<SEC-DOCUMENT>0001144204-16-102698-index.html : 20160516 <SEC-HEADER>0001144204-16-102698.hdr.sgml : 20160516 <ACCEPTANCE-DATETIME>20160516164634 ACCESSION NUMBER: 0001144204-16-102698 CONFORMED SUBMISSION TYPE: POSASR PUBLIC DOCUMENT COUNT: 8 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC USA INC /MD/ CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POSASR SEC ACT: 1933 Act SEC FILE NUMBER: 333-202524 FILM NUMBER: 161654643 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125253735 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 </SEC-HEADER> <DOCUMENT> <TYPE>POSASR <SEQUENCE>1 <FILENAME>v439774_posasr.htm <DESCRIPTION>POSASR <TEXT> Document 1 - file: v439774_posasr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.6 <SEQUENCE>2 <FILENAME>v439774_ex1-6.htm <DESCRIPTION>DISTRIBUTION AGREEMENT <TEXT> Document 2 - file: v439774_ex1-6.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.31 <SEQUENCE>3 <FILENAME>v439774_ex4-31.htm <DESCRIPTION>WARRANT INDENTURE <TEXT> Document 3 - file: v439774_ex4-31.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.32 <SEQUENCE>4 <FILENAME>v439774_ex4-32.htm <DESCRIPTION>FORM OF WARRANT <TEXT> Document 4 - file: v439774_ex4-32.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.33 <SEQUENCE>5 <FILENAME>v439774_ex4-33.htm <DESCRIPTION>PAYING AGENT AND SECURITIES REGISTRAR AGREEMENT <TEXT> Document 5 - file: v439774_ex4-33.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.5 <SEQUENCE>6 <FILENAME>v439774_ex5-5.htm <DESCRIPTION>OPINION AND CONSENT OF MORRISON & FOERSTER LLP <TEXT> Document 6 - file: v439774_ex5-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.2 <SEQUENCE>7 <FILENAME>v439774_ex8-2.htm <DESCRIPTION>OPINION AND CONSENT OF MORRISON & FOERSTER LLP <TEXT> Document 7 - file: v439774_ex8-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-25.4 <SEQUENCE>8 <FILENAME>v439774_ex25-4.htm <DESCRIPTION>STATEMENT OF ELIGIBILITY OF WELLS FARGO BANK <TEXT> Document 8 - file: v439774_ex25-4.htm
</DOCUMENT> </SEC-DOCUMENT>