0001209191-16-147815.txt : 20161102
0001209191-16-147815.hdr.sgml : 20161102
20161102145008
ACCESSION NUMBER: 0001209191-16-147815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/
CENTRAL INDEX KEY: 0000831968
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 050344399
STATE OF INCORPORATION: RI
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 75 HAMMOND ST
CITY: WORCESTER
STATE: MA
ZIP: 01610
BUSINESS PHONE: 5087554000
MAIL ADDRESS:
STREET 1: PROVIDENCE & WORCESTER RAILROAD CO
STREET 2: 75 HAMMOND STREET
CITY: WORCESTER
STATE: MA
ZIP: 01610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANDERSON RICHARD W
CENTRAL INDEX KEY: 0001193988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12761
FILM NUMBER: 161967514
MAIL ADDRESS:
STREET 1: 75 HAMMOND STREET
CITY: WORCESTER
STATE: MA
ZIP: 01610
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-01
1
0000831968
PROVIDENCE & WORCESTER RAILROAD CO/RI/
PWX
0001193988
ANDERSON RICHARD W
75 HAMMOND STREET
WORCESTER
MA
01610
1
0
0
0
Common Stock
2016-11-01
4
D
0
1670
25.00
D
0
D
Stock Option (right to buy)
16.49
2016-11-01
4
D
0
1000
8.51
D
2017-01-18
2026-01-18
Common Stock
1000
0
D
Stock Option (right to buy)
18.09
2016-11-01
4
D
0
260
6.91
D
2015-07-02
2025-01-02
Common Stock
260
0
D
Stock Option (right to buy)
19.55
2016-11-01
4
D
0
250
5.45
D
2014-07-02
2024-01-02
Common Stock
250
0
D
Stock Option (right to buy)
13.96
2016-11-01
4
D
0
240
11.04
D
2013-07-02
2023-01-02
Common Stock
240
0
D
Stock Option (right to buy)
11.40
2016-11-01
4
D
0
230
13.60
D
2012-07-03
2022-01-03
Common Stock
230
0
D
Stock Option (right to buy)
16.75
2016-11-01
4
D
0
220
8.25
D
2011-07-03
2021-01-03
Common Stock
220
0
D
Stock Option (right to buy)
10.75
2016-11-01
4
D
0
210
14.25
D
2010-07-04
2020-01-04
Common Stock
210
0
D
Stock Option (right to buy)
11.99
2016-11-01
4
D
0
200
13.01
D
2009-07-02
2019-01-02
Common Stock
200
0
D
Stock Option (right to buy)
16.72
2016-11-01
4
D
0
190
8.28
D
2008-07-02
2018-01-02
Common Stock
190
0
D
Stock Option (right to buy)
19.50
2016-11-01
4
D
0
180
5.50
D
2007-07-02
2017-01-02
Common Stock
180
0
D
Disposed of pursuant to the Merger Agreement, dated August 12, 2016 (the "Merger Agreement"), among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W, in exchange for $25.00 per share in cash.
This option was cancelled pursuant to the terms of the Merger Agreement.
The reporting person received $8,510.00 as consideration for the cancellation.
The reporting person received $1,796.60 as consideration for the cancellation.
The reporting person received $1,362.50 as consideration for the cancellation.
The reporting person received $2,649.60 as consideration for the cancellation.
The reporting person received $3,128.00 as consideration for the cancellation.
The reporting person received $1,815.00 as consideration for the cancellation.
The reporting person received $2,992.50 as consideration for the cancellation.
The reporting person received $2,602.00 as consideration for the cancellation.
The reporting person received $1,573.20 as consideration for the cancellation.
The reporting person received $990.00 as consideration for the cancellation.
/s/ Richard W. Anderson
2016-11-02