-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GAekoLU3Pw9cxYWFLu5XNrw7G9wKu2X7D4l/hAErB4CH9R/LyPSCpbbnGmj4tSHt 1ymgwq/LdmxqkOdzC+xkUg== 0000897069-99-000344.txt : 19990608 0000897069-99-000344.hdr.sgml : 19990608 ACCESSION NUMBER: 0000897069-99-000344 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990607 GROUP MEMBERS: AUGUSTINE CAPITAL MANAGEMENT, INC. GROUP MEMBERS: AUGUSTINE FUND LP GROUP MEMBERS: BRIAN D. PORTER GROUP MEMBERS: JOHN T. PORTER GROUP MEMBERS: THOMAS DUSZYNSKI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAUPHIN TECHNOLOGY INC CENTRAL INDEX KEY: 0000832489 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 870455038 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56365 FILM NUMBER: 99641078 BUSINESS ADDRESS: STREET 1: 800 E NORTHWEST STREET 2: STE 950 CITY: PALATINE STATE: IL ZIP: 60067 BUSINESS PHONE: 8473584406 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUGUSTINE FUND LP CENTRAL INDEX KEY: 0001053372 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 364186782 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 141 WEST JACKSON BLVD STE 1792 CITY: CHICAGO STATE: IL ZIP: 60604 MAIL ADDRESS: STREET 1: 141 WEST JACKSON BLVD. STE. 2182 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DAUPHIN TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 238326102 (CUSIP Number) May 24, 1999 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 238326102 Page 2 of 10 Pages 1 Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) Augustine Fund, L.P. 2 Check The Appropriate Box If a Member of a Group (a)[X] (b)[ ] 3 SEC Use Only 4 Citizenship or Place of Organization Illinois 5 Sole Voting Power 0 shares Number of Shares 6 Shared Voting Power Beneficially 2,400,540 shares Owned By Each Reporting 7 Sole Dispositive Power Person With 0 shares 8 Shared Dispositive Power 2,400,540 shares 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,540 shares 10 Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11 Percent of Class Represented By Amount in Row (9) 5.7% 12 Type of Reporting Person PN CUSIP No. 238326102 Page 3 of 10 Pages 1 Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) Augustine Capital Management, Inc. 2 Check The Appropriate Box If a Member of a Group (a)[X] (b)[ ] 3 SEC Use Only 4 Citizenship or Place of Organization Illinois 5 Sole Voting Power 0 shares Number of Shares 6 Shared Voting Power Beneficially 2,400,540 shares Owned By Each Reporting 7 Sole Dispositive Power Person With 0 shares 8 Shared Dispositive Power 2,400,540 shares 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,540 shares 10 Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11 Percent of Class Represented By Amount in Row (9) 5.7% 12 Type of Reporting Person CO CUSIP No. 238326102 Page 4 of 10 Pages 1 Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) John T. Porter 2 Check The Appropriate Box If a Member of a Group (a)[X] (b)[ ] 3 SEC Use Only 4 Citizenship or Place of Organization Illinois 5 Sole Voting Power 0 shares Number of Shares 6 Shared Voting Power Beneficially 2,400,540 shares Owned By Each Reporting 7 Sole Dispositive Power Person With 0 shares 8 Shared Dispositive Power 2,400,540 shares 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,540 shares 10 Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11 Percent of Class Represented By Amount in Row (9) 5.7% 12 Type of Reporting Person IN CUSIP No. 238326102 Page 5 of 10 Pages 1 Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) Brian D. Porter 2 Check The Appropriate Box If a Member of a Group (a)[X] (b)[ ] 3 SEC Use Only 4 Citizenship or Place of Organization Illinois 5 Sole Voting Power 0 shares Number of Shares 6 Shared Voting Power Beneficially 2,400,540 shares Owned By Each Reporting 7 Sole Dispositive Power Person With 0 shares 8 Shared Dispositive Power 2,400,540 shares 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,540 shares 10 Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11 Percent of Class Represented By Amount in Row (9) 5.7% 12 Type of Reporting Person IN CUSIP No. 238326102 Page 6 of 10 Pages 1 Name of Reporting Person I.R.S. Identification Number of Above Person (entities only) Thomas Duszynski 2 Check The Appropriate Box If a Member of a Group (a)[X] (b)[ ] 3 SEC Use Only 4 Citizenship or Place of Organization Illinois 5 Sole Voting Power 0 shares Number of Shares 6 Shared Voting Power Beneficially 2,400,540 shares Owned By Each Reporting 7 Sole Dispositive Power Person With 0 shares 8 Shared Dispositive Power 2,400,540 shares 9 Aggregate Amount Beneficially Owned by Each Reporting Person 2,400,540 shares 10 Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares [ ] 11 Percent of Class Represented By Amount in Row (9) 5.7% 12 Type of Reporting Person IN CUSIP No. 238326102 Page 7 of 10 Pages Item 1(a) Name of Issuer: Dauphin Technology, Inc. Item 1(b) Address of Issuer's Principal Office: 800 Northwest Highway, Suite 950, Palatine, Illinois 60067 Item 2(a) Name of Person Filing: Augustine Fund, L.P. Augustine Capital Management, Inc. John T. Porter Brian D. Porter Thomas Duszynski Item 2(b) Address of Principal Business Office or, if none, Residence: The business address of each person filing is 141 West Jackson Boulevard, Suite 2182, Chicago, Illinois 60606. Item 2(c) Citizenship: Augustine Fund, L.P. is an Illinois limited partnership. Augustine Capital Management, Inc. is an Illinois corporation. John T. Porter, Brian D. Porter and Thomas Duszynski are all United States citizens and residents of the State of Illinois. Item 2(d) Title of Class of Securities: Common Stock. Item 2(e) CUSIP Number: 238326102. Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. CUSIP No. 238326102 Page 8 of 10 Pages Item 4. Ownership Augustine Fund, L.P. ("Augustine Fund") may be deemed to share power to vote and dispose of the shares owned of record with its general partner Augustine Capital Management, Inc. ("Augustine Capital") and with the shareholders, directors and officers of Augustine Capital, all of whom are John T. Porter, Brian D. Porter or Thomas Duszynski. Such shares may be deemed to be beneficially owned by any or all of Augustine Fund, Augustine Capital John T. Porter, Brian D. Porter and Thomas Duszynski (collectively, the "Group Members"). (a) Amount Beneficially Owned: The Group Members beneficially own 2,400,540 shares. (b) Percent of Class: The Group Members beneficially own 5.7% of the class. (c) Each of the Group Members has the number of shares listed below as to which such Group Member has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or direct the vote: 2,400,540 (iii) sole power to dispose or direct the disposition of: 0 (iv) shared power to dispose or direct the disposition of: 2,400,540 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. CUSIP No. 238326102 Page 9 of 10 Pages Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 238326102 Page 10 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 27, 1999 AUGUSTINE FUND, L.P. By:/s/ Its:________________________ AUGUSTINE CAPITAL MANAGEMENT, INC. By:/s/ Its:________________________ JOHN T. PORTER /s/John T. Porter BRIAN D. PORTER /s/Brian D. Porter THOMAS DUSZYNSKI /s/Thomas Duszynski -----END PRIVACY-ENHANCED MESSAGE-----