0001140361-13-000582.txt : 20130103 0001140361-13-000582.hdr.sgml : 20130103 20130103151823 ACCESSION NUMBER: 0001140361-13-000582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Frank K CENTRAL INDEX KEY: 0001345967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12761 FILM NUMBER: 13506206 MAIL ADDRESS: STREET 1: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/ CENTRAL INDEX KEY: 0000831968 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 050344399 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 HAMMOND ST CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087554000 MAIL ADDRESS: STREET 1: PROVIDENCE & WORCESTER RAILROAD CO STREET 2: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 4 1 doc1.xml FORM 4 X0306 4 2012-12-31 0 0000831968 PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX 0001345967 Rogers Frank K 75 HAMMOND STREET WORCESTER MA 01610 0 1 0 0 Vice President Common Stock Purchased Through Employee Stock Purchase Plan 2012-12-31 4 M 0 22 11.866 A 2239 D Common Stock Options (Right to Buy) 13.96 2013-01-02 4 A 0 335 13.96 A 2013-07-02 2023-01-02 common stock 335 335 D /s/ Frank K. Rogers 2013-01-03