0001437749-20-020453.txt : 20200929 0001437749-20-020453.hdr.sgml : 20200929 20200929182856 ACCESSION NUMBER: 0001437749-20-020453 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DODD DAVID A CENTRAL INDEX KEY: 0001193607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39563 FILM NUMBER: 201210072 MAIL ADDRESS: STREET 1: C/O SEROLOGICALS CORP STREET 2: 5565 SPALDING DR CITY: NORCROSS STATE: GA ZIP: 30092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GeoVax Labs, Inc. CENTRAL INDEX KEY: 0000832489 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870455038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 LAKE PARK DRIVE STREET 2: SUITE 380 CITY: SMYRNA STATE: 2Q ZIP: 30080 BUSINESS PHONE: 678-384-7220 MAIL ADDRESS: STREET 1: 1900 LAKE PARK DRIVE STREET 2: SUITE 380 CITY: SMYRNA STATE: 2Q ZIP: 30080 FORMER COMPANY: FORMER CONFORMED NAME: Geovax Labs, Inc. DATE OF NAME CHANGE: 20061002 FORMER COMPANY: FORMER CONFORMED NAME: DAUPHIN TECHNOLOGY INC DATE OF NAME CHANGE: 19940826 FORMER COMPANY: FORMER CONFORMED NAME: SUCCESSO INC DATE OF NAME CHANGE: 19910410 4 1 rdgdoc.xml FORM 4 X0306 4 2020-09-29 0000832489 GeoVax Labs, Inc. GOVX 0001193607 DODD DAVID A 1900 LAKE PARK DRIVE SUITE 380 SMYRNA GA 30080 1 1 President, CEO Common Stock 2020-09-29 4 P 0 81870 5 A 81870 D Common Stock Purchase Warrant 5 2020-09-29 4 P 0 81870 0 A 2020-09-29 2025-09-29 Common Stock 81870 81870 D These securities are subject to a lock-up agreement, dated August 31, 2020, between the Reporting Person and Maxim Group LLC. The securities may not be sold, exercised, or otherwise transferred prior to March 29, 2021, unless the restrictions are earlier waived by Maxim Group LLC or pursuant to specific exemptions in the lock-up agreement. /s/ David A. Dodd 2020-09-29