0001140361-14-007464.txt : 20140214 0001140361-14-007464.hdr.sgml : 20140214 20140214121147 ACCESSION NUMBER: 0001140361-14-007464 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET ROAD CITY: SPRINGFIELD STATE: IL ZIP: 62703 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET CITY: SPINGFIELD STATE: IL ZIP: 62705 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORRELL JESSE T CENTRAL INDEX KEY: 0001064892 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 14613231 5 1 doc1.xml FORM 5 X0306 5 2013-12-31 0 0 0 0000832480 UTG INC UTG.OB 0001064892 CORRELL JESSE T FIRST SOUTHERN BANCORP P. O. BOX 328 STANFORD KY 40484 1 1 1 0 Chairman & CEO Common Stock 341997 I By First Southern Funding, LLC Common Stock 72750 I By WCorrell Limited Partnership Common Stock 2013-06-19 5 G 0 41 0 D 204909 I By First Southern Bancorp, Inc. Common Stock 2013-12-27 5 G 0 41 0 D 204909 I By First Southern Bancorp, Inc. Common Stock 1201876 I By First Southern Holdings, LLC. Common Stock 2013-09-27 5 J 0 11055 0 D 0 I By Bluegrass Farms & Woodlands, LLC Common Stock 2013-09-27 5 J 0 8657 0 A 32625 D The reporting person is President and manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the managing general partner of Wcorell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his percuniary interest therein. These transactions are being reported to reflect gifts of First Southern Bancorp, Inc. shares by the reporting person. The reporting person gave gifts of shares of First Southern Bancorp, Inc. as follows: 778 shares (0.02% of those outstanding) on June 19, 2013 and 667 shares (0.02% of those outstanding) on December 27, 2013. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the President of First Southern Holdings, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person is the Managing Member of Bluegrass Farms & Woodlands, LLC. On September 27, 2013, Bluegrass Farms & Woodlands, LLC distributed the 11,055 shares of Common Stock that it held to its members pro rata, including 8,657 shares to Jesse T. Correll. Jill Martin, Attorney-in-Fact 2014-02-13