-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rixy1Uz1/xsZFxVK5cqnIjYCbUDxOH2VRrIyDUaiIOwkx1U/LZ7de/mOtd09Bbae sa0KNVlTjGncAOQEiCW5fQ== 0001144204-10-036683.txt : 20100706 0001144204-10-036683.hdr.sgml : 20100705 20100706151416 ACCESSION NUMBER: 0001144204-10-036683 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20100706 DATE AS OF CHANGE: 20100706 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC USA INC /MD/ CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-158385 FILM NUMBER: 10938776 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125253735 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 424B2 1 v189935_424b2.htm Unassociated Document
CALCULATION OF REGISTRATION FEE
Title of Class of Securities Offered
Maximum Aggregate
Offering Price
Amount of Registration
Fee (1)
HSBC USA Inc. 3-Year Best-Of Performance Notes due July 5, 2013
 
$3,088,000
$220.17*
(1) Calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended.
*Fees of $198.78  were previously paid in connection with this offering as disclosed in the pricing supplement dated June 30, 2010 relating to HSBC USA Inc. 3-Year Best-Of Performance Notes due July 5, 2013.

 
Pricing Supplement Addendum dated July 2, 2010
to Pricing Supplement dated June 30, 2010
to Product Supplement dated April 9, 2009
Underlying Supplement No. 1 dated January 8, 2010
Prospectus Supplement dated April 9, 2009
and Prospectus dated April 2, 2009

HSBC USA Inc. $3,088,000 3-Year Best-Of Performance Notes

On June 30, 2010 HSBC USA Inc. offered $2,788,000 of the notes.  An additional $300,000 of the notes are being offered hereby.  The notes previously offered on June 30, 2010 and the notes offered hereby will have identical terms and conditions and will be part of the same series. Reference is made to the related pricing supplement, prospectus supplement and prospectus for a description of the terms and conditions of the notes.
 
Issuer:
HSBC USA Inc.
   
Issuer Rating:
AA- (S&P), A1 (Moody’s), AA (Fitch)
   
Principal Amount:
$1,000 per note.
   
CUSIP / ISIN:
4042K03A1 / US4042K03A13
   
Trade Date:
July 2, 2010.
   
Pricing Date:
July 2, 2010.
   
Settlement Date:
July 8, 2010.
   
Maturity Date:
Expected to be July 5, 2013, or if such day is not a Business Day, the next succeeding Business Day.
   
Agent’s Discount Per Note/Total:
$22.50 / $6,750.00.  See “Supplemental Plan of Distribution (Conflicts of Interest)” on page PS-8 of the related pricing supplement.
   
Proceeds to HSBC USA Inc. per Note / Total:
$977.50 / $293,250.00.
   
Form of Notes:
Book-Entry.
   
Listing:
The notes will not be listed on any U.S. securities exchange or quotation system.
 
A credit rating reflects the creditworthiness of HSBC USA Inc. and is not a recommendation to buy, sell or hold notes, and it may be subject to revision or withdrawal at any time by the assigning rating organization. The notes themselves have not been independently rated. Each rating should be evaluated independently of any other rating.
 

Investment in the notes involves certain risks. You should refer to “Risk Factors” beginning on page PS-6 of the related pricing supplement, page US1-1 of the related underlying supplement no. 1 and page S-3 of the related prospectus supplement.

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of the notes or determined that this pricing supplement addendum, the related pricing supplement, or product supplement, underlying supplement no. 1, prospectus supplement and prospectus, is truthful or complete.  Any representation to the contrary is a criminal offense.

The notes are not deposit liabilities or other obligations of a bank and are not insured by the Federal Deposit Insurance Corporation or any other governmental agency of the United States or any other jurisdiction, and involve investment risks including possible loss of the principal amount invested due to the credit risk of HSBC USA Inc.
 
 

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