0001144204-11-053290.txt : 20110915 0001144204-11-053290.hdr.sgml : 20110915 20110915161219 ACCESSION NUMBER: 0001144204-11-053290 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC USA INC /MD/ CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-158385 FILM NUMBER: 111093102 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125253735 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 424B2 1 v235016_424b2.htm PRICING SUPPLEMENT Unassociated Document
 
CALCULATION OF REGISTRATION FEE
Title of Class of Securities Offered
 
Maximum Aggregate
Offering Price
 
Amount of
Registration Fee (1)
HSBC USA Inc. Callable Step-Up Rate Notes
 
$3,150,000
 
$365.72*
(1) Calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended.
*Fees of $121.91 were previously paid in connection with this offering as disclosed in the pricing supplement dated September 8, 2011, relating to HSBC USA Inc. Callable Step-Up Rate Notes.
 
Pricing Supplement Addendum dated September 13, 2011
to Pricing Supplement dated September 8, 2011
Prospectus Supplement dated April 9, 2009
and Prospectus dated April 2, 2009

HSBC USA Inc. $3,150,000 Callable Step-Up Rate Notes

On September 8, 2011, HSBC USA Inc. offered $1,050,000 of the securities.  An additional $2,100,000 of the securities are being offered hereby.  The securities previously offered on September 8, 2011 and the securities offered hereby will have identical terms and conditions and will be part of the same series. Reference is made to the related pricing supplement, prospectus supplement and prospectus for a description of the terms and conditions of the securities.
 
Issuer:
HSBC USA Inc.
   
Principal Amount:
$1,000 per security.
   
CUSIP / ISIN:
4042K1NN9 / US4042K1NN90
   
Trade Date:
September 8, 2011.
   
Pricing Date:
September 8, 2011.
   
Settlement Date:
September 26, 2011
   
Maturity Date:
Expected to be September 26, 2023, or if such day is not a Business Day, the next succeeding Business Day.
   
Form of Securities:
Book-Entry.
   
Listing:
The securities will not be listed on any U.S. securities exchange or quotation system.
 
Investment in the securities involves certain risks. You should refer to “Risk Factors” beginning on page PS-6 of the related pricing supplement and page S-3 of the related prospectus supplement.

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of the securities or determined that this pricing supplement addendum, the related pricing supplement, or prospectus supplement and prospectus, is truthful or complete.  Any representation to the contrary is a criminal offense.

The securities are not deposit liabilities or other obligations of a bank and are not insured by the Federal Deposit Insurance Corporation or any other governmental agency of the United States or any other jurisdiction, and involve investment risks including possible loss of the principal amount invested due to the credit risk of HSBC USA Inc.
 
 
 

 
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