-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TCgLhb04NGWSa788UAH0+D1ylbTmWifzOmS8xqGi63n/9o5ej61mWQ5dHomZIC9M lN6NIScHeyoHtIZYt3MIeA== 0001209191-09-055391.txt : 20091203 0001209191-09-055391.hdr.sgml : 20091203 20091203170620 ACCESSION NUMBER: 0001209191-09-055391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091125 FILED AS OF DATE: 20091203 DATE AS OF CHANGE: 20091203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Little Patrick W CENTRAL INDEX KEY: 0001477963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17111 FILM NUMBER: 091220766 MAIL ADDRESS: STREET 1: C/O PHOENIX TECHNOLOGIES LTD. STREET 2: 915 MURPHY RANCH ROAD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHOENIX TECHNOLOGIES LTD CENTRAL INDEX KEY: 0000832767 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042685985 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 915 MURPHY RANCH ROAD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: (408) 570-1000 MAIL ADDRESS: STREET 1: 915 MURPHY RANCH ROAD CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-25 0 0000832767 PHOENIX TECHNOLOGIES LTD PTEC 0001477963 Little Patrick W C/O PHOENIX TECHNOLOGIES LTD. 915 MURPHY RANCH ROAD MILPITAS CA 95035 1 0 0 0 Non-Qualified Stock Option (Right to Buy) 2.67 2009-11-25 4 A 0 40000 0.00 A 2009-11-25 2019-11-25 Common Stock 40000 40000 D 25% of the shares subject to the option vest immediately upon the date of grant, and 1/36th of the balance vests monthly thereafter. /s/Timothy C. Chu as attorney-in-fact for Patrick W. Little 2009-12-03 -----END PRIVACY-ENHANCED MESSAGE-----