0001143362-16-000407.txt : 20160920 0001143362-16-000407.hdr.sgml : 20160920 20160920140646 ACCESSION NUMBER: 0001143362-16-000407 CONFORMED SUBMISSION TYPE: 25-NSE PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160920 DATE AS OF CHANGE: 20160920 EFFECTIVENESS DATE: 20160920 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HSBC USA INC /MD/ CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 25-NSE SEC ACT: 1934 Act SEC FILE NUMBER: 001-07436 FILM NUMBER: 161893621 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125253735 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NYSE ARCA, INC. CENTRAL INDEX KEY: 0001143362 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 25-NSE BUSINESS ADDRESS: STREET 1: 100 S. WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-442-7832 MAIL ADDRESS: STREET 1: 100 S. WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC EXCHANGE INC DATE OF NAME CHANGE: 20010621 25-NSE 1 primary_doc.xml X0203 0001143362 NYSE ARCA, INC. 83246 HSBC USA INC /MD/ 001-07436
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ELEMENTS Linked to the S&P Commodity Trends Indicator--Total Return due June 16, 2023 17 CFR 240.12d2-2(a)(1) Benjamin Sawyer Manager 2016-09-20
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 3, 2016, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(1) That the entire class of this security was called for redemption, maturity or retirement on September 19, 2016; appropriate notice thereof was given; funds sufficient for the payment of all such securities were deposited with an agency authorized to make such payment; and such funds were made available to security holders on September 19, 2016. The Exchange also notifies the Securities and Exchange Commission that as a result of the above indicated conditions this security was suspended from trading on September 19, 2016.