POS EX 1 a19-25068_1posex.htm POS EX

 

As filed with the Securities and Exchange Commission on December 13, 2019
Registration Nos.

 

333-231308
811-05563

 

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-6

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

 

 

Pre-Effective Amendment No. 

o

Post-Effective Amendment No. 1

x

 

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

 

 

Amendment No. 479

x

 

PACIFIC SELECT EXEC SEPARATE ACCOUNT OF
PACIFIC LIFE INSURANCE COMPANY

(Exact Name of Registrant)

 

PACIFIC LIFE INSURANCE COMPANY
(Name of Depositor)

 

700 Newport Center Drive
Newport Beach, California 92660
(Address of Depositor’s Principal Executive Offices) (Zip Code)

 

(949) 219-3943
(Depository’s Telephone Number, including Area Code)

 

Brandon J. Cage
Assistant Vice President
Pacific Life Insurance Company
700 Newport Center Drive
Newport Beach, California 92660
(Name and Address of Agent for Service)

 

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d) under the Securities Act of 1933, as amended.

 

 

 


 

Explanatory Note

 

This Post-Effective Amendment No. 1 to the Registration Statement on Form N-6 (File No. 333-231308) is being filed pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”), solely for the purpose of filing exhibits to the Registration Statement.

 

This Post-Effective Amendment No. 1 consists of the following:

 

1. Facing Sheet of the Registration Statement

 

2. Part C to the Registration Statement

 

3. Reinsurance Agreement and Amendment exhibits to Item 26 to the Registration Statement

 

This Post-Effective Amendment No. 1 does not modify any other part of the Registration Statement. Pursuant to Rule 462(d) under the Securities Act, this Post-Effective Amendment No. 1 shall become effective immediately upon filing with the Securities and Exchange Commission. Part A and Part B of Pre-Effective Amendment No. 2 to the Registration Statement are hereby incorporated by reference.

 

PACIFIC SELECT EXEC SEPARATE ACCOUNT

 

PART C: OTHER INFORMATION

 

Item 26. Exhibits

 

(1)

(a)

Resolution of the Board of Directors of the Depositor dated November 22, 1989 and copies of the Memoranda concerning Pacific Select Exec Separate Account dated May 12, 1988 and January 26, 1993; Filed as part of Registration Statement on Form N-6 via EDGAR on September 10, 2004, File No. 333-118913, Accession Number 0000892569-04-000869.

 

 

 

(b)

Resolution of the Board of Directors of Pacific Life Insurance Company authorizing conformity to the terms of the current Bylaws; Filed as part of Registration Statement on Form N-6 via EDGAR on September 10, 2004, File No. 333-118913, Accession Number 0000892569-04-000869.

 

 

(2)

Inapplicable

 

 

 

(3)

(a)

Distribution Agreement Between Pacific Life Insurance Company, Pacific Life & Annuity Company and Pacific Select Distributor, Inc. (PSD); Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

(b)

Form of Selling Agreement Between Pacific Mutual Distributors, Inc. and Various Broker-Dealers; Filed as part of Registration Statement on Form N-6 via EDGAR on September 10, 2004, File No. 333-118913, Accession Number 0000892569-04-000869.

 

 

 

(c)

Distribution Agreement Between Pacific Select Distributors, Inc. and T. Rowe Price Investment Services, Inc.; Filed as part of Post-Effective Amendment No. 34 to the Registration Statement on Form N-6 via EDGAR on April 19, 2005, File No. 033-21754, Accession Number 0000892569-05-000254.

 


 

 

(d)

Distribution Agreement between Pacific Life Insurance Company, Pacific Life & Annuity Company and Pacific Select Distributors, LLC (PSD) (Amended and Restated); included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

(4)

(a)

Flexible Premium Variable Life Insurance Policy (form ICC19 P19PHV) ; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

 

(1) 

Specifications pages (form ICC19 S19PHV); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(b)

Annual Renewable Term — Additional Insured (form ICC17 R17RTA); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

 

(1) 

Specifications pages (form ICC17 S17RTA); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(c)

Conversion Rider (form ICC13 R13CON); Filed as part of the Registration Statement on Form N-6 on February 7, 2014, File No. 333-153022, Accession Number 0001193125-14-040507.

 

 

 

(d)

Overloan Protection 3 Rider (form ICC15 R15OLP); Filed as part of the Registration Statement on Form N-6 on February 24, 2015, File No. 333-202248, Accession Number 0001193125-15-059457.

 

 

 

 

(1) 

Specifications pages (form ICC15 R15OLP SP); Filed as part of the Registration Statement on Form N-6 on June 18, 2015, File No. 333-150092, Accession No. 0001193125-15-2268877.

 

 

 

(e)

Short-term No-Lapse Guarantee Rider (form ICC12 R12SNL); Filed as part of the Registration Statement on Form N-6 on October 19, 2012, File No. 333-150092, Accession Number 0000950123-12-012563.

 

 

 

(f)

Accelerated Death Benefit Rider for Terminal Illness (form ICC12-R12TIV) (Terminal Illness Rider); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 29, 2012, File No. 333-172851, Accession Number 0001193125-12-250623.

 

 

 

(g)

Accelerated Death Benefit Rider for Chronic Illness (form ICC12 R12CIC) (Premier Living Benefits Rider); Filed as part of the Registration Statement on Form N-6 on October 19, 2012, File No. 333-150092, Accession Number 00009501235-12-012563.

 

 

 

(h)

Flexible Duration No-Lapse Guarantee Rider (form ICC17 R17FNL); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

 

(1) 

Specifications pages (form ICC18 S18FNL); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(i)

Accelerated Death Benefit Rider for Chronic and Terminal Illness (form ICC18 R18ADB) (Premier Living Benefits Rider 2); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by

 


 

 

 

reference herein.

 

 

 

 

(1) 

Specifications pages (form ICC18 S18ADB); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(j)

Accelerated Death Benefit Rider for Long-Term Care (form ICC16 R16LTC) (Premier LTC Rider); Filed as part of the Registration Statement on Form N-6 on July 11, 2016, File No. 333-172851, Accession Number 0001193125-16-645258.

 

 

 

 

(1) 

Specifications pages (form ICC16 R16LTCV SP); Filed as part of the Registration Statement on Form N-6 on July 11, 2016, File No. 333-150092, Accession Number 0001193125-16-645261.

 

 

(5)

 

Application for Flexible Premium Variable Life Insurance Policy & General Questionnaire; Included in Registrant’s Form N-6, File No. 333-231308, Accession No. 0001104659-19-052198, filed on October 1, 2019, and incorporated by reference herein.

 

 

(6)

(a)

Bylaws of Pacific Life Insurance Company; Filed as part of Registration Statement on Form N-6 via EDGAR on September 10, 2004, File No. 333-118913, Accession Number 0000892569-04-000869.

