-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R7MZjB/sLRwC/+QeV/Z7qrqRiHW/vlZBu3P32/QUSzKsNQGOJG1GGHf7jJO5UBT+ RlEKTcgebGQ47zX/XIaYSA== 0000832480-96-000009.txt : 19960417 0000832480-96-000009.hdr.sgml : 19960417 ACCESSION NUMBER: 0000832480-96-000009 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960416 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TRUST INC /IL/ CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 371172848 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 96547530 BUSINESS ADDRESS: STREET 1: 5250 SOUTH SIXTH STREET STREET 2: PO BOX 5147 CITY: SPRINGFIELD STATE: IL ZIP: 62703 BUSINESS PHONE: 2177864300 MAIL ADDRESS: STREET 1: PO BOX 5147 STREET 2: 5250 SOUTH SIXTH STREET ROAD CITY: SPRINGFIELD STATE: IL ZIP: 62705 10-K/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED TRUST, INC. (Exact Name of Registrant as specified in its Charter) 0-16867 File No. The undersigned registrant hereby amends the December 31, 1995 filing of Form 10-K to include Exhibit 27, the Financial Data Schedule. This amendment is also reflected on the index page. Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant duly caused this amendment to be signed on its behalf by the undersigned, thereunto duly authorized. UNITED TRUST, INC. (Registrant) By: /s/ James E. Melville James E. Melville Senior Executive Vice President and Chief Financial Officer Date: April 16, 1996 This report contains 6 pages INDEX TO EXHIBITS Exhibit Number 3(a) (1) Amended Articles of Incorporation for the Company dated November 20, 1987. 3(b) (1) Amended Articles of Incorporation for the Company dated December 6, 1991. 3(c) (1) Amended Articles of Incorporation for the Company dated March 30, 1993. 3(d) (1) Code of By-Laws for the Company. 10(a) (1) Compromise and Settlement Agreement dates as of February 27, 1991, among First Commonwealth Corporation, Universal Guaranty Life Insurance Company, Alliance Life Insurance Company, Roosevelt National Life Insurance Company of America, Abraham Lincoln Insurance Company, Appalachian Life Insurance Company, Liberty American Assurance Company, and Farmers and Ranchers Life Insurance Company, and Southshore Holding Corp., Public Investors, Inc., Fidelity Fire and Casualty Insurance Company, Insurance Premium Assistance Company, Agency Premium Assistance Company, Coastal Loans Acquisition Company, Bob F. Shamburger, Gary E. Jackson, Leonard H. Aucoin, Dennis J. Lafont, William Joel Herron and Jerry Palmer 10(b) (1) Credit Agreement dated as of December 11, 1989 among First Commonwealth Corporation, Commonwealth Industries Corporation, Investors Trust, Inc., Universal Guaranty Investment Company, John K. Cantrell, Mildred G. Cantrell and First Bank of Gladstone 10(c) (1) Guaranty Agreement among Commonwealth Industries Corporation, Investors Trust, Inc. and Universal Guaranty Investment Company dated as of December 11, 1989 10(d) (1) Security Agreement-Pledge dated as of December 11, 1989 between First Commonwealth Corporation and First Bank of Gladstone 10(e) (1) Security Agreement-Pledge dated as of December 11, 1989 between Commonwealth Industries Corporation and First Bank of Gladstone 10(f) (1) Security Agreement-Pledge dated as of December 11, 1989 between Universal Guaranty Investment Company and First Bank of Gladstone 10(g) (1) Security Agreement-Pledge dated as of December 11, 1989 between Investors Trust, Inc. and First Bank of Gladstone 10(h) (1) Amendment to the Credit Agreement dated as of May 31, 1991 among First Commonwealth Corporation, Commonwealth Industries Corporation, Investors Trust, Inc., Universal Guaranty Investment Company, John K. Cantrell,, Mildred G. Cantrell, and the Banks INDEX TO EXHIBITS Exhibit Number 10(i) (1) Confirmation of Guaranty Agreement dated as of May 31, 1991 by Commonwealth Industries Corporation, Investors Trust, Inc. and Universal Guaranty Investment Company 10(j) (1) Confirmation of Security Agreement-Pledge dated as of May 31, 1991 by Universal Guaranty Investment Company 10(k) (1) Confirmation of Security Agreement-Pledge dated as of May 31, 1991 by First Commonwealth Corporation 10(l) (1) Confirmation of Security Agreement-Pledge dated as of May 31, 1991 by Commonwealth Industries Corporation 10(m) (1) Confirmation of Security Agreement-Pledge dated as of May 31, 1991 by Investors Trust, Inc. 10(n) (1) Second Amendment to Credit Agreement dated as of June 12, 1992 among First Commonwealth Corporation, Commonwealth Industries Corporation, Investors Trust, Inc., Universal Guaranty Investment Company, John K. Cantrell, Mildred G. Cantrell, United Trust Group, Inc. and the Banks 10(o) (1) Confirmation of Guaranty Agreement dated as of June 16, 1992 by Commonwealth Industries Corporation, Investors Trust, Inc. and Universal Guaranty Investment Company 10(p) (1) Confirmation of Security Agreement-Pledge dated as of