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0.0000 074 X000000 871 074 Y000000 0 075 A000000 0 075 B000000 69140 076 000000 2.79 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 B000000 N/A 080 C000000 35000 081 A000000 Y 081 B000000 115 082 A000000 N 082 B000000 0 083 A000000 N PAGE 19 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COLONIAL INTERMEDIATE HIGH INCOME FUND 087 A020000 195763107 087 A030000 CIF 088 A000000 Y SIGNATURE DOUGLAS RODES TITLE VICE PRESIDENT EX-99 3 fund.txt Colonial Intermediate High Income Fund On January 14, 2002, Colonial Intermediate High Income Fund (Fund) purchased 330,000 par value of common stock notes of Xerox Corporation (Securities) for a total purchase price of $314,061 from Deutsche Bank New York pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates, Inc., believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the aforementioned Securities: Deutsche Bank Alex Brown; JP Morgan; Merrill Lynch & Co.; Salomon Smith Barney;ABN Amro Financial Services, Inc.; Banc One Capital Markets, Inc.; RBC Dain Rauscher Inc.; UBS Warburg; PNC Bank On January 17, 2002, Colonial Intermediate High Income Fund (Fund) purchased 270,000 par value of common stock notes of Constellation Brands, Inc. (Securities) for a total purchase price of $270,000 from Chase Manhattan Bank, NA pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates, Inc., believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the aforementioned Securities: Deutsche Bank Alex Brown; JP Morgan; Salomon Smith Barney; Barclays Capital; UBS Warburg; Scotia Capital. On February 12, 2002, Colonial Intermediate High Income Fund (Fund) purchased 500,000 par value of common stock notes of Mohegan Tribal Gaming Authority (Securities) for a total purchase price of $500,000 from Bank America pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates, Inc., believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the aforementioned Securities: Banc of America Securities; LLC; Salomon Smith Barney; SG Cowen; Commerzbank Securities; Credit Lyonnais Securities; McDonald Investments Inc.; Wells Fargo Brokerage Services LLC. On June 25, 2002, Colonial Intermediate High Income Fund (Fund) purchased 450,000 par value of common stock notes of L-3 Communications Corporation (Securities) for a total purchase price of $450,000 from Lehman Brothers pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates, Inc. believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the aforementioned Securities: Lehman Brothers; Bank of America Securities; Credit Suisse First Boston; Wachovia; SC Cowen; BNY Capital Markets; Barclays Capital; Credit Lyonnais Securities; Scotia Capital. On November 12, 2002, Colonial Intermedate High Income Fund (Fund) purchased 125,000 par value of common stock notes of AmericsourceBergen Corp. (Securities) for a total purchase price of $126,175 from First Boston Corp. pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates, Inc. believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the aforementioned Securities: Credit Suisse First Boston; Banc of America; JP Morgan; Fleet Securities, Inc.; Wachovia Securities; Scotia Capital; Mizuho Bank. On November 12, 2002, Colonial Intermedate High Income Fund (Fund) purchased 90,000 par value of common stock notes of AmericsourceBergen Corp. (Securities) for a total purchase price of $90,846 from First Boston Corp. pursuant to a public offering in which Fleet Securities, Inc. acted as a participating underwriter. Fleet Securities, Inc. may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: o The Fund's advisor, Colonial Management Associates, Inc. believed that the gross underwriting spread associated with the purchase of the Securities was reasonable and fair compared to the spreads in connection with similar underwritings of similar securities being sold during a comparable period of time; o The Securities were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the Securities being offered; o The issuer of the Securities has been in continuous operation for at least three years; o The amount of Securities purchased did not exceed 25% of the amount of the offering; o The Securities were to be purchased at not more than the public offering price no later than the first day of the offering. Along with Fleet Securities, Inc., the following is a list of members of the underwriting syndicate for the aforementioned Securities: Credit Suisse First Boston; Banc of America; JP Morgan; Fleet Securities, Inc.; Wachovia Securities; Scotia Capital; Mizuho Bank. -----END PRIVACY-ENHANCED MESSAGE-----