0001209191-14-064023.txt : 20141020 0001209191-14-064023.hdr.sgml : 20141020 20141020182836 ACCESSION NUMBER: 0001209191-14-064023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141020 FILED AS OF DATE: 20141020 DATE AS OF CHANGE: 20141020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Western Bancorp, Inc. CENTRAL INDEX KEY: 0001613665 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 471308512 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 100 N. PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-334-2548 MAIL ADDRESS: STREET 1: 100 N. PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: National Americas Holdings LLC CENTRAL INDEX KEY: 0001622163 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36688 FILM NUMBER: 141164679 BUSINESS ADDRESS: STREET 1: C/O GREAT WESTERN BANCORP, INC. STREET 2: 100 NORTH PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 BUSINESS PHONE: 605-334-2548 MAIL ADDRESS: STREET 1: C/O GREAT WESTERN BANCORP, INC. STREET 2: 100 NORTH PHILLIPS AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NATIONAL AUSTRALIA BANK LTD CENTRAL INDEX KEY: 0000833029 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36688 FILM NUMBER: 141164680 BUSINESS ADDRESS: STREET 1: LEVEL 4, (UB4440) STREET 2: 800 BOURKE STREET CITY: DOCKLANDS, VIC 3008 STATE: C3 ZIP: 3001 BUSINESS PHONE: 61386342345 MAIL ADDRESS: STREET 1: LEVEL 4, (UB4440) STREET 2: 800 BOURKE STREET CITY: DOCKLANDS, VIC 3008 STATE: C3 ZIP: 3001 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-20 0 0001613665 Great Western Bancorp, Inc. GWB 0000833029 NATIONAL AUSTRALIA BANK LTD LEVEL 1, 800 BOURKE STREET DOCKLANDS, VICTORIA C3 3008 AUSTRALIA 1 0 1 0 0001622163 National Americas Holdings LLC 245 PARK AVENUE NEW YORK NY 10167 1 0 1 0 Common stock, par value $0.01 per share 2014-10-20 4 S 0 18400000 16.965 D 39486114 I See footnote Effective October 17, 2014, Great Western Bancorp, Inc. (the "Company") amended and restated its certificate of incorporation to give effect to a 578,861.14-for-1 stock split. On October 20, 2014, National Americas Holdings LLC ("NAH"), a wholly owned subsidiary of National Australia Bank Limited ("NAB"), sold 18,400,000 shares of common stock, par value $0.01 per share ("Common Stock"), of the Company in connection with the Company's initial public offering at a price of $16.965 per share. These securities are owned of record by NAH. NAB, as the ultimate parent of NAH, is deemed to beneficially own all shares of Common Stock. The board of directors of NAB has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by NAH. Each of NAB and NAH may be deemed a director by deputization of the Company. /s/ Fiona Last, as Company Secretary of National Australia Bank Limited 2014-10-20 /s/ Donald J. Straka, as Authorized Person of National Americas Holdings LLC 2014-10-20