0001437749-18-011815.txt : 20180614
0001437749-18-011815.hdr.sgml : 20180614
20180614154554
ACCESSION NUMBER: 0001437749-18-011815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180614
FILED AS OF DATE: 20180614
DATE AS OF CHANGE: 20180614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVY JOHN F
CENTRAL INDEX KEY: 0001185060
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31380
FILM NUMBER: 18899101
MAIL ADDRESS:
STREET 1: C/O BOARD ADVISORY
STREET 2: 110 OAK TREE PASS
CITY: WESTFIELD
STATE: NJ
ZIP: 07090
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Applied Minerals, Inc.
CENTRAL INDEX KEY: 0000008328
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 820096527
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10012
BUSINESS PHONE: 212-226-4256
MAIL ADDRESS:
STREET 1: 110 GREENE STREET
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10012
FORMER COMPANY:
FORMER CONFORMED NAME: ATLAS MINING CO
DATE OF NAME CHANGE: 19990716
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-06-14
0000008328
Applied Minerals, Inc.
AMNL
0001185060
LEVY JOHN F
55 WASHINGTON STREET
301
BROOKLYN
NY
11201
1
Common Stock
2018-06-14
4
P
0
125000
0.08
A
927031
D
Common Stock Warrant
0.15
2018-06-14
4
P
0
125000
0
A
2018-06-13
2021-06-12
Common Stock
125000
1733670
D
Applied Minerals, Inc. (the "Company") sold to Mr. Levy 125,000 shares of common stock at $0.08 per share. The purchase also included an issuance to Mr. Levy of 125,000 warrants to purchase shares of common stock. Each warrant allows Mr. Levy to purchase one share of common stock for $0.15. The term of each warrant is three years. The Company has the right to purchase each outstanding warrant for a price of $0.01 when the VWAP of the Company's common stock, calculated over twenty (20) consecutive trading days, is equal to or greater than $0.30 per share.
/s/ John F. Levy
2018-06-14