-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, aWLgOU7Y2cNEI2tdCF9bMisApMz37mRet541VnqgTCSB/thF72+YTv3Mh1dCVF70 j71/cWLRVjIAAXreyZ6CHA== 0000083246-94-000017.txt : 19940523 0000083246-94-000017.hdr.sgml : 19940523 ACCESSION NUMBER: 0000083246-94-000017 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19940520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC NEW YORK CORP CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: 6021 IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-07436 FILM NUMBER: 94529720 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125256100 8-A12B 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 REPUBLIC NEW YORK CORPORATION (Exact name of registrant as specified in its charter) Maryland 13-2764867 (State of incorporation (I.R.S. Employer or organization) (Identification No.) 452 Fifth Avenue, New York, New York 10018 (Address of principal executive offices) (Zip Code) Securities to be registered pursuant to Section 12(b) of the Act: Name of Each Exchange on Title of Each Class Which Each Class to be Registered Is To Be Registered Depositary Shares, Each New York Stock Exchange, Inc. Representing a One-Fourth Interest in a share of Adjustable Rate Cumulative Preferred Stock, Series D ($100 stated value per share) Securities to be registered pursuant to Section 12(g) of the Act: None (Title of Class) Item 1. Description of Registrant's Securities to be Registered A description of the Registrant's 6,000,000 Depositary Shares to be registered hereby, each representing a one- fourth interest in a share of Adjustable Rate Cumulative Preferred Stock, Series D ($100 stated value), was filed with the Securities and Exchange Commission in the Registrant's Prospectus Supplement dated May 16, 1994 to the Prospectus dated May 7, 1993 as part of the Registrant's Registration Statement on Form S-3, as amended (Registration No. 33-49507)(the "Registration Statement"), and such description is hereby incorporated herein by reference. Item 2. Exhibits 1. Resolutions of the Finance Committee of the Board of Directors, adopted May 16, 1994, establishing the Depositary Shares registered hereby, each representing a one-fourth interest in a share of the Registrant's Adjustable Rate Cumulative Preferred Stock, Series D ($100 Stated Value). 2. Form of Articles Supplementary relating to the Registrant's Adjustable Rate Cumulative Preferred Stock, Series D ($100 Stated Value), to be filed by amendment to this Form 8-A after filing with the Securities and Exchange Commission under cover of Form 8-K on May 23, 1994. 3. Form of the Deposit Agreement between the Registrant and Chemical Bank, as Depositary, incorporated herein by reference to Exhibit 4(t) to the Registrant's Registration Statement, as amended (Registration No. 33- 49507). 4. The Registrant's Registration Statement on Form S-3, as amended (Registration No. 33-49507), as previously filed with the Securities and Exchange Commission and incorporated herein by reference. 5. The Registrant's Prospectus Supplement dated May 16, 1994, as previously filed with the Securities and Exchange Commission on May 18, 1994 and incorporated herein by reference. Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: May 20, 1994 REPUBLIC NEW YORK CORPORATION BY: /s/ William F. Rosenblum, Jr. William F. Rosenblum, Jr. Senior Vice President, Deputy General Counsel and Corporate Secretary Exhibit Index 4.1 Resolutions of the Finance Committee of the Board of Directors, adopted May 16, 1994, establishing the Depositary Shares registered hereby, each representing a one-fourth interest in a share of the Registrant's Adjustable Rate Cumulative Preferred Stock, Series D ($100 Stated Value). 4.2 Form of Articles Supplementary relating to the Registrant's Adjustable Rate Cumulative Preferred Stock, Series D ($100 Stated Value), to be filed by amendment to this Form 8-A after filing with the Securities and Exchange Commission under cover of Form 8-K on May 23, 1994. 4.3 Form of the Deposit Agreement between the Registrant and Chemical Bank, as Depositary, incorporated herein by reference to Exhibit 4(t) to the Registrant's Registration Statement, as amended (Registration No. 33-49507). 4.4 The Registrant's Registration Statement on Form S-3, as amended (Registration No. 33-49507), as previously filed with the Securities and Exchange Commission and incorporated herein by reference. 4.5 The Registrant's Prospectus Supplement dated May 16, 1994, as previously filed with the Securities and Exchange Commission on May 18, 1994 and incorporated herein by reference. EX-4 2 EX-4.1 FINANCE COMMITTEE RESOLUTIONS Exhibit 4.1 REPUBLIC NEW YORK CORPORATION Resolutions adopted by the Finance Committee of the Board of Directors on May 16, 1994 RESOLVED, that, in accordance with and supplemental to the resolutions of the Board of Directors of this Corporation duly adopted April 21, 1993, which authorize the issuance of up to $1,000,000,000 of the Corporation's securities (as defined in such resolutions), including, but not limited to, preferred stock and depositary shares representing preferred stock on a delayed or continuous basis pursuant to Rule 415 of the Securities Act of 1933, as amended, (the "Shelf Resolutions"), such securities having been registered with the Securities and Exchange Commission effective May 7, 1993, the Finance Committee of the Board of Directors (the "Committee") does hereby determine the following: 1. That the number of depositary shares (the "Depositary Shares"), each representing one-fourth of one share of preferred stock, without par value, designated as the Corporation's Adjustable Rate Cumulative Preferred Stock, Series C (the "Preferred Stock"), heretofore authorized for issuance by the Board of Directors, to be sold to the underwriters, represented by Lehman Brothers Inc., Bear, Stearns & Co. Inc., Paine Webber Incorporated and Prudential Securities Incorporated, for resale to the public shall be 6,000,000 Depositary Shares representing 1,500,000 shares of Preferred Stock; 2. That the price at which the Depositary Shares shall be sold to the public shall be $25 per Depositary Share; 3. That the underwriting discount and commission shall not exceed 3.15% of the price of the Depositary Shares to the public (being $.7875 per share of the price of the Depositary Shares to the public); 4. That the stated value of the Preferred Stock shall be $100 per share (or $25 per Depositary Share); 5. That the dividend rate on the Preferred Stock shall be payable quarterly at a rate per annum equal to 81% of the highest of the three-month U.S. Treasury Bill rate, the U.S. Ten-Year Constant Maturity Rate or the U.S. Thirty-Year Constant Maturity Rate (all as more completely defined and determined in accordance with the draft Prospectus Supplement, copies of which have been furnished to the members of this Committee) with a minimum rate of 4.5% and a maximum rate of 10.5% per annum; 6. That the amount of the initial dividend on the Preferred Stock, in accordance with the actions of the Board of Directors of the Corporation pursuant to the Shelf Resolutions, shall be payable at the rate per annum of 6.05%, for the period from the date of issuance to June 30, 1994, on July 1, 1994 to holders of record of the Preferred Stock on June 15, 1994; 7. That the Preferred Stock shall be redeemable on or after July 1, 1999, as a whole, or from time to time in part, at the option of the Corporation, at its stated value, plus an amount equal to any accrued, accumulated and unpaid dividends; 8. That the date of issuance and delivery of the Depositary Shares and Preferred Stock shall be May 23, 1994, or such earlier or later date as may be provided for in the Underwriting Agreement (hereinafter approved) and the Deposit Agreement (hereinafter approved) as the officer executing the same, with the advice of counsel, shall approve; 9. That the other terms and provisions of the Preferred Stock, including optional redemption provisions, restrictive covenants, voting rights provisions, dividend limitations and other rights, preferences, privileges and qualifications as set forth in the Articles Supplementary to be dated May 23, 1994 of the Corporation (copies of a draft of which have been furnished to and reviewed by all of the members of this Committee), be, and they hereby are, authorized and approved; 10. That the proper officers of this Corporation heretofore authorized by the Board of Directors of this Corporation to execute the Articles Supplementary be, and they hereby are, authorized and directed to execute said Articles Supplementary containing the terms and conditions hereinabove authorized and approved and with such changes therein as such officers, with the advice of counsel, deem necessary or desirable, that such execution by such officers of said Articles Supplementary shall be deemed to be conclusive evidence of the approval by this Committee of the Articles Supplementary as so executed, and that such officers be, and they hereby are, authorized and directed to file, or cause to be filed, said Articles Supplementary with the State Department of Assessments and Taxation; 11. That the specimen stock certificate for the Preferred Stock and the specimen Depositary Receipt (copies of the proofs of which have been furnished to and reviewed by all members of this Committee) shall be the form of stock certificate representing shares of the Preferred Stock and the form of Depositary Receipt representing the Depositary Shares; and 12. That the proper officers of the Corporation be, and they hereby are, authorized and directed to prepare and file, pursuant to Rule 424(b) of the Securities and Exchange Commission (the "SEC"), a Prospectus Supplement to the Prospectus contained in the Registration Statement (No. 33-49507) filed with the SEC on April 14, 1993, and declared effective May 7, 1993, containing the terms and conditions of the Depositary Shares and Preferred Stock as authorized hereinabove and such other information as they, with the advice of counsel, deem necessary and advisable; and it is further RESOLVED, that consistent with the terms of the offering of the Depositary Shares representing the Preferred Stock as determined by this Committee in accordance with the Shelf Resolutions, the Underwriting Agreement, in the form and containing the terms and provisions as presented and described to the Committee, between the Corporation and Lehman Brothers Inc., Bear, Stearns & Co. Inc., Paine Webber Incorporated and Prudential Securities Incorporated, as the representatives of the underwriters for the offering and sale by the Corporation of the Depositary Shares (which underwriting agreement may provide that the Corporation shall indemnify the underwriters against certain liabilities, including liabilities under the Securities Act of 1933) and containing such other and further terms, covenants, conditions and changes in and additions thereto as may be deemed to be necessary or advisable by the proper officers of the Corporation, be, and the same hereby is, authorized and approved, and that the Chairman, any Vice Chairman, the President, any Executive Vice President or any Senior Vice President of the Corporation, be, and each of them hereby is, authorized to execute and deliver, in the name and on behalf of the Corporation, the Underwriting Agreement in substantially the form approved hereby, with such changes therein or additions thereto as the officer executing the same shall approve, such approval to be conclusively evidenced by such officer's execution and delivery of the same; and it is further RESOLVED, that consistent with the terms of the offering of the Depositary Shares representing the Preferred Stock as determined by this Committee in accordance with the Shelf Resolutions, the Deposit Agreement, in the form and containing the terms and provisions as presented and described to the Committee, between the Corporation, Chemical Bank, or its successor (the "Depositary") and the holders from time to time of the Depositary Receipts, and containing such other and further terms, covenants, conditions and changes in and additions thereto as may be deemed to be necessary or advisable by the proper officers of the Corporation, be, and the same hereby is, authorized and approved, and that the Chairman, any Vice Chairman, the President, any Executive Vice President or any Senior Vice President of the Corporation, be, and each of them hereby is, authorized to execute and deliver, in the name and on behalf of the Corporation, the Deposit Agreement in substantially the form approved hereby, with such changes therein or additions thereto as the officer executing the same shall approve, such approval to be conclusively evidenced by such officer's execution and delivery of the same. -----END PRIVACY-ENHANCED MESSAGE-----