 

 

 

(b)

Articles of Incorporation of Pacific Life Insurance Company; Filed as part of Registration Statement on Form N-6 via EDGAR on September 10, 2004, File No. 333-118913, Accession Number 0000892569-04-000869.

 

 

 

(c)

Restated Articles of Incorporation of Pacific Life Insurance Company; Filed as part of Post-Effective Amendment No. 5 to the Registration Statement on Form N-6 via EDGAR on December 6, 2005, File No. 333-118913, Accession Number 0000892569-05-001150.

 

 

 

(d)

Bylaws of Pacific Life Insurance Company As Amended Effective September 1, 2005; Filed as part of Post-Effective Amendment No. 5 to the Registration Statement on Form N-6 via EDGAR on December 6, 2005, File No. 333-118913, Accession Number 0000892569-05-001150.

 

 

(7)

(a)

Reinsurance Agreement with RGA Reinsurance Company Effective December 1, 2008.

 

 

 

 

(1) 

Amendments 1 and 2 to Reinsurance Agreement.

 

 

 

 

(2)

Amendment 3 to Reinsurance Agreement (portions of this amendment have been omitted).

 

 

 

(3)

Amendments 4 through 17 to Reinsurance Agreement.

 

 

 

(b)

Reinsurance Agreement with Swiss Re Life & Health America Inc. Effective December 1, 2008.

 

 

 

 

(1) 

Amendments 1 and 3 to Reinsurance Agreement.

 

 

 

 

(2)

Amendment 4 to Reinsurance Agreement (portions of this amendment have been omitted).

 

 

 

 

(3)

Amendments 5 through 17 to Reinsurance Agreement.

 

 

 

(c)

Reinsurance Agreement with Munich American Reassurance Company Effective December 1, 2008.

 


 

 

 

(1) 

Amendments 1 through 16 to Reinsurance Agreement.

 

 

 

(d)

Reinsurance Agreement with SCOR Global Life USA Reinsurance Company (formerly Generali USA Life Reassurance Company) Effective December 1, 2008.

 

 

 

 

(1) 

Amendments 1 and 2 to Reinsurance Agreement.

 

 

 

 

(2)

Amendment 3 to Reinsurance Agreement (portions of this amendment have been omitted).

 

 

 

 

(3)

Amendments 4 through 16 to Reinsurance Agreement.

 

 

(8)

(a)

Participation Agreement between Pacific Life Insurance Company and Pacific Select Fund; Filed as part of Registration Statement on Form N-6 via EDGAR on September 10, 2004, File No. 333-118913, Accession Number 0000892569-04- 000869.

 

 

 

(b)

Participation Agreement with Variable Insurance Products Fund, Variable Insurance Products Fund II and Variable Insurance Products Fund III; Filed as part of Post-Effective Amendment No. 2 to the Registration Statement on Form N- 6 via EDGAR on February 10, 2005, File No. 333-118913, Accession Number 0000892569-05-000054.

 

 

 

(c)

Service Contract with Fidelity Distributors Corporation; Filed as part of Post-Effective Amendment No. 2 to the Registration Statement on Form N-6 via EDGAR on February 10, 2005, File No. 333-118913, Accession Number 0000892569-05-000054.

 

 

 

(d)

Participation Agreement with Blackrock Variable Series Fund, Inc. (formerly called Merrill Lynch Variable Series Fund, Inc.); Filed as part of Post-Effective Amendment No. 34 to the Registration Statement on Form N-6 via EDGAR on April 19, 2005, File No. 033-21754, Accession Number 0000892569-05-000254.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Filed as part of Registration Statement on Form N-4 via EDGAR on October 15, 2013, File No. 333-60833, Accession Number 0001193125-13-399328.

 

 

 

 

(2) 

Second Amendment to Participation Agreement; Filed as part of Registration Statement on Form N-4 via EDGAR on October 15, 2013, File No. 333-60833, Accession Number 0001193125-13-399328.

 

 

 

 

(3) 

Third Amendment to Participation Agreement; Included in Registrant’s Form N-4, File No. 333-60833, Accession No. 0000950123-10-035855, filed on April 19, 2010, and incorporated by reference herein.

 

 

 

 

(4) 

Fourth Amendment to Participation Agreement; Filed as part of Registration Statement on Form N-4 via EDGAR on October 15, 2013, File No. 333-60833, Accession Number 0001193125-13-399328.

 

 

 

 

(5) 

Fifth Amendment to Participation Agreement; Included in Registrant’s Form N-4, File No. 333-160772, Accession No. 0001193125-14-310473 filed August 15, 2014, and incorporated by reference herein.

 

 

 

 

(6)

Sixth Amendment to Participation Agreement; Filed as part of Registration Statement on Form N-6 on April 18, 2019, File No. 333-61135, Accession No. 0001104659-19-022304,

 

 

 

 

 


 

 

 

 

and incorporated by reference herein.

 

 

 

 

 

(e)

Administrative Services Agreement with Blackrock Distributors, Inc. (formerly called FAM Distributors, Inc.); Filed as part of Post-Effective Amendment No. 2 to the Registration Statement on Form N-6 via EDGAR on February 10, 2005, File No. 333-118913, Accession Number 0000892569-05-000054.

 

 

 

 

(1) 

First Amendment to Administrative Services Agreement; Included in Registrant’s Form N-4, File No. 333-60833, Accession No. 0000950123-10-035855, filed on April 19, 2010, and incorporated by reference herein.

 

 

 

 

(2) 

Second Amendment to Administrative Services Agreement; Included in Registrant’s Form N-4, File No. 333-160772, Accession No. 0001193125-14-310473 filed August 15, 2014, and incorporated by reference herein.

 

 

 

 

(3) 

Third Amendment to Administrative Services Agreement; Included in Registrant’s Form N-4, File No. 333-160772, Accession No. 0001193125-14-310473 filed August 15, 2014, and incorporated by reference herein.

 

 

 

 

(4) 

Fourth Amendment to Administrative Services Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

(f)

Participation Agreement with T. Rowe Price Equity Series, Inc.; Filed as part of Post-Effective Amendment No. 34 to the Registration Statement on Form N-6 via EDGAR on April 19, 2005, File No. 033-21754, Accession Number 0000892569-05-000254.

 

 

 

 

(1) 

First Amendment to Participation Agreement, Filed as part of the Registration Statement on Form N-6 via EDGAR on May 30, 2013, File No. 333-152224, Accession Number 0001193125-13-240969.

 

 

 

 

(2) 

Second Amendment to Participation Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

(g)

Administrative Services Agreement with T. Rowe Price Associates, Inc.; Filed as part of Post-Effective Amendment No. 34 to the Registration Statement on Form N-6 via EDGAR on April 19, 2005, File No. 033-21754, Accession Number 0000892569-05-000254.

