0001567619-21-003395.txt : 20210212 0001567619-21-003395.hdr.sgml : 20210212 20210212145240 ACCESSION NUMBER: 0001567619-21-003395 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORRELL JESSE T CENTRAL INDEX KEY: 0001064892 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 21626070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 205 NORTH DEPOT STREET CITY: STANFORD STATE: KY ZIP: 40484 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: 205 NORTH DEPOT STREET CITY: STANFORD STATE: KY ZIP: 40484 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 5 1 doc1.xml FORM 5 X0306 5 2020-12-31 0 0 0 0000832480 UTG INC UTGN 0001064892 CORRELL JESSE T FIRST SOUTHERN BANCORP P. O. BOX 328 STANFORD KY 40484 1 1 1 0 Chairman & CEO Common Stock 2020-09-18 5 G 0 5 0 D 54822 D Common Stock 400000 I By First Southern Funding, LLC Common Stock 2020-12-31 5 G 0 34920 0 D 72750 I By WCorrell Limited Partnership Common Stock 2020-12-31 5 G 0 34920 0 A 72750 I By WCorrell Limited Partnership Common Stock 2020-01-22 5 G 0 1135 0 D 204909 I By First Southern Bancorp, Inc. Common Stock 1201876 I By First Southern Holdings, LLC The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect a gift of partnership interests in WCorrell, Limited Partnership by the reporting person. The reporting person gifted 48 partnership interests (48% of those outstanding) on December 31, 2020. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein This transaction is being reported to reflect a gift of partnership interests in WCorrell, Limited Partnership by the reporting person. A grantor trust, of which the reporting person is trustee, acquired 48 partnership interests (48% of those outstanding) on December 31, 2020. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect a gift of First Southern Bancorp, Inc. shares by the reporting person. The reporting person gifted 16,801 shares (0.55% of those outstanding) on January 22, 2020. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See note (6). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Jill Martin, Attorney-in-Fact 2021-02-11