0001140361-14-015037.txt : 20140401
0001140361-14-015037.hdr.sgml : 20140401
20140401144418
ACCESSION NUMBER: 0001140361-14-015037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140328
FILED AS OF DATE: 20140401
DATE AS OF CHANGE: 20140401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UTG INC
CENTRAL INDEX KEY: 0000832480
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 202907892
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 5147
STREET 2: 5250 SOUTH SIXTH STREET ROAD
CITY: SPRINGFIELD
STATE: IL
ZIP: 62703
BUSINESS PHONE: 2173236300
MAIL ADDRESS:
STREET 1: PO BOX 5147
STREET 2: 5250 SOUTH SIXTH STREET
CITY: SPINGFIELD
STATE: IL
ZIP: 62705
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TRUST GROUP INC
DATE OF NAME CHANGE: 20001206
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TRUST INC /IL/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CORRELL JESSE T
CENTRAL INDEX KEY: 0001064892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16867
FILM NUMBER: 14733600
4
1
doc1.xml
FORM 4
X0306
4
2014-03-28
0
0000832480
UTG INC
UTG.OB
0001064892
CORRELL JESSE T
FIRST SOUTHERN BANCORP
P. O. BOX 328
STANFORD
KY
40484
1
1
1
0
Chairman & CEO
Common Stock
341997
I
By First Southern Funding, LLC
Common Stock
72750
I
By WCorrell Limited Partnership
Common Stock
2014-03-28
4
S
0
7807
D
204909
I
By First Southern Bancorp, Inc.
Common Stock
1201876
I
By First Southern Holdings, LLC
Common Stock
32625
D
The reporting person is President and manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
This transaction is being reported to reflect a sale of First Southern Bancorp, Inc. shares by the reporting person. The reporting person sold 130,515 shares (3.81% of those outstanding) at a price of $38.31 per First Southern Bancorp, Inc. share on March 28, 2014. The shares of UTG, Inc. reported as sold represent 3.81% of the UTG shares owned by First Southern Bancorp, Inc. No separate price was stated for those shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See notes (3) and (4). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Jill Martin, Attorney-in-Fact
2014-04-01