-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UgUFeVhKBln96VPj09M8F0Fk4Tnb0MqFDaKtR95hEUq7aUMAtJH0oQqYTDAvYBO9 2XOh6xXeeqez368gdK+5qQ== 0000083246-11-000002.txt : 20110204 0000083246-11-000002.hdr.sgml : 20110204 20110204152640 ACCESSION NUMBER: 0000083246-11-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110204 ITEM INFORMATION: Other Events FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC USA INC /MD/ CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07436 FILM NUMBER: 11574486 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125253735 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 8-K 1 callreport020411.htm ITEM 8.01 - CALL REPORT FOR THE PERIOD DECEMBER 31, 2010 callreport020411.htm
 
 
 

_____________________________________________________________________________

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  February 4, 2011

__________________________________

HSBC USA INC.
(Exact name of registrant as specified in its charter)

Commission File Number 1-7436


 
Maryland
  
13-2764867
  
 
(State or other jurisdiction
of incorporation)
 
  
(IRS Employer
Identification Number)
  
 
452 Fifth Avenue
New York, New York
  
 
10018
  
 
(Address of principal
executive offices)
  
(Zip Code)
  

Registrant's telephone number, including area code (212-525-5000)


 
 
Not Applicable
 
  
 
  (Former name or former address, if changed since last report)
  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 

 
o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 8.01                      Other Events.
 

HSBC Bank USA, National Association (the “Bank”), the registrant's primary subsidiary, is subject to supervision and examination by the Office of the Comptroller of the Currency.  The Bank is required to submit certain reports entitled “Consolidated Reports of Condition and Income” (each, a “Call Report” and collectively, the “Call Reports”). The Bank's Call Reports are prepared in accordance with regulatory instructions issued by the Federal Financial Institutions Examination Council (the “FFIEC”) and consist of a balance sheet, income statement, changes in equity capital and other supporting schedules as of the end of the period to which each such Call Report relates. The publicly available portions of the Bank's Call Reports are on file with the FFIEC and available o n the FFIEC’s Central Data Repository Public Data Distribution website at https://cdr.ffiec.gov/public/.

On February 4, 2011, the Bank filed its Call Report for the period ended December 31, 2010.  The registrant anticipates the Call Report will be available on the FFIEC’s Central Data Repository Public Data Distribution website on or about February 5, 2011.



 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
HSBC USA INC.
 
By:  /s/ MICK FORDE
 
Mick Forde
Senior Vice President, Deputy
General Counsel-Corporate and
Assistant Secretary

Dated:  February 4, 2011






 
 
 

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