0001437749-20-020449.txt : 20200929 0001437749-20-020449.hdr.sgml : 20200929 20200929181951 ACCESSION NUMBER: 0001437749-20-020449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHASE RANDAL D CENTRAL INDEX KEY: 0001078784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39563 FILM NUMBER: 201210043 MAIL ADDRESS: STREET 1: 28 GEORGIA COURT CITY: RICHMOND HILL STATE: A6 ZIP: L4E ON7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GeoVax Labs, Inc. CENTRAL INDEX KEY: 0000832489 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870455038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 LAKE PARK DRIVE STREET 2: SUITE 380 CITY: SMYRNA STATE: 2Q ZIP: 30080 BUSINESS PHONE: 678-384-7220 MAIL ADDRESS: STREET 1: 1900 LAKE PARK DRIVE STREET 2: SUITE 380 CITY: SMYRNA STATE: 2Q ZIP: 30080 FORMER COMPANY: FORMER CONFORMED NAME: Geovax Labs, Inc. DATE OF NAME CHANGE: 20061002 FORMER COMPANY: FORMER CONFORMED NAME: DAUPHIN TECHNOLOGY INC DATE OF NAME CHANGE: 19940826 FORMER COMPANY: FORMER CONFORMED NAME: SUCCESSO INC DATE OF NAME CHANGE: 19910410 4 1 rdgdoc.xml FORM 4 X0306 4 2020-09-29 0000832489 GeoVax Labs, Inc. GOVX 0001078784 CHASE RANDAL D 1900 LAKE PARK DRIVE SUITE 380 SMYRNA GA 30080 1 Common Stock 2020-09-29 4 P 0 16613 5 A 16613 D Common Stock Purchase Warrant 5 2020-09-29 4 P 0 16613 0 A 2020-09-29 2025-09-29 Common Stock 16613 16613 D These securities are subject to a lock-up agreement, dated August 31, 2020, between the Reporting Person and Maxim Group LLC. The securities may not be sold, exercised, or otherwise transferred prior to March 29, 2021, unless the restrictions are earlier waived by Maxim Group LLC or pursuant to specific exemptions in the lock-up agreement. /s/ Randal Chase 2020-09-29