0001209191-16-147815.txt : 20161102 0001209191-16-147815.hdr.sgml : 20161102 20161102145008 ACCESSION NUMBER: 0001209191-16-147815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/ CENTRAL INDEX KEY: 0000831968 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 050344399 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 HAMMOND ST CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087554000 MAIL ADDRESS: STREET 1: PROVIDENCE & WORCESTER RAILROAD CO STREET 2: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON RICHARD W CENTRAL INDEX KEY: 0001193988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12761 FILM NUMBER: 161967514 MAIL ADDRESS: STREET 1: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-01 1 0000831968 PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX 0001193988 ANDERSON RICHARD W 75 HAMMOND STREET WORCESTER MA 01610 1 0 0 0 Common Stock 2016-11-01 4 D 0 1670 25.00 D 0 D Stock Option (right to buy) 16.49 2016-11-01 4 D 0 1000 8.51 D 2017-01-18 2026-01-18 Common Stock 1000 0 D Stock Option (right to buy) 18.09 2016-11-01 4 D 0 260 6.91 D 2015-07-02 2025-01-02 Common Stock 260 0 D Stock Option (right to buy) 19.55 2016-11-01 4 D 0 250 5.45 D 2014-07-02 2024-01-02 Common Stock 250 0 D Stock Option (right to buy) 13.96 2016-11-01 4 D 0 240 11.04 D 2013-07-02 2023-01-02 Common Stock 240 0 D Stock Option (right to buy) 11.40 2016-11-01 4 D 0 230 13.60 D 2012-07-03 2022-01-03 Common Stock 230 0 D Stock Option (right to buy) 16.75 2016-11-01 4 D 0 220 8.25 D 2011-07-03 2021-01-03 Common Stock 220 0 D Stock Option (right to buy) 10.75 2016-11-01 4 D 0 210 14.25 D 2010-07-04 2020-01-04 Common Stock 210 0 D Stock Option (right to buy) 11.99 2016-11-01 4 D 0 200 13.01 D 2009-07-02 2019-01-02 Common Stock 200 0 D Stock Option (right to buy) 16.72 2016-11-01 4 D 0 190 8.28 D 2008-07-02 2018-01-02 Common Stock 190 0 D Stock Option (right to buy) 19.50 2016-11-01 4 D 0 180 5.50 D 2007-07-02 2017-01-02 Common Stock 180 0 D Disposed of pursuant to the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W, in exchange for $25.00 per share in cash. This option was cancelled pursuant to the terms of the Merger Agreement. The reporting person received $8,510.00 as consideration for the cancellation. The reporting person received $1,796.60 as consideration for the cancellation. The reporting person received $1,362.50 as consideration for the cancellation. The reporting person received $2,649.60 as consideration for the cancellation. The reporting person received $3,128.00 as consideration for the cancellation. The reporting person received $1,815.00 as consideration for the cancellation. The reporting person received $2,992.50 as consideration for the cancellation. The reporting person received $2,602.00 as consideration for the cancellation. The reporting person received $1,573.20 as consideration for the cancellation. The reporting person received $990.00 as consideration for the cancellation. /s/ Richard W. Anderson 2016-11-02