 

 

 

 

(1) 

First Amendment to Administrative Services Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

(h)

Participation Agreement between Pacific Life, PSD, American Funds Insurance Series, American Funds Distributors and Capital Research and Management Company; Filed as part of Post-Effective Amendment No. 34 to the Registration Statement on Form N-6 via EDGAR on April 19, 2005, File No. 033-21754, Accession Number 0000892569-05-000254.

 

 

 

(i)

Participation Agreement with Legg Mason Partners III; Filed as part of Post-Effective Amendment No. 9 to the Registration Statement on Form N-6 via EDGAR on April 16, 2007, File No. 333-118913, Accession Number 000892569-07-000444.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by

 


 

 

 

 

reference herein.

 

 

 

 

 

 

(2) 

Second Amendment to Participation Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

 

(3) 

Third Amendment to Participation Agreement; included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

 

(4) 

Fourth Amendment to Participation Agreement; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(j)

Service Agreement with Legg Mason Investor Services, LLC; Filed as part of Post-Effective Amendment No. 9 to the Registration Statement on Form N-6 via EDGAR on April 16, 2007, File No. 333-118913, Accession Number 000892569-07-000444.

 

 

 

 

(1) 

First Amendment to Service Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

 

(2) 

Second Amendment to Service Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

 

(3) 

Third Amendment to Service Agreement; Included in Registration Statement on Form N-6, File No. 333-172851, Accession No. 0001193125-15-304332 filed on August 27, 2015 and incorporated by reference herein.

 

 

 

 

(4)

Fourth Amendment to Service Agreement t; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(k)

Participation Agreement with MFS Variable Insurance Trust; Filed as part of Post-Effective Amendment No. 9 to the Registration Statement on Form N-6 via EDGAR on April 16, 2007, File No. 333-118913, Accession Number 000892569-07-000444.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(2) 

Second Amendment to Participation Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(3) 

Third Amendment to Participation Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

(l)

(1) 

Service Agreement with Massachusetts Financial Services Company; Filed as part of Post-Effective Amendment No. 9 to the Registration Statement on Form N-6 via EDGAR on April 16, 2007, File No. 333-118913, Accession Number 000892569-07-000444.

 


 

 

 

(2) 

Service Agreement with Massachusetts Financial Services Company; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

 

(3) 

Service Agreement with Massachusetts Financial Services Company; included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(m)

Participation Agreement with Franklin Templeton Variable Insurance Products Trust; Filed as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on April 26, 2010, File No. 333-150092, Accession Number 0000950123-10-038286.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Filed as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on April 26, 2010, File No. 333-150092, Accession Number 0000950123-10-038286.

 

 

 

 

(2) 

Addendum to Participation Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(3) 

Second Amendment to Participation Agreement; Filed as part of the Registration Statement on Form N-6 on April 14, 2014, File No. 333-150092, Accession Number 0001193125-14-142437.

 

 

 

 

(4) 

Third Amendment to Participation Agreement; Included in Registrant’s Form N-4, File No. 333- 160772, Accession No. 0001193125-14-310473 filed August 15, 2014, and incorporated by reference herein.

 

 

 

 

(5) 

Fourth Amendment to Participation Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

(n)

Administrative Services Agreement with Franklin Templeton Services, LLC; Filed as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on April 26, 2010, File No. 333-150092, Accession Number 0000950123-10-038286.

 

 

 

 

(1) 

First Amendment to Administrative Services Agreement; Filed as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on April 26, 2010, File No. 333-150092, Accession Number 0000950123-10-038286.

 

 

 

 

(2) 

Second Amendment to Administrative Agreement; Included in Registrant’s Form N-4, File No. 033-88458, Accession No. 0001193125-12-502912 filed on December 14, 2012 and incorporated by reference herein.

 

 

 

 

(3) 

Third Amendment to Administrative Agreement; Included in Registrant’s Form N-4, File No. 033-88458, Accession No. 0001193125-12-502912 filed on December 14, 2012 and incorporated by reference herein.

 

 

 

 

(4) 

Fourth Amendment to Administrative Services Agreement; Included in Registrant’s Form N-4, File No. 333-160772, Accession No. 0001193125-14-310473 filed August 15, 2014, and incorporated by reference herein.

 


 

 

 

(5)

Fifth Amendment to Administrative Services Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

 

(6)

Sixth Amendment to Administrative Services Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

(o)

(1) 

Form of Amendment to Fidelity Distributors Corporation Participation Agreement; Filed as Exhibit 8(y) as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on September 28, 2007, File No. 333-118913, Accession Number 0000892569-07-001219.

 

 

 

 

(2)

Form of Second Amendment to Fidelity Distributors Corporation Participation Agreement; Filed as part of the Registration Statement on Form N-6 via EDGAR on April 23, 2012, File No. 333-172851, Accession Number 0000950123-12-006365.

 

 

 

 

(3) 

Third Amendment to Fidelity Distributors Corporation Participation Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

(p)

Form of Amendment to Fidelity Investments Institutional Operations Company, Inc. Service Agreement; Filed as Exhibit 8(z) as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on September 28, 2007, File No. 333-118913, Accession Number 0000892569-07-001219.

 

 

 

(q)

Form of Amendment to Fidelity Distributors Corporation Service Contract; Filed as Exhibit 8(aa) as part of Post-Effective Amendment No. 11 to the Registration Statement on Form N-6 via EDGAR on September 28, 2007, File No. 333-118913, Accession Number 0000892569-07-001219.

 

 

 

(r)

Lord Abbett Fund Participation Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

(s)

Lord Abbett Series Fund, Inc. Service Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

(t)

Lord Abbett Series Fund, Inc. Administrative Services Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

(u)

Participation Agreement with PIMCO Variable Insurance Trust (Advisor Class); Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(2)

Second Amendment to Participation Agreement; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 


 

 

 

(3)

Third Amendment to Participation Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

(v)

Services Agreement with PIMCO LLC (Advisor Class); Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(1)

First Amendment to Services Agreement; Included in Registrant’s Form N-4, File No. 333-168284, Accession No. 0001193125-12-503027 filed on December 14, 2012, and incorporated by reference herein.

 

 

 

 

(2)

Second Amendment to Services Agreement; Included in Registrant’s Form N-4, File No. 333-168284, Accession No. 0001193125-14-147263 filed on April 17, 2014, and incorporated by reference herein.

 

 

 

 

(3) 

Third Amendment to Services Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001104659-18-025132 filed on April 19, 2018, and incorporated by reference herein.

 

 

 

 

(4)

Fourth Amendment to Services Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

(w)

Selling Agreement with Allianz Global Investors Distributors LLC; Filed as part of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-6 via EDGAR on May 27, 2011, File No. 333-172851, Accession Number 0000950123-11-054590.

