0001140361-12-038767.txt : 20120829
0001140361-12-038767.hdr.sgml : 20120829
20120829125114
ACCESSION NUMBER: 0001140361-12-038767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120827
FILED AS OF DATE: 20120829
DATE AS OF CHANGE: 20120829
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FIRST SOUTHERN FUNDING LLC
CENTRAL INDEX KEY: 0001064869
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16867
FILM NUMBER: 121062365
BUSINESS ADDRESS:
STREET 1: 99 LANCASTER STREET
STREET 2: P O BOX 328
CITY: STANFORD
STATE: KY
ZIP: 40484
BUSINESS PHONE: 6063653555
FORMER NAME:
FORMER CONFORMED NAME: FIRST SOUTHERN FUNDING INC
DATE OF NAME CHANGE: 19980624
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UTG INC
CENTRAL INDEX KEY: 0000832480
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 202907892
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 5147
STREET 2: 5250 SOUTH SIXTH STREET ROAD
CITY: SPRINGFIELD
STATE: IL
ZIP: 62703
BUSINESS PHONE: 2173236300
MAIL ADDRESS:
STREET 1: PO BOX 5147
STREET 2: 5250 SOUTH SIXTH STREET
CITY: SPINGFIELD
STATE: IL
ZIP: 62705
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TRUST GROUP INC
DATE OF NAME CHANGE: 20001206
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TRUST INC /IL/
DATE OF NAME CHANGE: 19920703
4
1
doc1.xml
FORM 4
X0306
4
2012-08-27
0
0000832480
UTG INC
UTGN
0001064869
FIRST SOUTHERN FUNDING LLC
99 LANCASTER STREET
P O BOX 328
STANFORD
KY
40484
0
0
1
0
Common Stock
341997
D
Common Stock
2012-08-27
4
X
0
75840
10.00
D
1201876
I
By First Southern Holdings, LLC
Call Option (obligation to sell)
10.00
2012-08-27
4
X
0
100000
0
D
2009-08-27
2012-08-27
Common Stock
100000
0
I
See footnote (1)
On August 27, 2009, First Southern Bancorp, Inc. (FSB) and First Southern Holdings, LLC (FSH), individually and collectively, granted call options under which a total of 200,000 shares of the Issuer's common stock could be purchased. Under the terms of the options, FSB and FSH, in their sole discretion, could determine the number of shares each of them would sell to the exercising optionee. On August 26, 2011, the holders of the options exercised the options with respect to a total of 100,000 shares of the Issuer's common stock. On August 27, 2012, the holders of the options exercised the remaining options with respect to a total of 100,000 shares of the Issuer's common stock which consisted of 75,840 shares from FSH and 24,160 shares from FSB.
/s/ Jill Martin, Secretary
2012-08-29