-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R8QHn7FdmC259g6Q/KcsStGpI1uXKU0MRdiey3vwjES1eWtD+O7bpObbkd6feey7 u/0vkWORKuV4bK31Mg45Rg== 0000083246-07-000010.txt : 20071102 0000083246-07-000010.hdr.sgml : 20071102 20071102080748 ACCESSION NUMBER: 0000083246-07-000010 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071102 ITEM INFORMATION: Other Events FILED AS OF DATE: 20071102 DATE AS OF CHANGE: 20071102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HSBC USA INC /MD/ CENTRAL INDEX KEY: 0000083246 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132764867 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07436 FILM NUMBER: 071208628 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2125253735 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 8-K 1 callreport110207.htm PERIOD ENDING SEPT 30, 2007 CALL REPORTS

_____________________________________________________________________________

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________________

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report: November 2, 2007

 

__________________________________

 

HSBC USA INC.

(Exact name of registrant as specified in its charter)

 

Commission File Number 1-7436

 

 

 

Maryland

 

13-2764867

 

 

(State or other jurisdiction

of incorporation)

 

 

(IRS Employer

Identification Number)

 

 

452 Fifth Avenue
New York, New York

 

 

10018

 

 

(Address of principal

executive offices)

 

(Zip Code)

 

 

 

Registrant's telephone number, including area code (212) 525-3735

 

 

 

Not Applicable

 

 

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 8.01      Other Events.

 

HSBC Bank USA, National Association (the “Bank”), the registrant's primary subsidiary, is subject to supervision and examination by the Office of the Comptroller of the Currency. The Bank is required to submit to the Federal Deposit Insurance Corporation (the “FDIC”) certain reports entitled “Consolidated Reports of Condition and Income” (each, a “Call Report” and collectively, the “Call Reports”). The Bank's Call Reports are prepared in accordance with regulatory instructions issued by the Federal Financial Institutions Examination Council and consist of a balance sheet, income statement, changes in equity capital and other supporting schedules as of the end of the period to which each such Call Report relates. The publicly available portions of the Bank's Call Reports are on file with, and publicly available at, the Federal Deposit Insurance Corporation (the “FDIC”), 550 17th Street, N.W., Washington, D.C. 20429 and on the FDIC's website at www.fdic.gov.

 

On November 2, 2007, the Bank filed its Call Report for the period ended September 30, 2007. The registrant anticipates the Call Report will be available on the FDIC's website on or about November 6, 2007.

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

HSBC USA INC.

 

 

By:

/s/ Joseph R. Simpson

Joseph R. Simpson

Executive Vice President, Controller

 

Dated: November 2, 2007

 

 

 

 

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