 

 

 

 

(1) 

First Amendment to Selling Agreement; included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(x)

Form of American Century Investment Services, Inc. Participation Agreement; Filed as part of the

Registration Statement on Form N-6 via EDGAR on April 23, 2012, File No. 333-172851, Accession Number 0000950123-12- 006365.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(y)

Form of American Century Investment Services, Inc. Administrative Services Agreement; Filed as part of the Registration Statement on Form N-6 via EDGAR on April 23, 2012, File No. 333-172851, Accession Number 0000950123-12-006365.

 

 

 

 

(1) 

First Amendment to Administrative Services Agreement; Filed as part of the Registration Statement on Form N-4 on December 14, 2012, File No. 333-136597, Accession Number 0001193125-12-502964, and incorporated by reference herein.

 

 

 

 

(2)

Second Amendment to Administrative Services Agreement t; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(z)

Form of AIM Variable Insurance Funds Participation Agreement; Filed as part of the Registration Statement on Form N-4 via EDGAR on December 4, 2008, File No. 333-136597, Accession Number

 


 

 

 

0000892569-08-001559.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Filed as part of the Registration Statement on Form N-6 via EDGAR on April 23, 2012, File No. 333-172851, Accession Number 0000950123-12-006365.

 

 

 

(aa)

Form of Invesco Aim Distributors, Inc. Distribution Services Agreement; Filed as part of the Registration Statement on Form N-4 via EDGAR on December 4, 2008, File No. 333-136597, Accession Number 0000892569-08-001559.

 

 

 

 

(1) 

First Amendment to Distribution Services Agreement; included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(bb)

Form of Invesco Aim Advisors, Inc. Administrative Services Agreement; Filed as part of the Registration Statement on Form N-4 via EDGAR on December 4, 2008, File No. 333-136597, Accession Number 0000892569-08-001559.

 

 

 

(cc)

Participation Agreement with Neuberger Berman; Filed as part of the Registration Statement on Form N-6 via EDGAR on April 15, 2013, File No. 333-172851, Accession Number 0000950123-13-002255.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Included in Registration Statement on Form N-6, File No. 333-172851, Accession No. 0001193125-15-304332 filed on August 27, 2015 and incorporated by reference herein.

 

 

 

(dd)

Administrative Services Agreement with Neuberger Berman; Filed as part of the Registration Statement on Form N-6 via EDGAR on April 15, 2013, File No. 333-172851, Accession Number 0000950123-13-002255.

 

 

 

(ee)

Participation Agreement with Oppenheimer; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 30, 2013, File No. 333-152224, Accession Number 0001193125-13-240969.

 

 

 

 

(1) 

First Amendment to Participation Agreement; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

 

(2) 

Second Amendment to Participation Agreement; Included in Registrant’s Form N-4, File No. 333-136597, Accession No. 0001193125-15-346508 filed October 19, 2015, and incorporated by reference herein.

 

 

 

 

(3) 

Third Amendment to Participation Agreement; included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(ff)

Revenue Sharing Agreement with Oppenheimer; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 30, 2013, File No. 333-152224, Accession Number 0001193125-13-240969.

 

 

 

(gg)

Exhibit B to the Pacific Select Fund Participation Agreement; Included in Registrant’s Form N-4, File No. 333-160772, Accession No. 0001193125-14-310473 filed August 15, 2014, and incorporated by reference herein.

 

 

 

(hh)

Distribution and Marketing Support Agreement (Amended and Restated) with BlackRock Variable Series Fund, LLC; Included in Registrant’s Form N-6, File No. 333-172851, Accession No. 

 


 

 

 

0001193125-15-132710 filed April 16, 2015, and incorporated by reference herein.

 

 

 

(ii)

Distribution and Administrative Services Agreement (Amended and Restated) with Neuberger Berman; Included in Registration Statement on Form N-6, File No. 333-172851, Accession No. 0001193125-15-304332 filed on August 27, 2015 and incorporated by reference herein.

 

 

 

(jj)

Revenue Sharing Agreement with Oppenheimer (Amended and Restated); Included in Registrant’s Form N-4, File No. 333-136597, Accession No. 0001193125-15-346508 filed October 19, 2015, and incorporated by reference herein.

 

 

 

(kk)

Fund Participation and Service Agreement with American Funds; Included in Registrant’s Form N-4, File No. 333-136597, Accession No. 0001193125-13-399333 filed on October 15, 2013, and incorporated by reference herein.

 

 

 

 

(1) 

First Amendment to Fund Participation and Service Agreement; Included in Registrant’s Form N-4, File No. 333-136597, Accession No. 0001193125-14-143850 filed on April 15, 2014, and incorporated by reference herein.

 

 

 

 

(2) 

Second Amendment to Fund Participation and Service Agreement.; included in Registrant’s Form N-4, File No. 333-136597, Accession No. 0001193125-15-128820 filed on April 14, 2015 and incorporated by reference herein.

 

 

 

 

(3)

Third Amendment to Fund Participation and Service Agreement; Included in Registrant’s Form N-4, File No. 333-136597, Accession No. 0001193125-15-346508 filed October 19, 2015, and incorporated by reference herein.

 

 

 

 

(4) 

Fourth Amendment to Fund Participation and Service Agreement; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(ll)

Distribution Sub-Agreement with BlackRock Variable Series Funds, Inc.; Included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(mm)

Administrative Services Agreement with Invesco Advisers, Inc.; Included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(nn)

Financial Support Agreement with Invesco Distributors, Inc.; Included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(oo)

Distribution and/or Service (12b-1) Fee Agreement with Legg Mason Investor Services, LLC; Included in Registrant’s Form N-6, File No. 333-172851 Accession No. 0001104659-17-024487 filed on April 19, 2017, and incorporated by reference herein.

 

 

 

(pp)

Services Agreement with PIMCO (Administrative Class); Included as part of the Registration Statement on Form N-6, File No. 333-61135, filed on April 18, 2019, Accession No. 0001104659-19-022304, and incorporated by reference herein.

 

 

 

(qq)

Selling Agreement with PIMCO (Administrative Class); Included as part of the Registration Statement on Form N-6, File No. 333-61135, filed on April 18, 2019, Accession No. 0001104659-19-022304, and incorporated by reference herein.

 


 

 

(rr)

Participation Agreement with DFA Investment Dimensions Group Inc.; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

 

(ss)

Business Agreement with American Funds ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

 

 

(1) 

First Amendment to Business Agreement ; Included in Registrant’s Form N-6, File No. 333-231308 Accession No. 0001104659-19-042834 filed on July 31, 2019, and incorporated by reference herein.

 

 

(9)

Inapplicable

 

 

(10)

Inapplicable

 

 

(11)

Opinion and consent of legal officer of Pacific Life as to legality of Policies being registered; Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

(12)

Inapplicable

 

 

(13)

Inapplicable

 

 

(14)

Consent of Independent Registered Public Accounting Firm ; Included in Registrant’s Form N-6, File No. 333-231308, Accession No. 0001104659-19-052198, filed on October 1, 2019, and incorporated by reference herein.

