0001140361-12-038770.txt : 20120829 0001140361-12-038770.hdr.sgml : 20120829 20120829125419 ACCESSION NUMBER: 0001140361-12-038770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120827 FILED AS OF DATE: 20120829 DATE AS OF CHANGE: 20120829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIRST SOUTHERN HOLDINGS LLC CENTRAL INDEX KEY: 0001240842 STATE OF INCORPORATION: KY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 121062382 MAIL ADDRESS: STREET 1: P O BOX 328 CITY: STANFORD STATE: KY ZIP: 40484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET ROAD CITY: SPRINGFIELD STATE: IL ZIP: 62703 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET CITY: SPINGFIELD STATE: IL ZIP: 62705 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2012-08-27 0 0000832480 UTG INC UTGN 0001240842 FIRST SOUTHERN HOLDINGS LLC 99 LANCASTER STREET STANFORD KY 40484 0 0 1 0 Common Stock 2012-08-27 4 X 0 75840 10.00 D 1201876 D Call Option (obligations to sell) 10 2012-08-27 4 X 0 100000 0 D 2009-08-27 2012-08-27 Common Stock 100000 0 D On August 27, 2009, First Southern Bancorp, Inc. (FSB) and First Southern Holdings, LLC (FSH), individually and collectively, granted call options under which a total of 200,000 shares of the Issuer's common stock could be purchased. Under the terms of the options, FSB and FSH, in their sole discretion, could determine the number of shares each of them would sell to the exercising optionee. On August 26, 2011, the holders of the options exercised the options with respect to a total of 100,000 shares of the Issuer's common stock. On August 27, 2012, the holders of the options exercised the remaining options with respect to a total of 100,000 shares of the Issuer's common stock which consisted of 75,840 shares from FSH and 24,160 shares from FSB. Jill Martin, Secretary 2012-08-29