0001437749-20-020453.txt : 20200929
0001437749-20-020453.hdr.sgml : 20200929
20200929182856
ACCESSION NUMBER: 0001437749-20-020453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200929
FILED AS OF DATE: 20200929
DATE AS OF CHANGE: 20200929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DODD DAVID A
CENTRAL INDEX KEY: 0001193607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39563
FILM NUMBER: 201210072
MAIL ADDRESS:
STREET 1: C/O SEROLOGICALS CORP
STREET 2: 5565 SPALDING DR
CITY: NORCROSS
STATE: GA
ZIP: 30092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GeoVax Labs, Inc.
CENTRAL INDEX KEY: 0000832489
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 870455038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1900 LAKE PARK DRIVE
STREET 2: SUITE 380
CITY: SMYRNA
STATE: 2Q
ZIP: 30080
BUSINESS PHONE: 678-384-7220
MAIL ADDRESS:
STREET 1: 1900 LAKE PARK DRIVE
STREET 2: SUITE 380
CITY: SMYRNA
STATE: 2Q
ZIP: 30080
FORMER COMPANY:
FORMER CONFORMED NAME: Geovax Labs, Inc.
DATE OF NAME CHANGE: 20061002
FORMER COMPANY:
FORMER CONFORMED NAME: DAUPHIN TECHNOLOGY INC
DATE OF NAME CHANGE: 19940826
FORMER COMPANY:
FORMER CONFORMED NAME: SUCCESSO INC
DATE OF NAME CHANGE: 19910410
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-09-29
0000832489
GeoVax Labs, Inc.
GOVX
0001193607
DODD DAVID A
1900 LAKE PARK DRIVE
SUITE 380
SMYRNA
GA
30080
1
1
President, CEO
Common Stock
2020-09-29
4
P
0
81870
5
A
81870
D
Common Stock Purchase Warrant
5
2020-09-29
4
P
0
81870
0
A
2020-09-29
2025-09-29
Common Stock
81870
81870
D
These securities are subject to a lock-up agreement, dated August 31, 2020, between the Reporting Person and Maxim Group LLC. The securities may not be sold, exercised, or otherwise transferred prior to March 29, 2021, unless the restrictions are earlier waived by Maxim Group LLC or pursuant to specific exemptions in the lock-up agreement.
/s/ David A. Dodd
2020-09-29