 

 

(15)

Inapplicable

 

 

(16)

Inapplicable

 

 

(17)

Memorandum describing Pacific Life Insurance Company’s issuance, transfer and redemption procedures for the Policies pursuant to Rule 6e-3(T)(b)(12)(iii); Filed as part of the Registration Statement on Form N-6 via EDGAR on May 9, 2019, File No. 333-231308, Accession Number 0001104659-19-028107, and incorporated by reference herein.

 

 

(18)

Power of Attorney; Included in Registrant’s Form N-6, File No. 333-231308, Accession No. 0001104659-19-052198, filed on October 1, 2019, and incorporated by reference herein.

 

Item 27. Directors and Officers of Pacific Life

 

Name and Address

 

Positions and Offices with Pacific Life

James T. Morris

 

Director, Chairman, President and Chief Executive Officer

Adrian S. Griggs

 

Director, Executive Vice President and Chief Operating Officer

Darryl D. Button

 

Director, Executive Vice President and Chief Financial Officer

Sharon A. Cheever

 

Director, Senior Vice President and General Counsel

Dawn M. Trautman

 

Executive Vice President

Edward R. Byrd

 

Senior Vice President and Chief Accounting Officer

Jane M. Guon

 

Vice President and Secretary

Joseph W. Krum

 

Vice President and Treasurer

 


 

The address for each of the persons listed above is as follows:

 

700 Newport Center Drive

Newport Beach, California 92660

 

Item 28. Persons Controlled by or Under Common Control with Pacific Life or Pacific Select Exec Separate Account

 

The following is an explanation of the organization chart of Pacific Life’s subsidiaries:

 

Pacific Life is a Nebraska Stock Life Insurance Company wholly-owned by Pacific LifeCorp (a Delaware Stock Holding Company), which is, in turn, 100% owned by Pacific Mutual Holding Company (a Nebraska Mutual Insurance Holding Company).

 

PACIFIC LIFE, SUBSIDIARIES & AFFILIATED ENTERPRISES LEGAL STRUCTURE

 

 

 

Jurisdiction of
Incorporation or
Organization

 

Percentage of
Ownership by
its Immediate
Parent

 

 

 

 

 

 

 

Pacific Mutual Holding Company

 

Nebraska

 

 

 

Pacific LifeCorp

 

Delaware

 

100

 

Pacific Life Insurance Company

 

Nebraska

 

100

 

Pacific Life & Annuity Company

 

Arizona

 

100

 

Pacific Life Purchasing LLC

 

Delaware

 

100

 

Pacific Select Distributors, LLC

 

Delaware

 

100

 

Pacific Asset Holding LLC

 

Delaware

 

100

 

Pacific TriGuard Partners LLC

 

Delaware

 

100

 

Grayhawk Golf Holdings, LLC

 

Delaware

 

95

 

Grayhawk Golf L.L.C.

 

Arizona

 

100

 

Las Vegas Golf I, LLC

 

Delaware

 

100

 

Angel Park Golf, LLC

 

Nevada

 

100

 

PL/KBS Fund Member, LLC

 

Delaware

 

100

 

Wildflower Member, LLC

 

Delaware

 

100

 

Epoch-Wildflower, LLC

 

Florida

 

99

 

PL Regatta Member, LLC

 

Delaware

 

100

 

Regatta Apartments Investors, LLC

 

Delaware

 

90

 

PL Vintage Park Member, LLC

 

Delaware

 

100

 

Vintage Park Apartments GP, LLC

 

Delaware

 

90

 

PL Broadstone Avena Member, LLC

 

Delaware

 

100

 

Broadstone Avena Investors, LLC

 

Delaware

 

90

 

GW Member LLC

 

Delaware

 

100

 

GW Apartments LLC

 

Delaware

 

90

 

PL Sierra Member, LLC

 

Delaware

 

100

 

Sierra at Fall Creek Apartments Investors, LLC

 

Delaware

 

90

 

PL TOR Member LLC

 

Delaware

 

100

 

2803 Riverside Apartment Investors, LLC

 

Delaware

 

90

 

PL Denver Member, LLC

 

Delaware

 

100

 

1776 Curtis, LLC

 

Delaware

 

70

 

PL Timberlake Member, LLC

 

Delaware

 

100

 

80 South Gibson Road Apartment Investors, LLC

 

Delaware

 

90

 

PL Van Buren Member, LLC

 

Delaware

 

100

 

1035 Van Buren Holdings, L.L.C.

 

Delaware

 

43

 

PL Lakemont Member, LLC

 

Delaware

 

100

 

Overlook at Lakemont Venture LLC

 

Delaware

 

88

 

PL Teravista Member, LLC

 

Delaware

 

100

 

401 Teravista Apartment Investors, LLC

 

Delaware

 

90

 

700 Main Street LLC

 

Delaware

 

100

 

PL Brier Creek Member, LLC

 

Delaware

 

100

 

Brier Creek Investors JV LLC

 

Delaware

 

90

 

PL One Jefferson Member, LLC

 

Delaware

 

100

 

One Jefferson Venture LLC

 

Delaware

 

90

 

PL Savannah Member, LLC

 

Delaware

 

100

 

Savannah at Park Place Apartments LLC

 

Delaware

 

90

 

 


 

PL Redland Member, LLC

 

Delaware

 

100

 

Redland Road Apartment Investors, LLC

 

Delaware

 

90

 

PL Spectrum Member, LLC

 

Delaware

 

100

 

9242 West Russell Road Apartment Investors, LLC

 

Delaware

 

90

 

PL Mortgage Fund, LLC

 

Delaware

 

100

 

PL Andate Member, LLC

 

Delaware

 

100

 

Andante Venture LLC

 

Delaware

 

90

 

PL Beardslee Member, LLC

 

Delaware

 

100

 

Village at Beardslee Investor, LLC

 

Delaware

 

90

 

PL Monterone Member, LLC

 

Delaware

 

100

 

Monterone Apartment Investor, LLC

 

Delaware

 

90

 

PL Reno Member, LLC

 

Delaware

 

100

 

NPLC BV Manager LLC

 

Delaware

 

81

 

PL Wabash Member, LLC

 

Delaware

 

100

 

THC 1333 S. Wabash LLC

 

Delaware

 

90

 

PL Alara Member, LLC

 

Delaware

 

100

 

Greenwood Village Apartment Investors, LLC

 

Delaware

 

90

 

PL Kierland Member, LLC

 

Delaware

 

100

 

T&L Apartment Investor, LLC

 

Delaware

 

90

 

PL Wardman Member, LLC

 

Delaware

 

100

 

Wardman Hotel Owner, L.L.C.

