-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8q3sNqedrVR5a2+ctXgL02+MXurmc481X/TpBeSbR364uHJ3W73G8I2oihEk3dX Hsj7JyQVlM3atqxoCGxAEg== 0000083246-97-000024.txt : 19970828 0000083246-97-000024.hdr.sgml : 19970828 ACCESSION NUMBER: 0000083246-97-000024 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970827 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC NEW YORK CORP CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07436 FILM NUMBER: 97671002 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125256100 10-Q/A 1 AMENDED 10-Q: ITEM 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 1997. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-7436 REPUBLIC NEW YORK CORPORATION (Exact name of registrant specified in its charter) Maryland 13-2764867 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 452 Fifth Avenue, New York, New York 10018 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (212) 525-6100 Not Applicable Former name, former address and former fiscal year, if changed since last report Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No __ - ----------------------------------------------------------------------------- The number of shares outstanding of the registrant's common stock was 54,815,460 at July 31, 1997. PART II - OTHER INFORMATION Item 4. Submission of Matters to a Vote of Security Holders. (a) The Corporation's Annual Meeting of Stockholders was held on May 28, 1997. (c) The following matters were voted upon at such meeting: (i) Election of the following twenty-three persons as directors of the Corporation, with shares voted for and withheld indicated: Nominee Shares For Shares Withheld ------- ---------- --------------- Kurt Andersen 47,720,927 540,116 Robert A. Cohen 47,719,416 541,627 Cyril S. Dwek 47,740,675 520,368 Ernest Ginsberg 47,739,775 521,268 Nathan Hasson 47,740,775 520,268 Peter Kimmelman 47,767,303 493,740 Richard A. Kraemer 47,767,623 493,420 Leonard Lieberman 47,734,760 526,283 William C. MacMillen, Jr. 47,762,157 498,886 Peter J. Mansbach 47,766,848 494,195 Martin F. Mertz 47,765,234 495,809 James L. Morice 47,766,753 494,290 E. Daniel Morris 47,740,563 520,480 Janet L. Norwood 47,762,900 498,143 John A. Pancetti 47,740,325 520,718 Vito S. Portera 47,722,575 538,468 Thomas F. Robards 47,739,991 521,052 William P. Rogers 47,737,080 523,963 Elias Saal 47,740,675 520,368 Dov C. Schlein 47,740,175 520,868 Walter H. Weiner 47,878,227 391,836 George T. Wendler 47,880,927 389,136 Peter White 44,862,537 3,407,526 (ii) Approval of the amendment to the 1995 Long-Term Incentive Stock Plan. The number of votes cast for or against, as well as the number of abstentions as to such matter, were as follows: For Against Abstain --- ------- ------- 44,826,789 3,338,816 104,452 (iii) Approval of the amendment to the Restricted Stock Election Plan. The number of votes cast for or against, as well as the number of abstentions as to such matter, were as follows: For Against Abstain --- ------- ------- 47,334,838 820,363 114,855 (iv) Approval of the selection of KPMG Peat Marwick LLP, as the Corporation's auditors for 1997. The number of votes cast for or against, as well as the number of abstentions as to such matter, were as follows: For Against Abstain --- ------- ------- 48,200,374 18,750 50,935 SIGNATURES Pursuant to the requirements of the Securities Exchanges Act of 1934, the Registrant has duly caused this amendment to be signed on its behalf by the undersigned thereunto duly authorized. Dated: August 27, 1997 By /s/Walter H. Weiner ---------------------------- Walter H. Weiner Chairman of the Board Dated: August 27, 1997 By /s/Kenneth F. Cooper ----------------------------- Kenneth F. Cooper Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----