June 16, 1992 by Commonwealth Industries Corporation 10(q) (1) Amendment and Confirmation of Security Agreement-Pledge dated as of June 16, 1992 by First Commonwealth Corporation 10(r) (1) Amendment and Confirmation of Security Agreement-Pledge dated as of June 16, 1992 by Investors Trust, Inc. 10(s) (1) Amendment and Confirmation of Security Agreement-Pledge dated as of June 16, 1992 by Universal Guaranty Investment Company 10(t) (1) Pledge Agreement dated as of June 16, 1992 by United Trust Group, Inc. 10(u) (1) Note Purchase Agreement dated as of June 16, 1992 by United Trust Group, Inc. 10(v) (1) $1,909,882.00 Term Note of First Commonwealth Corporation to Massachusetts General Life Insurance Company dated as of June 16, 1992 10(w) (1) $6,909,867.00 Term Note of First Commonwealth Corporation to Philadelphia Life Insurance Company dated as of June 16, 1992 INDEX TO EXHIBITS Exhibit Number 10(x) (1) $5,453,509.30 Term Note of First Commonwealth Corporation to First Bank of Gladstone dated as of June 16, 1992 10(y) (1) $879,588.60 Term Note of First Commonwealth Corporation to Citizens Bank & Trust Co. dated as of June 16, 1992 10(z) (1) $1,847,153.10 Term Note of First Commonwealth Corporation to Bank of St. Joseph dated as of June 16, 1992 10(aa) (1) Subcontract Agreement dated September 1, 1990 between United Trust, Inc. and United Income, Inc. 10(bb) (1) Service Agreement dated November 8, 1989 between United Security Assurance Company and United Income, Inc. 10(cc) (1) Management and Consultant Agreement dated as of January 1, 1993 between First Commonwealth Corporation and Universal Guaranty Life Insurance Company 10(dd) (1) Management Agreement dated December 20, 1981 among Commonwealth Industries Corporation, Executive National Life Insurance Company (now known as Investors Trust Assurance Company) and Abraham Lincoln Insurance Company 10(ee) (1) Reinsurance Agreement dated January 1, 1991 between Universal Guaranty Life Insurance Company and Republic- Vanguard Life Insurance Company 10(ff) (1) Reinsurance Agreement dated July 1, 1992 between United Security Assurance Company and Life Reassurance Corporation of America 10(gg) (1) United Trust, Inc. Stock Option Plan 10(hh) (1) Board Resolution adopting United Trust, Inc.'s Officer Incentive Fund 10(ii) (1) Employment Agreement dated as of April 15, 1993 between Larry E. Ryherd and First Commonwealth Corporation and United Trust, Inc. 10(jj) (1) Employment Agreement dated as of April 15, 1993 between Thomas F. Morrow and First Commonwealth Corporation and United Trust, Inc. 10(kk) (1) Employment Agreement dated as of April 15, 1993 between James E. Melville and First Commonwealth Corporation and United Trust, Inc. 10(ll) (1) Employment Agreement dated as of June 16, 1992 between George E. Francis and First Commonwealth Corporation 10(mm) (1) Amendment Number One to Employment Agreement dated as of April 15, 1993 between George E. Francis and First Commonwealth Corporation INDEX TO EXHIBITS Exhibit Number 10(nn) (1) Consulting Arrangement entered into June 15, 1987 between Robert E. Cook and United Trust, Inc. 10(oo) (1) Agreement dated June 16, 1992 between John K. Cantrell and First Commonwealth Corporation 10(pp) (1) Termination Agreement dated as of January 29, 1993 between Scott J. Engebritson and United Trust, Inc., United Fidelity, Inc., United Income, Inc., First Commonwealth Corporation and United Security Assurance Company 10(qq) (1) Stock Purchase Agreement dated February 20, 1992 between United Trust Group, Inc. and Sellers 10(rr) (1) Amendment No. One dated April 20, 1992 to the Stock Purchase Agreement between the Sellers and United Trust Group, Inc. 10(ss) (1) Security Agreement dated June 16, 1992 between United Trust Group, Inc. and the Sellers 10(tt) (1) Stock Purchase Agreement dated June 16, 1992 between United Trust Group, Inc. and First Commonwealth Corporation 27 Financial Data Schedule Footnote (1) Incorporated by reference from the Company's Annual Report on Form 10-K, File No. 0-5392, as of December 31, 1993. EX-27 2
7 YEAR YEAR DEC-31-1995 DEC-31-1994 DEC-31-1995 DEC-31-1994 3,226,175 3,337,672 191,074,220 183,792,794 197,006,257 171,935,030 1,946,481 911,012 13,891,762 15,822,056 11,978,575 11,737,847 244,815,985 237,820,114 12,528,025 11,697,067 14,401,901 13,919,626 11,436,728 10,634,476 356,392,695 360,258,123 0 0 0 0 243,044,963 234,875,800 18,751,982 17,438,768 214,474,285 220,532,893 0 0 0 0 373,519 373,119 18,648,737 21,495,976 356,392,695 360,258,123 29,998,125 32,404,489 15,456,224 14,368,446 (124,235) (1,436,521) 4,538,970 3,870,214 29,855,764 29,661,234 4,907,653 4,060,425 26,481,487 18,984,366 (11,375,820) (3,499,397) (4,571,028) (1,965,084) (3,001,245) (1,623,600) 0 0 0 0 0 0 (3,001,245) (1,623,600) (.16) (.09) (.16) (.09) 0 0 0 0 0 0 0 0 0 0 0 0 0 0
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