 

Delaware

 

66.6668

 

PL Peoria Member, LLC

 

Delaware

 

100

 

205 Peoria Street Owner, LLC

 

Delaware

 

90

 

PL Elk Meadows Member, LLC

 

Delaware

 

100

 

Elk Meadows JV LLC

 

Delaware

 

60

 

PL Stonebriar Member, LLC

 

Delaware

 

100

 

Stonebriar Apartment Investor, LLC

 

Delaware

 

90

 

PL Deer Run Member, LLC

 

Delaware

 

100

 

Deer Run JV LLC

 

Delaware

 

60

 

PL Tessera Member, LLC

 

Delaware

 

100

 

Tessera Venture LLC

 

Delaware

 

90

 

PL Vantage Member, LLC

 

Delaware

 

100

 

Vantage Post Oak Apartments, LLC

 

Delaware

 

90

 

PL Fairfax Gateway Member, LLC

 

Delaware

 

100

 

Fairfield Fairfax Gateway LLC

 

Delaware

 

90

 

PL 922 Washington Owner, LLC

 

Delaware

 

100

 

PL Hana Place Member, LLC

 

Delaware

 

100

 

Hana Place JV LLC

 

Delaware

 

60

 

PL LasCo Owner, LLC

 

Delaware

 

100

 

PL Wilshire Member, LLC

 

Delaware

 

100

 

Wilshire Apartment Investors, LLC

 

Delaware

 

90

 

PL Cedarwest Member, LLC

 

Delaware

 

100

 

Cedarwest JV LLC

 

Delaware

 

60

 

PL Tupelo Member, LLC

 

Delaware

 

100

 

Tupelo Alley Apartment Investors, LLC

 

Delaware

 

90

 

PL Aster Member, LLC

 

Dealware

 

100

 

Alston Manor Investors JV LLC

 

Delaware

 

90

 

PL Anthology Member, LLC #

 

Dealware

 

100

 

Confederation Life Insurance and Annuity Company

 

Georgia

 

100

 

Pacific Global Asset Management LLC
(Formerly known as Pacific Asset Advisors LLC)

 

Delaware

 

100

 

Cadence Capital Management LLC

 

Delaware

 

100

 

Cadence Global Equity GP LLC#

 

Delaware

 

100

 

Pacific Asset Management LLC

 

Delaware

 

100

 

Pacific Global Advisors LLC

 

Delaware

 

100

 

Pacific Private Fund Advisors LLC

 

Delaware

 

100

 

Pacific Absolute Return Strategies GP LLC #

 

Delaware

 

100

 

Pacific Co-Invest Credit I GP LLC #

 

Delaware

 

100

 

Pacific Co-Invest Opportunities I GP LLC #

 

Delaware

 

100

 

Pacific Multi-Strategy GP LLC #

 

Delaware

 

100

 

Pacific Private Credit II GP LLC #

 

Delaware

 

100

 

Pacific Private Credit III GP LLC #

 

Delaware

 

100

 

 


 

Pacific Private Credit IV GP LLC #

 

Delaware

 

100

 

Pacific Private Equity I GP LLC #

 

Delaware

 

100

 

Pacific Private Equity Opportunities II GP LLC #

 

Delaware

 

100

 

Pacific Private Equity Opportunities III GP LLC #

 

Delaware

 

100

 

Pacific Private Feeder III GP, LLC #

 

Delaware

 

100

 

Pacific Private Equity Opportunities IV GP LLC #

 

Delaware

 

100

 

Pacific Life Fund Advisors LLC

 

Delaware

 

100

 

PAM Bank Loan GP LLC #

 

Delaware

 

100

 

PAM CLO Opportunities GP LLC #

 

Delaware

 

100

 

Pacific Life Trade Receivable GP LLC #
(Formerly known as PAM Trade Receivable GP LLC)

 

Delaware

 

100

 

Pacific Alliance Reinsurance Company of Vermont

 

Vermont

 

100

 

Pacific Services Canada Limited

 

Canada

 

100

 

Pacific Life Reinsurance Company II Limited

 

Barbados

 

100

 

Pacific Baleine Reinsurance Company

 

Vermont

 

100

 

Pacific Private Equity Incentive Allocation LLC

 

Delaware

 

100

 

Swell Investing Holding LLC

 

Delaware

 

100

 

Swell Investing LLC

 

Delaware

 

100

 

Pacific Life Aviation Holdings LLC

 

Delaware

 

100

 

Aviation Capital Group Holdings, Inc.
(Pacific Life Aviation Holdings LLC holds 99.9999% ownership interest of this entity.)

 

Delaware

 

99.9999

 

Aviation Capital Group LLC
(Pacific Life Aviation Holdings LLC holds 74.5536% ownership interest of this entity.)

 

Delaware

 

74.5536

 

Aviation Capital Group LLC
(Aviation Capital Group Holdings, Inc. is the Managing Member of this entity and holds 0.9437% ownership interest as such.)

 

Delaware

 

0.9437

 

ACG Acquisition 4063 LLC

 

Delaware

 

100

 

ACG Acquisition 4084 LLC

 

Delaware

 

100

 

ACG Aircraft Leasing Ireland Limited

 

Ireland

 

100

 

ACG International Ltd.

 

Bermuda

 

100

 

ACG Acquisition Ireland V Ltd.

 

Ireland

 

100

 

ACG Acquisition 4658 LLC

 

Delaware

 

100

 

ACG Acquisition 4913 LLC

 

Delaware

 

100

 

ACG Acquisition 4941 LLC

 

Delaware

 

100

 

ACG Acquisition 4942 LLC

 

Delaware

 

100

 

ACG Acquisition 4891 LLC

 

Delaware

 

100

 

ACG Acquisition 5038 LLC

 

Delaware

 

100

 

ACG Acquisition 5063 LLC

 

Delaware

 

100

 

ACG Acquisition 5136 LLC

 

Delaware

 

100

 

ACG Acquisition 38105 LLC

 

Delaware

 

100

 

ACG Acquisition 6584 LLC

 

Delaware

 

100

 

ACG Acquisition 5096 LLC

 

Delaware

 

100

 

ACG Acquisition 5193 LLC

 

Delaware

 

100

 

ACG Acquisition 5278 LLC

 

Delaware

 

100

 

ACG Acquisition 5299 LLC

 

Delaware

 

100

 

ACG Acquisition 6342 LLC

 

Delaware

 

100

 

ACG Acquisition 6734 LLC

 

Delaware

 

100

 

ACG Acquisition 38038 LLC

 

Delaware

 

100

 

ACG Acquisition 39388 LLC

 

Delaware

 

100

 

ACG Acquisition 39389 LLC

 

Delaware

 

100

 

ACG Acquisition 39891 LLC

 

Delaware

 

100

 

ACG Acquisition 40547 LLC

 

Delaware

 

100

 

ACG ECA Ireland Limited

 

Ireland

 

100

 

ACG Bermuda Leasing Limited

 

Bermuda

 

100

 

ACG Acquisition BR 2012-10A LLC

 

Delaware

 

100

 

ACG Acquisition BR 2012-10B LLC

 

Delaware

 

100

 

ACG Acquisition BR 2012-11 LLC

 

Delaware

 

100

 

ACG Acquisition 2688 LLC

 

Delaware

 

100

 

ACG Acquisition 30744 LLC
(Aviation Capital Group LLC is the beneficiary of the owner Trust and is the indirect owner of this entity.)

