0000832480-19-000012.txt : 20190612 0000832480-19-000012.hdr.sgml : 20190612 20190612142651 ACCESSION NUMBER: 0000832480-19-000012 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190612 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20190612 DATE AS OF CHANGE: 20190612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UTG INC CENTRAL INDEX KEY: 0000832480 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 202907892 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-16867 FILM NUMBER: 19893430 BUSINESS ADDRESS: STREET 1: 205 NORTH DEPOT STREET CITY: STANFORD STATE: KY ZIP: 40484 BUSINESS PHONE: 2173236300 MAIL ADDRESS: STREET 1: 205 NORTH DEPOT STREET CITY: STANFORD STATE: KY ZIP: 40484 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST GROUP INC DATE OF NAME CHANGE: 20001206 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TRUST INC /IL/ DATE OF NAME CHANGE: 19920703 8-K 1 utg8k61219.htm PROXY VOTE - SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSON
Washington, D.C. 20549



FORM 8-K



CURRENT REPORT

Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

June 12, 2019




UTG, INC
(Exact name of registrant as specified in its charter)


Delaware
  
0-16867
  
20-2907892
(State or other jurisdiction of incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)
         

205 North Depot Street, Stanford, Kentucky
  
40484
(Address of principal executive offices)
  
(Zip Code)


Registrant’s telephone number, including area code: 217-241-6300


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[  ]
  
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]
  
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]
  
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]
  
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Section 5 – Corporate Governance and Management

Item 5.07 – Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Shareholders of UTG, Inc. was held on June 12, 2019 at which the following matters were submitted to a vote of shareholders:


(a)
  
Votes regarding the election of nine directors:

Name
  
For
  
Withheld
  
Broker Non-Votes
Jesse T. Correll
  
2,518,107
  
13,030
  
372,688
Preston H. Correll
  
2,530,490
  
647
  
372,688
John M. Cortines
  
2,530,851
  
286
  
372,688
Thomas F. Darden, II
  
2,518,408
  
12,729
  
372,688
Howard L. Dayton, Jr.
  
2,517,895
  
13,242
  
372,688
Thomas E. Harmon
  
2,518,408
  
12,729
  
372,688
Gabriel J. Molnar
  
2,518,368
  
12,769
  
372,688
Peter L. Ochs
  
2,518,348
  
12,789
  
372,688
James P. Rousey
  
2,518,348
  
12,789
  
372,688

(b)
  
Votes regarding the non-binding, advisory basis, compensation of the Company’s named executive officers:

For
  
Against
  
Abstain
2,497,317
  
8,277
  
29,711



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

   
UTG, INC.
     
Date:  June 12, 2019
By:
/s/ Theodore C. Miller
   
Theodore C. Miller
   
Senior Vice President
   
and Chief Financial Officer