0001437749-18-011815.txt : 20180614 0001437749-18-011815.hdr.sgml : 20180614 20180614154554 ACCESSION NUMBER: 0001437749-18-011815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180614 FILED AS OF DATE: 20180614 DATE AS OF CHANGE: 20180614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY JOHN F CENTRAL INDEX KEY: 0001185060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31380 FILM NUMBER: 18899101 MAIL ADDRESS: STREET 1: C/O BOARD ADVISORY STREET 2: 110 OAK TREE PASS CITY: WESTFIELD STATE: NJ ZIP: 07090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Minerals, Inc. CENTRAL INDEX KEY: 0000008328 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 820096527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 1101 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-226-4256 MAIL ADDRESS: STREET 1: 110 GREENE STREET STREET 2: SUITE 1101 CITY: NEW YORK STATE: NY ZIP: 10012 FORMER COMPANY: FORMER CONFORMED NAME: ATLAS MINING CO DATE OF NAME CHANGE: 19990716 4 1 rdgdoc.xml FORM 4 X0306 4 2018-06-14 0000008328 Applied Minerals, Inc. AMNL 0001185060 LEVY JOHN F 55 WASHINGTON STREET 301 BROOKLYN NY 11201 1 Common Stock 2018-06-14 4 P 0 125000 0.08 A 927031 D Common Stock Warrant 0.15 2018-06-14 4 P 0 125000 0 A 2018-06-13 2021-06-12 Common Stock 125000 1733670 D Applied Minerals, Inc. (the "Company") sold to Mr. Levy 125,000 shares of common stock at $0.08 per share. The purchase also included an issuance to Mr. Levy of 125,000 warrants to purchase shares of common stock. Each warrant allows Mr. Levy to purchase one share of common stock for $0.15. The term of each warrant is three years. The Company has the right to purchase each outstanding warrant for a price of $0.01 when the VWAP of the Company's common stock, calculated over twenty (20) consecutive trading days, is equal to or greater than $0.30 per share. /s/ John F. Levy 2018-06-14