment No. 1 ("Amendment No. 1") amends the Statement on Schedule 13D (the "Schedule 13D") filed on December 29, 1999 by Pyramid Trading Limited Partnership ("PT"), Oakmont Investments, LLC, the general partner of PT ("OI"), Daniel Asher, as Manager of OI and individually ("DA"), Gary Kohler ("GK") and Andrew Redleaf ("AR"), (collectively the "Reporting Persons") with respect to their beneficial ownership of common stock, par value $.01 per share ( the "Common Stock"), of Medamicus, Inc., a Minnesota corporation (the "Company"). The principal executive offices of the Company are located at 15301 Highway 55 West, Plymouth, MN 55447. Items 3 and 5 are hereby amended in their entirety to read as follows: 8 ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION From 2/11/00 to 4/18/00, PT purchased 99,492 shares of Common Stock for an aggregate consideration of $253,678.50 (not including brokerage commissions) and sold 50,300 shares of Common Stock realizing $181,950.10, thus increasing its holdings on a net basis by 49,192 shares to a total of 236,592 shares as of 4/18/2000. PT acquired such shares using working capital. 9 Page ____ of _____ pages ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of April 18, 2000, the Reporting Persons beneficially owned the amounts of Common Stock respectively set forth below. The percentage set forth below represents the percentage of the outstanding shares of Common Stock based on 4,114,774 shares outstanding as of February 29, 2000 as set forth in the Company's Form 10K-SB for the year ended December 31, 1999.
Reporting Shares of Percent of Person Common Stock Outstanding Common Stock --------- ------------ ------------------------ PT, OI, DA 236,592 5.7% GK 80,500 2.0 AR 79,713 1.9
As of 4/18/2000, the Reporting Persons beneficially owned an aggregate of 396,805 shares of Common Stock. (b) The information set forth in Items 7 through 11 of the cover pages hereto is incorporated herein by reference. (c) The information concerning transactions in the Common Stock effected by the Reporting Persons during the past sixty (60) days is set forth in Appendix A hereto and incorporated herein by reference. All of transactions were open market transactions. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIP WITH RESPECT TO THE SECURITIES OF THE ISSUER NONE ITEM 7. MATERIAL TO BE FILED AS EXHIBITS 1. Agreement dated as of 4/28/2000 by and among the signatories of this Statement on Schedule 13-D with respect to its filing. 10 Page ____ of ____ pages SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: April, 28, 2000 PYRAMID TRADING LIMITED PARTNERSHIP BY OAKMONT INVESTMENTS, LLC ITS GENERAL PARTNER BY /S/ Daniel Asher ------------------------------------------ Daniel Asher, Manager, Oakmont Investments, LLC OAKMONT INVESTMENTS, LLC BY /S/ Daniel Asher ------------------------------------------ Daniel Asher, Manager /s/ Daniel Asher ----------------------------------------------- DANIEL ASHER /s/ Gary Kohler ----------------------------------------------- GARY KOHLER /s/ Andrew Redleaf ----------------------------------------------- ANDREW REDLEAF 11 Page _____ of _____ pages APPENDIX A Transactions By the Reporting Persons in Medamicus, Inc. Common Stock During the Past 60 Days PYRAMID TRADING LIMITED PARTNERSHIP
Date # of Shares Bought Price Per Share ($) Total Cost ($)* - ---- ------------------ ------------------- --------------- 02/11/00 5,400 1.6485 8,902 02/14/00 1,600 1.6706 2,673 02/15/00 2,100 1.6333 3,430 03/16/00 46,000 3.1250 143,750 03/31/00 11,800 2.2500 26,550 04/03/00 900 2.1250 1,912 04/04/00 5,000 2.1250 10,625 04/04/00 2,000 2.1250 4,250 04/13/00 10,000 2.1250 21,250 04/13/00 10,000 2.1250 21,250 04/17/00 192 1.7500 336 04/18/00 2,000 1.8750 3,750 04/18/00 2,500 2.0000 5,000 Total 99,492 253,678.50 Date # of Shares Sold Price Per Share ($) Sale Price($) - ---- ---------------- ------------------- ------------- 03/08/00 20,000 3.3215 66,430.00 03/09/00 7,300 3.2890 24,010.00 03/14/00 23,000 3.9787 91,510.10 Total 50,300 181,950.10
- ---------------- *Commissions not included. 12 EXHIBIT INDEX EXHIBIT NO. DOCUMENT 1 Agreement, dated as of April 28, 2000, by and among the signatories of this Statement with respect to its filing. EX-1 2 AGREEMENT 1 EXHIBIT 1 AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of shares of Common Stock of Medamicus, Inc. is being filed on behalf of each of the entities names below. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Date: April 28, 2000 PYRAMID TRADING LIMITED PARTNERSHIP BY OAKMONT INVESTMENTS, LLC ITS GENERAL PARTNER BY /S/ Daniel Asher ----------------------------------------- Daniel Asher, Manager, Oakmont Investments, LLC OAKMONT INVESTMENTS, LLC BY /S/ Daniel Asher ----------------------------------------- Daniel Asher, Manager /s/ Gary Kohler ---------------------------------------------- GARY KOHLER /s/ Andrew Redleaf ---------------------------------------------- ANDREW REDLEAF -----END PRIVACY-ENHANCED MESSAGE-----