-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FP0NNHGo1/LsJxsPuwPkEvinE8B+tXrRwNCFaBhXA2bKGAEzVG55E4qmUO3Wca4A rQHxwU2PdvIQ4eJZ58RXwg== 0000897069-02-000161.txt : 20020414 0000897069-02-000161.hdr.sgml : 20020414 ACCESSION NUMBER: 0000897069-02-000161 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: AUGUSTINE CAPITAL MANAGEMENT, LLC GROUP MEMBERS: BRIAN D. PORTER GROUP MEMBERS: JOHN T. PORTER GROUP MEMBERS: THOMAS F. DUSZYNSKI FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUGUSTINE FUND LP CENTRAL INDEX KEY: 0001053372 IRS NUMBER: 364186782 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 141 WEST JACKSON BLVD STE 1792 CITY: CHICAGO STATE: IL ZIP: 60604 MAIL ADDRESS: STREET 1: 141 WEST JACKSON BLVD. STE. 2182 CITY: CHICAGO STATE: IL ZIP: 60606 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DAUPHIN TECHNOLOGY INC CENTRAL INDEX KEY: 0000832489 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 870455038 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48200 FILM NUMBER: 02550082 BUSINESS ADDRESS: STREET 1: 800 E NORTHWEST STREET 2: STE 950 CITY: PALATINE STATE: IL ZIP: 60067 BUSINESS PHONE: 8473584406 MAIL ADDRESS: STREET 1: 800 E NORTHWEST HIGHWAY SUITE 950 CITY: PALATINE STATE: IL ZIP: 60067 FORMER COMPANY: FORMER CONFORMED NAME: SUCCESSO INC DATE OF NAME CHANGE: 19910410 SC 13G/A 1 sdc95a.txt 13G AMENDMENT NO. 1 - DAUPHIN TECHNOLOGY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) DAUPHIN TECHNOLOGY, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 238326102 (CUSIP Number) August 1, 2000 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 2 of 10 Pages - ---------------------------------------- ------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Augustine Fund, L.P. - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 shares -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ================================================================================ - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 3 of 10 Pages - ---------------------------------------- ------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Augustine Capital Management, LLC - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 shares -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN ================================================================================ - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 4 of 10 Pages - ---------------------------------------- ------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) John T. Porter - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 shares -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ================================================================================ - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 5 of 10 Pages - ---------------------------------------- ------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Brian D. Porter - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 shares -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ================================================================================ - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 6 of 10 Pages - ---------------------------------------- ------------------------ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (ENTITIES ONLY) Thomas F. Duszynski - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 shares -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 shares -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 shares - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ================================================================================ - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 7 of 10 Pages - ---------------------------------------- ------------------------ Item 1(a) Name of Issuer: Dauphin Technology, Inc. Item 1(b) Address of Issuer's Principal Office: 800 Northwest Highway, Suite 950, Palatine, Illinois 60067 Item 2(a) Name of Person Filing: Augustine Fund, L.P. Augustine Capital Management, LLC John T. Porter Brian D. Porter Thomas F. Duszynski Item 2(b) Address of Principal Business Office or, if none, Residence: The business address of each person filing is 141 West Jackson Boulevard, Suite 2182, Chicago, Illinois 60606. Item 2(c) Citizenship: Augustine Fund, L.P. is an Illinois limited partnership. Augustine Capital Management, LLC is a Delaware limited liability company. John T. Porter, Brian D. Porter and Thomas F. Duszynski are all United States citizens and residents of the State of Illinois. Item 2(d) Title of Class of Securities: Common Stock. Item 2(e) CUSIP Number: 238326102. Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: Not applicable. - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 8 of 10 Pages - ---------------------------------------- ------------------------ Item 4. Ownership Augustine Fund, L.P. ("Augustine Fund") may be deemed to share power to vote and dispose of the shares owned of record with its general partner Augustine Capital Management, LLC ("Augustine Capital") and with the shareholders, directors and officers of Augustine Capital, all of whom at the time of the events described in this filing were John T. Porter, Brian D. Porter or Thomas F. Duszynski. Such shares may be deemed to be beneficially owned by any or all of Augustine Fund, Augustine Capital John T. Porter, Brian D. Porter and Thomas F. Duszynski (collectively, the "Group Members"). (a) Amount Beneficially Owned: The Group Members beneficially own 0 shares. (b) Percent of Class: The Group Members beneficially own 0% of the class. (c) Each of the Group Members has the number of shares listed below as to which such Group Member has: (i) sole power to vote or direct the vote: 0 (ii) shared power to vote or direct the vote: 0 (iii) sole power to dispose or direct the disposition of: 0 (iv) shared power to dispose or direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 9 of 10 Pages - ---------------------------------------- ------------------------ Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. - ---------------------------------------- ------------------------ CUSIP No. 238326102 Page 10 of 10 Pages - ---------------------------------------- ------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2002 AUGUSTINE FUND, L.P. By: /s/ Thomas Duszynski Its: Chief Financial Officer AUGUSTINE CAPITAL MANAGEMENT, LLC By: /s/ Thomas Duszynski Its: Chief Financial Officer JOHN T. PORTER /s/ John Porter BRIAN D. PORTER /s/ Brian D. Porter THOMAS F. DUSZYNSKI /s/ Thomas F. Duszynski -----END PRIVACY-ENHANCED MESSAGE-----