 

Delaware

 

100

 

 


 

ACG Acquisition 38881 LLC

 

Delaware

 

100

 

ACG Acquisition 5527 LLC

 

Delaware

 

100

 

ACG Acquisition 5716 LLC

 

Delaware

 

100

 

ACG Acquisition 40544 LLC

 

Delaware

 

100

 

ACG Acquisition 299496 LLC

 

Delaware

 

100

 

ACG Acquisition 5754 LLC

 

Delaware

 

100

 

ACG Acquisition 5841 LLC

 

Delaware

 

100

 

ACG Acquisition 10064586 LLC

 

Delaware

 

100

 

ACG Acquisition 10064587 LLC

 

Delaware

 

100

 

ACG Acquisition 10064589

 

Delaware

 

100

 

San Miguel Leasing Cayman Limited

 

Cayman Islands

 

100

 

ACG Acquisitions Sweden AB

 

Sweden

 

100

 

ACG Acquisition 6457 LLC

 

Delaware

 

100

 

ACG Acquisition 6498 LLC

 

Delaware

 

100

 

ACG Trust II Holding LLC

 

Delaware

 

100

 

Aviation Capital Group Trust II

 

Delaware

 

100

 

ACG Acquisition XXV LLC

 

Delaware

 

100

 

ACG Acquisition Ireland II Limited

 

Ireland

 

100

 

ACG III Holding LLC

 

Delaware

 

100

 

ACG Trust III

 

Delaware

 

100

 

RAIN IV LLC

 

Delaware

 

100

 

RAIN VI LLC

 

Delaware

 

100

 

RAIN VII LLC

 

Delaware

 

100

 

RAIN VIII LLC

 

Delaware

 

100

 

ACG Acquisition 1176 LLC

 

Delaware

 

100

 

Rainier Aircraft Leasing (Ireland) Limited

 

Ireland

 

100

 

ACG Acquisition (Bermuda) III Ltd.

 

Bermuda

 

100

 

ACG 2006-ECA LLC

 

Delaware

 

100

 

ACG ECA-2006 Ireland Limited

 

Ireland

 

100

 

Aviation Capital Group Singapore Pte. Ltd.

 

Singapore

 

100

 

ACG Acquisition 2004-1 Ireland Limited

 

Ireland

 

100

 

ACG 2004-1 Bermuda Limited

 

Bermuda

 

100

 

ACG Capital Partners Ireland Limited

 

Ireland

 

100

 

ACG Capital Partners Singapore Pte. Ltd.

 

Singapore

 

100

 

ACGCPS 2011 Pte. Ltd.

 

Singapore

 

100

 

ACG Capital Partners LLC

 

Delaware

 

100

 

ACG France 6280 S.A.S.

 

France

 

100

 

ACG France 7392 S.A.S.

 

France

 

100

 

ACG France 7421 S.A.S.

 

France

 

100

 

ACG France 8082 S.A.S.

 

France

 

100

 

ACG France 8354 S.A.S.

 

France

 

100

 

ACG France 35722 S.A.S.

 

France

 

100

 

ACG France 35723 S.A.S.

 

France

 

100

 

ACG Trust 2009-1 Holding LLC

 

Delaware

 

100

 

ACG Funding Trust 2009-1

 

Delaware

 

100

 

ACG Acquisition 29677 LLC

 

Delaware

 

100

 

Bellevue Coastal Leasing LLC

 

Washington

 

100

 

Pacific Life & Annuity Services, Inc.

 

Colorado

 

100

 

Bella Sera Holdings, LLC

 

Delaware

 

100

 

Pacific Life Re Holdings LLC

 

Delaware

 

100

 

Pacific Life Re (Australia) Pty Limited

 

Australia

 

100

 

Pacific Life Re Bermuda Holdings Limited

 

Bermuda

 

100

 

Pacific Life Re Bermuda Limited

 

Bermuda

 

100

 

Pacific Life Re Holdings Limited

 

England

 

100

 

Pacific Life Re Services Limited

 

England

 

100

 

Pacific Life Re Limited

 

England

 

100

 

UnderwriteMe Limited

 

England

 

100

 

UnderwriteMe Technology Solutions Limited

 

England

 

100

 

UnderwriteMe Australia Pty Limited

 

Australia

 

100

 

Pacific Life Reinsurance (Barbados) Ltd.

 

Barbados

 

100

 

Pacific Annuity Reinsurance Company

 

Arizona

 

100

 

 


 


# = Abbreviated structure

 

Item 29. Indemnification

 

(a) The Distribution Agreement between Pacific Life Insurance Company, Pacific Life & Annuity Company (collectively referred to as “Pacific Life”) and Pacific Select Distributors, LLC (PSD) provides substantially as follows:

 

Pacific Life shall indemnify and hold harmless PSD and PSD’s officers, directors, agents, controlling persons, employees, subsidiaries and affiliates for all attorneys’ fees, litigation expenses, costs, losses, claims, judgments, settlements, fines, penalties, damages, and liabilities incurred as the direct or indirect result of: (i) negligent, dishonest, fraudulent, unlawful, or criminal acts, statements, or omissions by Pacific Life or its employees, agents, officers, or directors; (ii) Pacific Life’s breach of this Agreement; (iii) Pacific Life’s failure to comply with any statute, rule, or regulation; (iv) a claim or dispute between Pacific Life and a Broker/Dealer (including its Representatives) and/or a Contract owner. Pacific Life shall not be required to indemnify or hold harmless PSD for expenses, losses, claims, damages, or liabilities that result from PSD’s misfeasance, bad faith, negligence, willful misconduct or wrongful act.

 

PSD shall indemnify and hold harmless Pacific Life and Pacific Life’s officers, directors, agents, controlling persons, employees, subsidiaries and affiliates for all attorneys’ fees, litigation expenses, costs, losses, claims, judgments, settlements, fines, penalties, damages and liabilities incurred as the direct or indirect result of: (i) PSD’s breach of this Agreement; and/or (ii) PSD’s failure to comply with any statute, rule, or regulation. PSD shall not be required to indemnify or hold harmless Pacific Life for expenses, losses, claims, damages, or liabilities that have resulted from Pacific Life’s willful misfeasance, bad faith, negligence, willful misconduct or wrongful act.

