0001140361-18-007707.txt : 20180214 0001140361-18-007707.hdr.sgml : 20180214 20180214111920 ACCESSION NUMBER: 0001140361-18-007707 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORRELL JESSE T CENTRAL INDEX KEY: 0001064892 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 18609007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 13080 STREET 2: 5250 SOUTH SIXTH STREET ROAD CITY: SPRINGFIELD STATE: IL ZIP: 62791 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: PO BOX 13080 STREET 2: 5250 SOUTH SIXTH STREET CITY: SPINGFIELD STATE: IL ZIP: 62791 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 5 1 doc1.xml FORM 5 X0306 5 2017-12-31 0 0 0 0000832480 UTG INC UTGN 0001064892 CORRELL JESSE T FIRST SOUTHERN BANCORP P. O. BOX 328 STANFORD KY 40484 1 1 1 0 Chairman & CEO Common Stock 54827 D Common Stock 2017-01-01 5 G 0 1242 0 D 346032 I By First Southern Funding, LLC Common Stock 2017-12-08 5 G 0 1350 0 D 346032 I By First Southern Funding, LLC Common Stock 2017-12-31 5 G 0 5200 0 D 346032 I By First Southern Funding, LLC Common Stock 72750 I By WCorrell, Limited Partnership Common Stock 2017-04-24 5 G 0 589 0 D 204909 I By First Southern Bancorp, Inc. Common Stock 1201876 I By First Southern Holdings, LLC Common Stock 13558 I Estate of Ward Correll The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect gifts of First Southern Funding, LLC membership interest by the reporting person. On January 1, 2017, the reporting person gifted membership units representing 0.36% of the total outstanding membership units in First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect gifts of First Southern Funding, LLC membership interest by the reporting person. On December 8, 2017, the reporting person gifted membership units representing 0.39% of the total outstanding membership units in First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect gifts of First Southern Funding, LLC membership interest by the reporting person. On December 31, 2017, the reporting person gifted membership units representing 1.50% of the total outstanding membership units in First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This transaction is being reported to reflect a gift of First Southern Bancorp, Inc. shares by the reporting person. The reporting person gifted 22,257 shares (0.29% of those outstanding) on April 24, 2017. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See footnote 6. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is Co-Executor of the Estate of Ward F. Correll. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Jill Martin, Attorney-in-Fact 2018-02-14