0001140361-18-007707.txt : 20180214
0001140361-18-007707.hdr.sgml : 20180214
20180214111920
ACCESSION NUMBER: 0001140361-18-007707
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CORRELL JESSE T
CENTRAL INDEX KEY: 0001064892
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16867
FILM NUMBER: 18609007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UTG INC
CENTRAL INDEX KEY: 0000832480
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 202907892
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 13080
STREET 2: 5250 SOUTH SIXTH STREET ROAD
CITY: SPRINGFIELD
STATE: IL
ZIP: 62791
BUSINESS PHONE: 2173236300
MAIL ADDRESS:
STREET 1: PO BOX 13080
STREET 2: 5250 SOUTH SIXTH STREET
CITY: SPINGFIELD
STATE: IL
ZIP: 62791
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TRUST GROUP INC
DATE OF NAME CHANGE: 20001206
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TRUST INC /IL/
DATE OF NAME CHANGE: 19920703
5
1
doc1.xml
FORM 5
X0306
5
2017-12-31
0
0
0
0000832480
UTG INC
UTGN
0001064892
CORRELL JESSE T
FIRST SOUTHERN BANCORP
P. O. BOX 328
STANFORD
KY
40484
1
1
1
0
Chairman & CEO
Common Stock
54827
D
Common Stock
2017-01-01
5
G
0
1242
0
D
346032
I
By First Southern Funding, LLC
Common Stock
2017-12-08
5
G
0
1350
0
D
346032
I
By First Southern Funding, LLC
Common Stock
2017-12-31
5
G
0
5200
0
D
346032
I
By First Southern Funding, LLC
Common Stock
72750
I
By WCorrell, Limited Partnership
Common Stock
2017-04-24
5
G
0
589
0
D
204909
I
By First Southern Bancorp, Inc.
Common Stock
1201876
I
By First Southern Holdings, LLC
Common Stock
13558
I
Estate of Ward Correll
The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This transaction is being reported to reflect gifts of First Southern Funding, LLC membership interest by the reporting person. On January 1, 2017, the reporting person gifted membership units representing 0.36% of the total outstanding membership units in First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This transaction is being reported to reflect gifts of First Southern Funding, LLC membership interest by the reporting person. On December 8, 2017, the reporting person gifted membership units representing 0.39% of the total outstanding membership units in First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This transaction is being reported to reflect gifts of First Southern Funding, LLC membership interest by the reporting person. On December 31, 2017, the reporting person gifted membership units representing 1.50% of the total outstanding membership units in First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This transaction is being reported to reflect a gift of First Southern Bancorp, Inc. shares by the reporting person. The reporting person gifted 22,257 shares (0.29% of those outstanding) on April 24, 2017. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See footnote 6. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is Co-Executor of the Estate of Ward F. Correll. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Jill Martin, Attorney-in-Fact
2018-02-14