 

(b) The Form of Selling Agreement between Pacific Life, Pacific Select Distributors, LLC (PSD) and Various Broker-Dealers provides substantially as follows:

 

Pacific Life and PSD agree to indemnify and hold harmless Selling Broker-Dealer and General Agent, their officers, directors, agents and employees, against any and all losses, claims, damages or liabilities to which they may become subject under the 1933 Act, the 1934 Act, or other federal or state statutory law or regulation, at common law or otherwise, insofar as such losses, claims, damages or liabilities (or actions in respect thereof) arise out of or are based upon any untrue statement or alleged untrue statement of a material fact or any omission or alleged omission to state a material fact required to be stated or necessary to make the statements made not misleading in the registration statement for the Contracts or for the shares of Pacific Select Fund (the “Fund”) filed pursuant to the 1933 Act, or any prospectus included as a part thereof, as from time to time amended and supplemented, or in any advertisement or sales literature approved in writing by Pacific Life and PSD pursuant to Section IV.E. of this Agreement.

 

Selling Broker-Dealer and General Agent agree to indemnify and hold harmless Pacific Life, the Fund and PSD, their officers, directors, agents and employees, against any and all losses, claims, damages or liabilities to which they may become subject under the 1933 Act, the 1934 Act or other federal or state statutory law or regulation, at common law or otherwise, insofar as such losses, claims, damages or liabilities (or actions in respect thereof) arise out of or are based upon: (a) any oral or written misrepresentation by Selling Broker- Dealer or General Agent or their officers, directors, employees or agents unless such misrepresentation is contained in the registration statement for the Contracts or Fund shares, any prospectus included as a part thereof, as from time to time amended and supplemented, or any advertisement or sales literature approved in writing by Pacific Life and PSD pursuant to Section IV.E. of this Agreement, (b) the failure of Selling Broker-Dealer or General Agent or their officers, directors, employees or agents to comply with any applicable provisions of this Agreement or (c) claims by Sub-agents or employees of General Agent or Selling Broker- Dealer for payments of compensation or remuneration of any type. Selling Broker-Dealer and General Agent will reimburse Pacific Life or PSD or any director, officer, agent or employee of either entity for any legal or other expenses reasonably incurred by Pacific Life, PSD, or such officer, director, agent or employee in connection with investigating or defending any such loss, claims, damages, liability or action. This indemnity agreement will be in addition to any liability which Broker-Dealer may otherwise have.

 

(c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 (“Act”) may be permitted to directors, officers or persons controlling the Registrant pursuant to the foregoing provisions, the Registrant has been informed that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of

 


 

expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

 

Item 30. Principal Underwriters

 

(a)                                 PSD also acts as principal underwriter for Pacific Life Insurance Company, on its own behalf and on behalf of its Separate Account I, Separate Account A, Separate Account B, Pacific Select Variable Annuity Separate Account, Pacific Corinthian Variable Separate Account, Pacific Select Exec Separate Account, Pacific COLI Separate Account, Pacific COLI Separate Account II, Pacific COLI Separate Account III, Pacific COLI Separate Account IV, Pacific COLI Separate Account V, Pacific COLI Separate Account VI, Pacific COLI Separate Account X, Pacific COLI Separate Account XI, Pacific Select Separate Account, and Pacific Life & Annuity Company, on its own behalf and on behalf of its Separate Account A, Pacific Select Exec Separate Account, and Separate Account I.

 

(b)                                 For information regarding PSD, reference is made to Form B-D, SEC File No. 8-15264, which is herein incorporated by reference.

 

(c)                                  PSD retains no compensation or net discounts or commissions from the Registrant.

 

Item 31. Location of Accounts and Records

 

The accounts, books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and the rules under that section will be maintained by Pacific Life at 700 Newport Center Drive, Newport Beach, California 92660.

 

Item 32. Management Services

 

Not applicable

 

Item 33. Fee Representation

 

REPRESENTATION PURSUANT TO SECTION 26(f) OF THE INVESTMENT COMPANY ACT OF 1940: Pacific Life Insurance Company and Registrant represent that the fees and charges to be deducted under the Variable Life Insurance Policy described in the prospectus contained in this registration statement are, in the aggregate, reasonable in relation to the services rendered, the expenses expected to be incurred, and the risks assumed in connection with the Contract.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it has duly caused this Post-Effective Amendment No. 1 to the Registration Statement on Form N-6 to be signed on its behalf by the undersigned, duly authorized, in the City of Newport Beach, and State of California on the day of December 13, 2019.

 

 

 

PACIFIC SELECT EXEC SEPARATE ACCOUNT

 

 

(Registrant)

 

 

 

 

 

By:

PACIFIC LIFE INSURANCE COMPANY

 

 

 

 

 

 

By:

 

 

 

 

James T. Morris*

 

 

 

Director, Chairman, Chief Executive Officer and President

 

 

 

 

 

 

By:

PACIFIC LIFE INSURANCE COMPANY

 

 

 

(Depositor)

 

 

 

 

 

 

By:

 

 

 

 

James T. Morris*

 

 

 

Director, Chairman, Chief Executive Officer and President

 


 

Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

Director, Chairman, Chief Executive Officer and President

 

December 13, 2019

James T. Morris*

 

 

 

 

 

 

 

 

 

 

Director, Executive Vice President and Chief Operating Officer

 

December 13, 2019

Adrian S. Griggs*

 

 

 

 

 

 

 

 

 

 

Director, Executive Vice President and Chief Financial Officer

 

December 13, 2019

Darryl D. Button*

 

 

 

 

 

 

 

 

 

 

Director, Senior Vice President and General Counsel

 

December 13, 2019

Sharon A. Cheever*

 

 

 

 

 

 

 

 

 

 

Vice President and Secretary

 

December 13, 2019

Jane M. Guon*

 

 

 

 

 

 

 

 

 

 

 

Executive Vice President

 

December 13, 2019

Dawn M. Trautman*

 

 

 

 

 

 

 

 

 

 

 

Senior Vice President and Chief Accounting Officer

 

December 13, 2019

Edward R. Byrd*

 

 

 

 

 

 

 

 

 

 

 

Vice President and Treasurer

 

December 13, 2019

Joseph W. Krum*

 

 

 

 

 

 

 

 

 

*By:

/s/ SHARON A. CHEEVER

 

 

 

December 13, 2019

 

Sharon A. Cheever

 

 

 

 

 

as attorney-in-fact

 

 

 

 

 

(Powers of Attorney are contained in Pre-Effective Amendment No. 2 of the Registration Statement filed on Form N-6 for Pacific Select Exec Separate Account, File No. 333-231308, Accession No. 0001104659-19-052198 filed on October 1, 2019, as Exhibit 18).