0001140361-12-038767.txt : 20120829 0001140361-12-038767.hdr.sgml : 20120829 20120829125114 ACCESSION NUMBER: 0001140361-12-038767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120827 FILED AS OF DATE: 20120829 DATE AS OF CHANGE: 20120829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIRST SOUTHERN FUNDING LLC CENTRAL INDEX KEY: 0001064869 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 121062365 BUSINESS ADDRESS: STREET 1: 99 LANCASTER STREET STREET 2: P O BOX 328 CITY: STANFORD STATE: KY ZIP: 40484 BUSINESS PHONE: 6063653555 FORMER NAME: FORMER CONFORMED NAME: FIRST SOUTHERN FUNDING INC DATE OF NAME CHANGE: 19980624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET ROAD CITY: SPRINGFIELD STATE: IL ZIP: 62703 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET CITY: SPINGFIELD STATE: IL ZIP: 62705 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2012-08-27 0 0000832480 UTG INC UTGN 0001064869 FIRST SOUTHERN FUNDING LLC 99 LANCASTER STREET P O BOX 328 STANFORD KY 40484 0 0 1 0 Common Stock 341997 D Common Stock 2012-08-27 4 X 0 75840 10.00 D 1201876 I By First Southern Holdings, LLC Call Option (obligation to sell) 10.00 2012-08-27 4 X 0 100000 0 D 2009-08-27 2012-08-27 Common Stock 100000 0 I See footnote (1) On August 27, 2009, First Southern Bancorp, Inc. (FSB) and First Southern Holdings, LLC (FSH), individually and collectively, granted call options under which a total of 200,000 shares of the Issuer's common stock could be purchased. Under the terms of the options, FSB and FSH, in their sole discretion, could determine the number of shares each of them would sell to the exercising optionee. On August 26, 2011, the holders of the options exercised the options with respect to a total of 100,000 shares of the Issuer's common stock. On August 27, 2012, the holders of the options exercised the remaining options with respect to a total of 100,000 shares of the Issuer's common stock which consisted of 75,840 shares from FSH and 24,160 shares from FSB. /s/ Jill Martin, Secretary 2012-08-29