-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaZWug9253POC81m0hhZXM4yJ8cnbOM4fDvMhohP4oXxYFPPGB0SYiZvwZv5E8FU umtmlf87Pu0rLVE33poEag== 0000845606-02-000004.txt : 20020710 0000845606-02-000004.hdr.sgml : 20020710 20020710145533 ACCESSION NUMBER: 0000845606-02-000004 CONFORMED SUBMISSION TYPE: NSAR-B/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20011031 FILED AS OF DATE: 20020710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL INTERMEDIATE HIGH INCOME FUND CENTRAL INDEX KEY: 0000833021 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05567 FILM NUMBER: 02699872 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL CNTR CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 6174263750 NSAR-B/A 1 answer.fil PAGE 1 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B000000 0 074 C000000 3743 074 D000000 90814 074 E000000 6345 074 F000000 284 074 G000000 0 074 H000000 0 074 I000000 94 074 J000000 1165 074 K000000 1 074 L000000 2793 074 M000000 19 074 N000000 105528 074 O000000 1110 074 P000000 73 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 31992 074 S000000 0 074 T000000 72353 074 U010000 20638 074 U020000 0 074 V010000 3.51 074 V020000 0.00 074 W000000 0.0000 074 X000000 0 074 Y000000 0 075 A000000 0 075 B000000 86758 076 000000 3.49 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y PAGE 9 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 B000000 N/A 080 C000000 25000 081 A000000 Y 081 B000000 137 082 A000000 Y 082 B000000 150000 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COLONIAL INTERMEDIATE HIGH INCOME FUND 087 A020000 195763107 087 A030000 CIF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE DOUGLAS RODES TITLE VICE PRESIDENT EX-99 3 exhibit.txt 770 Transactions effected pursuant to Rule 10f-3 On November 15, 2001, Colonial Intermediate High Income Fund (Fund) purchased 475,000 shares of common stock of Allied Waste North America, Inc. (Securities) for a total purchase of $47,500,000 from Chase Manhattan Bank, NA pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates (Advisor), believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the afore mentioned Securities: Salomon Smith Barney Inc.; JP Morgan; Deutsche Banc Alex Brown,; UBS Warburg, Credit Suisse First Boston, Lehman Brothers; ABN AMRO Incorporated; Credit Lyonnais Securities; Banc One Capital Markets, Inc.; Scotia Capital ; Wachovia Securities. -----END PRIVACY-ENHANCED MESSAGE-----